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| Pathstone Family Office LLC
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|
|---|---|
| CRD # | 151736 |
| SEC # | 801-70776 |
| CIK # | 0001511137 |
| AUM | $110.3 B (2026-03-31) |
| Employees | 704 (52% Investors, 0% Brokers) |
| Phone | 201-944-7284 |
| Address | 10 Sterling Blvd Englewood, NJ 07631 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.7 | ||
| Microsoft Corp | 0.6 | ||
| Nvidia Corp | 0.6 | ||
| Amazon Com Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Coca Cola Co | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Tesla Motors Inc | 0.2 | ||
| Broadcom Inc | 0.2 | ||
| Facebook Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | HCP Full Consequence Investing Fund IV LP | [2026-03-31] | 0.0 | 1.3 |
| PE | Pathstone AI Coinvest 2025 LP | [2026-03-31] | 141.8 | 142.2 |
| PE | Pathstone Early Stage Venture Fund LP - Series 5 | [2026-03-31] | 0.0 | 0.0 |
| PE | Pathstone Private Innovations 2025 LP | [2026-03-31] | 0.0 | 67.2 |
| HF | Vlp060 | 2026-03-31 | 102.2 | |
| HF | Vlp059 | 2025-03-31 | 115.6 | |
| PE | HCP Private Equity Fund XII-A LP | [2025-03-19] | 25.0 | 4.1 |
| PE | HCP Private Equity Fund XII LP | [2025-03-19] | 165.8 | 29.1 |
| VC | ESP Investors LLC | 2024-03-29 | 5.1 | |
| HF | Vlp058 | 2024-03-29 | 146.3 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 0.1 |
| (b) Individuals (high net worth individuals) | 1,834 | 91.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 165 | 10.7 |
| (g) Pension and profit sharing plans | 5 | 0.3 |
| (h) Charitable organizations | 72 | 6.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 23 | 1.9 |
| (n) Other | 0 | 0.0 |
| Total | 27,165 | 110.3 |
| By Discretionary | ||
| Discretionary | 17,133 | 65.6 |
| Non-Discretionary | 10,032 | 44.7 |
| Total | 27,165 | 110.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 109.2 | |
| Total | 27,165 | 110.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Sherman | 74 | 9 | ||
| Charles Keates | 19 | 5 | ||
| Dennis Ersin | 9 | 5 | ||
| Eric Kramer | 75 | 4 | ||
| Kathryn Hall | 55 | 4 | ||
| Hull McKinnon | 50 | 4 | ||
| Michael Hughes | 34 | 4 | ||
| Robert Bonnette | 24 | 4 | ||
| Michael Stolper | 20 | 4 | ||
| Hall Capital Partners LLC | 45 | 3 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001511137] | |
| 13F-NT | [0001511137] | |
| SC 13G | [0001511137] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
SEI Investments Management Corp
✚
|
PA | 216.4 |
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 197.5 |
|
Focus Partners Wealth LLC
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|
MO | 181.9 |
|
Goldman Sachs & Co LLC
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|
NY | 133.6 |
|
Cresset Asset Management LLC
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IL | 78.9 |
|
Wells Fargo Investment Institute Inc
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|
NC | 43.0 |
|
Sequoia Financial Advisors LLC
✚
|
OH | 32.2 |
|
Vivaldi Capital Management LP
✚
|
IL | 5.6 |
|
Three Bell Capital LLC
✚
|
TX | 5.1 |
|
Avidian Wealth Enterprises LLC
✚
|
TX | 4.8 |