Freestone Capital Management LLC

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Assets, Funds, Holdings

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Freestone Capital Management LLC
CRD #145711
SEC #801-69073
CIK #0001128159
AUM $11.5 B (2025-06-10)
Employees 117 (36% Investors, 0% Brokers)
Phone206-707-7300
Address701 5th Avenue
Seattle, WA 98104
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
151296302008201420202026
CIK Period
0001128159
Sector Form 13F Holdings Value ($B)
Microsoft Corp 0.2
Nvidia Corp 0.2
Apple Inc 0.1
Amazon Com Inc 0.1
Facebook Inc 0.0
Alphabet Inc 0.0
Costco Wholesale Corp /NEW 0.0
Nike Inc 0.0
Broadcom Inc 0.0
J P Morgan Chase & Co 0.0
Oracle Corp 0.0
Salesforce Com Inc 0.0
VISA Inc 0.0
Lilly Eli & Co 0.0
Union Pacific Corp 0.0
KLA Tencor Corp 0.0
Exxon Mobil Corp 0.0
Abbott Laboratories 0.0
 
 
 
 
 
 
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
HF Freestone LP Advantage Partners V [2024-02-29] 119.5 271.7
HF Freestone Advantage Partners IV LP [2022-03-29] 50.3 394.7
HF Freestone Affordable Housing Partners LP [2021-03-29] 106.2 136.0
HF Freestone Bourbon Fund LP [2021-03-29] 4.0 216.7
HF Freestone Litigation Partners LP [2021-03-29] 189.4 187.2
HF Freestone Royalty Income Partners LP [2020-03-27] 117.0 4.9
HF Freestone Manufactured Housing Communities II LP [2019-04-24] 38.3 0.3
HF Freestone Manufactured Housing Communities II Qualified LP [2019-04-24] 232.6 0.5
HF Freestone Omaha Hotel LP [2019-04-24] 36.6 31.3
HF Freestone Advantage Partners III LP [2018-03-23] 65.8 60.7
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,343 1.9
(b) Individuals (high net worth individuals) 1,440 7.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 17 2.3
(g) Pension and profit sharing plans 28 0.1
(h) Charitable organizations 10 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 36 0.2
(n) Other 0 0.0
Total 6,231 11.5
By Discretionary
Discretionary 4,051 8.1
Non-Discretionary 2,180 3.4
Total 6,231 11.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 11.5
Total 6,231 11.5
Form D Directors # Filings # Firms 2011 - 2025
Ronan Guilfoyle 355
Kevin Phillip 183
Gary Furukawa 38
Freestone Capital Management LLC 37
Erik Morgan 35
Freestone Investments LLC 26
Scott Svenson 32
James Rooney 32
Scott Akins 19
Freestone Capital Holdings LLC 17
View All
EDGAR Form CIK 2011 - 2025
13F-NT [0001128159]
3 [0001128159]
4 [0001128159]
SC 13D [0001128159]
SC 13G [0001128159]
Form 13D/13G Filer Form 13D/13G Subject Filed
Freestone Capital Management LLC Falcon Minerals Corp [2020-03-18]
Freestone Capital Management LLC Owens Realty Mortgage Inc [2017-06-05]
Freestone Capital Management LLC Bay Bancorp Inc [2014-07-03]
Freestone Capital Management LLC Cordia Bancorp Inc [2014-02-12]
Freestone Capital Management LLC Owens Realty Mortgage Inc [2014-02-12]
Freestone Capital Management LLC Imperial Holdings Inc [2013-05-24]
Form 3/4/5 Subject 2011 - 2025
Freestone Capital Holdings, LLC
Bay Bancorp Inc
Freestone Capital Management LLC
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