Freestone Capital Management LLC

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Freestone Capital Management LLC ✚
CRD #	145711
SEC #	801-69073
CIK #	0001128159
AUM	14.54 B (2026-06-29)
Employees	120 (38% Investors, 0% Brokers)
Phone	206-707-7300
Address	701 5th Avenue Seattle, WA 98104
Source	[IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]

Total AUM ($B) Copy

CIK	Period
0001128159	2026-03-31 2025-12-31 2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001128159

Sector	Form 13F Holdings	Value ($B)
	Microsoft Corp	0.2
	Nvidia Corp	0.1
	Apple Inc	0.1
	Amazon Com Inc	0.1
	Alphabet Inc	0.1
	Broadcom Inc	0.0
	Facebook Inc	0.0
	Costco Wholesale Corp /NEW	0.0
	J P Morgan Chase & Co	0.0
	KLA Tencor Corp	0.0
	Nike Inc	0.0
	Alphabet Inc	0.0
	Lilly Eli & Co	0.0
	Caterpillar Inc	0.0
	Visa Inc	0.0
	Applied Materials Inc /DE	0.0
	Tesla Motors Inc	0.0














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Type	Form D Funds	Date	Sold	AUM
HF	Freestone LP Advantage Partners VI	[2026-03-30]		299.9 M
	Filed 2025-03-19 (D) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Freestone LP Advantage Partners V	[2024-02-29]	119.5 M	285.3 M
	Filed 2023-05-17 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Freestone Advantage Partners IV LP	[2022-03-29]	50.3 M	337.4 M
	Filed 2021-11-02 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Freestone Affordable Housing Partners LP	[2021-03-29]	106.2 M	121.6 M
	Filed 2020-01-29 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Freestone Bourbon Fund LP	[2021-03-29]	4.0 M	188.3 M
	Filed 2020-02-14 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Freestone Litigation Partners LP	[2021-03-29]	189.4 M	183.4 M
	Filed 2020-01-16 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Freestone Royalty Income Partners LP	[2020-03-27]	117.0 M	4.9 M
	Filed 2019-06-18 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Freestone Manufactured Housing Communities II LP	[2019-04-24]	38.3 M	0.3 M
	Filed 2018-08-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Freestone Manufactured Housing Communities II Qualified LP	[2019-04-24]	232.6 M	0.5 M
	Filed 2018-08-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Freestone Omaha Hotel LP	[2019-04-24]	36.6 M	39.8 M
	Filed 2018-10-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	1,569	2.9
(b) Individuals (high net worth individuals)	1,337	8.4
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	16	2.6
(g) Pension and profit sharing plans	26	0.1
(h) Charitable organizations	13	0.1
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	33	0.5
(n) Other	0	0.0
Total	4,494	14.5
By Discretionary
Discretionary	2,797	10.0
Non-Discretionary	1,697	4.6
Total	4,494	14.5
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		14.5
Total	4,494	14.5

Form D Directors	Role	# Filings	# Firms
Ronan Guilfoyle	Director	358	108
Kevin Phillip	Director	193	39
Gary Furukawa	Director, Executive Officer	38	4
Freestone Capital Management LLC	Promoter	37	4
Erik Morgan	Director, Executive Officer	35	4
Freestone Investments LLC	Executive Officer, Promoter	26	4
Scott Svenson	Executive Officer	32	3
James Rooney	Executive Officer	32	3
Scott Akins	Executive Officer	19	3
Freestone Capital Holdings LLC	Executive Officer, Promoter	17	3
View All

EDGAR Form	CIK	2011 - 2026
13F-NT	[0001128159]
3	[0001128159]
4	[0001128159]
SC 13D	[0001128159]
SC 13G	[0001128159]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Freestone Capital Management LLC	Falcon Minerals Corp	[2020-03-18]
Freestone Capital Management LLC	Owens Realty Mortgage Inc	[2017-06-05]
Freestone Capital Management LLC	Bay Bancorp Inc	[2014-07-03]
Freestone Capital Management LLC	Cordia Bancorp Inc	[2014-02-12]
Freestone Capital Management LLC	Owens Realty Mortgage Inc	[2014-02-12]
Freestone Capital Management LLC	Imperial Holdings Inc	[2013-05-24]

Firm Profile (Form ADV)
Discretionary AUM	$3.1B
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund
LEI	549300BHLFCYHDB3KV67

Form 3/4/5 Subject	2011 - 2026
Bay Bancorp Inc
Freestone Capital Management LLC
Freestone Capital Holdings LLC

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Bay Bancorp Inc BYBK Common Stock	2014-08-14	Sell	100,000	$4.52	452,000
Bay Bancorp Inc BYBK Common Stock	2014-08-14	Sell	2,000	$4.60	9,200
Bay Bancorp Inc BYBK Common Stock	2014-08-04	Sell	10,000	$4.69	46,900

Comparable Firms	State	AUM
Geowealth Management LLC ✚	IL	17.57 B
Manning & Napier Advisors LLC ✚	NY	17.03 B
Ark Investment Management LLC ✚	FL	15.98 B
ACR Alpine Capital Research LLC ✚	MO	10.79 B
Cary Street Partners Investment Advisory LLC ✚	VA	10.25 B
Bradley Foster & Sargent Inc ✚	CT	9,072.9 M
Ingalls & Snyder LLC ✚	NY	7,826.6 M
MGO One Seven LLC ✚	OH	7,717.8 M
Bailard Inc ✚	CA	7,560.9 M
Integrated Advisors Network LLC ✚	TX	5,522.6 M

Freestone Capital Management LLC

Assets, Funds, Holdings