Gainplan LLC

Item 5: Fees & Compensation

    How We Are Compensated for Our Advisory Services

    Asset Management:

    Our maximum fee for our Asset Management service is 2.00% of the assets under management. Our
    firm’s annualized fees are billed on a pro-rata basis quarterly in advance based on the value of your
    account on the last day of the previous quarter. Adjustments will be made for all deposits and
    withdrawals. For new client relationships established in the first half of a billing period, we will

ADV Part 2A – Firm Brochure                        Page 7                                            Gainplan LLC

    process an initial pro-rata debit based on the number of days remaining in the billing period. The
    pro-rated fees for the first billing period shall be debited upon the initial deposit if that occurs during
    the first half of the quarter, otherwise they will be aggregated with the fees assessed for the following
    quarter. Unless otherwise agreed to in writing, advisory fees will be applicable to cash and cash
    equivalents. Fees are determined on a case by case basis and detailed in Schedule A of the advisory
    agreement. Fees are negotiable and will be deducted from your account. As part of this process, the
    client is made aware of the following:

         a) You provide written authorization permitting us to be paid directly from the managed
            account held by the independent custodian;
         b) Our firm sends an electronic request to the custodian indicating the amount of the fee to be
            paid from the client’s managed account;
         c) Your independent custodian sends statements at least quarterly to you showing the market
            values for each security included in the Assets and all disbursements in your account
            including the amount of the advisory fees paid to us.

    Comprehensive Portfolio Management:

                        Assets Under Management                Annual Percentage
                              $0 to $500,000                        1.50%
                          $500,001 to $1,000,000                    1.00%
                         $1,000,001 to $10,000,000                  0.75%
                         Greater than $10,000,000                   0.50%

    While the above represents our standard fee schedule for this service, we reserve the right to charge
    up to 2.00% for clients with substantial planning needs beyond standard personal financial planning.
    Our firm’s annualized fees are billed on a pro-rata basis quarterly in advance based on the value of
    your account on the last day of the previous quarter. Adjustments will be made for all deposits and
    withdrawals. For new client relationships established in the first half of a billing period, we will
    process an initial pro-rata debit based on the number of days remaining in the billing period. The
    pro-rated fees for the first billing period shall be debited upon the initial deposit if that occurs during
    the first half of the quarter, otherwise they will be aggregated with the fees assessed for the following
    quarter. Unless otherwise agreed to in writing, advisory fees will be applicable to cash and cash
    equivalents. Fees are determined on a case by case basis and detailed in Schedule A of the advisory
    agreement. Fees are negotiable and will be deducted from your account. As part of this process, the
    client is made aware of the following:

         a) You provide written authorization permitting us to be paid directly from the managed
            account held by the independent custodian;
         b) Our firm sends an electronic request to the custodian indicating the amount of the fee to be
            paid from the client’s managed account;
         c) Your independent custodian sends statements at least quarterly to you showing the market
            values for each security included in the Assets and all disbursements in your account
            including the amount of the advisory fees paid to us.

    Business Consulting Services:

ADV Part 2A – Firm Brochure                          Page 8                                             Gainplan LLC

    We charge on an hourly or flat fee basis for business consulting services. The total estimated fee, as
    well as the ultimate fee that we charge you, is based on the scope and complexity of our engagement
    with you. Our hourly fee is $400 for financial advisors and flat fees will not exceed $100,000.

    We require a retainer of fifty percent (50%) of the estimated total planning or consulting fee with the
    remainder of the fee directly billed to you and due to us within thirty (30) days of your financial plan
    being delivered or consultation rendered to you. In all cases, we will not require a retainer exceeding
    $1,200 when services cannot be rendered within 6 (six) months.

    Financial Planning & Consulting:

    We charge on an hourly or flat fee basis for financial planning and consulting services. The total
    estimated fee, as well as the ultimate fee that we charge you, is based on the scope and complexity of
    our engagement with you. Our hourly fee is $400 for financial advisors and flat fees will not exceed
    $15,000.

    The estimated fee is billed upon engaging the firm and will be due within thirty (30) days. Otherwise,
    the total estimated fee will be due upon signing of the firm’s advisory agreement. In all cases, we will
    not require a retainer exceeding $1,200 when services cannot be rendered within 6 (six) months.

    Retirement Plan Consulting:

    Services are billed on a flat fee basis or a fee based on the percentage of Plan assets under
    management. The total estimated fee, as well as the ultimate fee charged, is based on the scope and
    complexity of our engagement with the client and shall be indicated on the executed agreement. Flat
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Item 7: Types of Clients & Account Requirements

    We have the following types of clients:
       • Individuals and High Net Worth Individuals;
       • Trusts, Estates or Charitable Organizations;
       • Pension and Profit Sharing Plans;
       • Corporations, Limited Liability Companies and/or Other Business Types.

    We do not impose requirements for opening and maintaining accounts or otherwise engaging us.