Tidemark LLC

ITEM 5 – FEES AND COMPENSATION
 Asset Management Services
 Tidemark asset management services will be charged an annual fee based on the amount of assets under
 management. The management fee shall not exceed 2.00% and may vary depending on client facts,
 circumstances and needs. These include the complexity of the client, assets to be placed under
 management, anticipated future additional assets, related accounts, portfolio style, account composition,
 reports, among other factors. The specific annual fee is identified in the contract between Tidemark and
 each client.
 Advisory fees are paid in advance on a quarterly basis, based on the value of the assets at the close of the
 applicable billing period. Fees are directly debited from the client’s account(s) held at the custodian.
 Tidemark does not require a minimum account balance. However, certain Investment Advisor
 Representatives may choose to impose minimum account sizes depending on client’s circumstances and
 needs.
 Tidemark retains the discretion to negotiate alternative fees on a client-by-client basis.
 Other Fees & Expenses
 In addition to our advisory fees, and where applicable, clients are required to pay other charges such as:
 custodial fees; brokerage commissions; transaction fees; internal fees and expenses charged by mutual
 funds, and exchange traded funds (“ETFs”); brokerage account maintenance fees; and other fees and taxes
 on brokerage accounts and securities transactions.

 Mutual fund companies and ETFs charge internal fees and expenses for their products. These fees and
 expenses are in addition to any advisory fees charged by Tidemark. Complete details of these internal
 fees and expenses are explained in the prospectus. Clients are strongly encouraged to read these
 explanations before investing any money. Please refer to the "Brokerage Practices" section (Item 12) of
 this Form ADV for additional information.
 Financial Planning & Consulting Services
 Tidemark provides financial planning and consulting services as a fixed rate or hourly fee depending
 on the nature and complexity of the client’s situation. The fee is agreed upon at the onset of the
 relationship and is paid in advance.

 Estate Planning Services
 Tidemark provides Estate Planning Services at a fixed rate depending on the nature and complexity of the
 client’s situation. The fee is agreed upon at the onset of the relationship and is paid in advance.

 Termination of the Advisory Relationship
 A client agreement may be canceled at any time, by either party, for any reason upon receipt of written
 notice. Upon termination of an account, any unearned fees will be promptly refunded. In calculating a
 client’s reimbursement of fees, we will pro rate the reimbursement according to the number of days
 remaining in the billing period.

FORM ADV PART 2A                                                                                            6

ITEM 7 – TYPES OF CLIENTS
 Tidemark provides management of portfolios to the following types of clients:
     •   Individuals (other than high-net-worth individuals) and small businesses
     •   High net worth individuals
     •   Pension and profit-sharing plans (other than plan participants)
     •   Corporations or other businesses not listed above

 Tidemark does not require a minimum account balance. However, certain Investment Advisor
 Representatives may choose to impose minimum account sizes depending on client’s circumstances and
 needs.

FORM ADV PART 2A                                                                                      8