Gentry Private Wealth LLC

Item 5 - Fees and Compensation

GPW charges fees based on a percentage of assets under management as well as fixed fees, depending on
the particular types of services to be provided. The specific fees charged by GPW for services provided will
be set forth in each client’s Agreement.

     A. Financial Planning and Investment Management Services

Fees for Financial Planning and Consulting Services
Clients that are receiving financial planning and/or consulting services, separate from investment
management services, are charged a fixed fee or can be assessed an $350 hourly rate. The applicable fee or
estimated fee is determined when both parties agree on the scope of the financial planning and/or consulting
services. The fee is directly dependent upon the facts and circumstances of your situation and the
complexity of the requested services. An initial portion of the fee may be due upon entering into an
agreement with the Firm and the remainder will be due either upon completion of the plan or billed monthly.
Ongoing financial planning and/or consulting services (including plan updates, new analyses, and/or
projections) can be provided and charged via an annual retainer fee, billed monthly. For these ongoing
services, the initial upfront fee may be waived. Actual fees charged are clearly outlined in the financial
planning agreement and clients receive invoices reflecting the amount of the fee due and payable. Please

Gentry Private Wealth                                                               Disclosure Brochure

refer to additional information regarding fees below for more detailed information regarding fees paid by
GPW clients.

Fees for Investment Management Services
GPW charges an annual advisory fee that is agreed upon with each client and set forth in an agreement
executed by GPW and the client. If fixed, the advisory fee will be specified as such on the fee schedule. If
based on a percentage of the value of assets under management, the advisory fee for the initial quarter shall
be paid, on a pro rata basis, in arrears, based on the asset value of the client’s account upon receipt at the
custodian at the end of such initial quarter. For subsequent quarters, the advisory fee shall be paid, in
advance, based on the asset value of the client’s accounts as of the last business day of the preceding quarter
as provided by third-party sources, such as pricing services, custodians, fund administrators, and client-
provided sources. The percentage for the highest range of Managed Asset value achieved applies to all
Managed Assets, not just Managed Assets within that range. In certain circumstances, as with fee-based
annuities, the annual advisory fee may be payable in arrears. If payable in arrears, the advisory fee for the
quarter shall be based on the average daily balance of the client’s account as provided by the account
custodian/insurance company at the end of such quarter.

Clients receiving family office services are subject to a different fee schedule.

Following is GPW’s asset based fee schedule for Investment Management Services pursuant to the
Program:

                                                    FEE SCHEDULE
                              Market Value of Assets                        Rate
                       Up to $499,999                                       1.75%
                       $500,000 to $999,999                                 1.60%
                       $1,000,000 to $2,499,999                             1.35%
                       $2,500,000 to $4,999,999                             1.00%
                       $5,000,000 to $24,999,999                            0.75%
                       $25,000,000 to $49,999,999                           0.50%
                       $50,000,000 and above                                0.35%
                       The percentage for the highest range of Managed Asset value achieved
                       applies to all Managed Assets, not just Managed Assets within that
                       range.

Gentry Private Wealth                                                                 Disclosure Brochure

Fees for Family Office Services
The fees for Family Office Services, which are inclusive of Investment Management Services, are charged
in the same manner as the fees for Investment Management Services. Following is GPW’s asset based fee
schedule for Family Office Services pursuant to the Program:

                                      FAMILY OFFICE SERVICES CLIENTS
                                         PROGRAM FEE SCHEDULE

                              Market Value of Assets                         Rate
                              $15,000,000 to $24,999,999                      1.00%
                              $25,000,000 to $49,999,999                      0.75%
                              $50,000,000 to $74,999,999                      0.60%
                              $75,000,000 to $99,999,999                      0.45%
                                $100,000,000 and above                        0.35%
                       The percentage for the highest range of Managed Asset value achieved
                       applies to all Managed Assets, not just Managed Assets within that
                       range.

Fees for Investment Management Services to Retirement Plans
Retirement plan advisory clients will be charged an annual fixed fee or an asset based fee. The annual fee
is charged quarterly at the end of each calendar quarter and will be adjusted pro rata based on the number
of calendar days in the billing period that the Agreement was effective.

The specific fee that is agreed upon with each client is directly dependent upon the facts and circumstances
of the client’s situation and the complexity of the requested services. Actual fees charged and the method
for calculating them are clearly outlined in the Agreement.
...

Item 7 - Types of Clients

GPW offers investment advisory services to individuals, including high net worth individuals, families,
family offices, trusts, businesses, charitable foundations, and retirement/profit-sharing plans. GPW does
not impose a minimum portfolio size or a minimum initial investment to open an account. However, GPW
does reserve the right to accept or decline a potential client for any reason in its sole discretion.

Gentry Private Wealth                                                       Disclosure Brochure