YIM Investment Management LLC

Item 5: Fees and Compensation
Compensation to YIM Investment Management, LLC is calculated quarterly and in arrears in
accordance with the Standard Fee Schedule. Generally, a standard fee schedule is calculated based on
an annualized percentage of 1.40% of net liquidation value and billed on a quarterly basis. Fees may be
negotiable and accepted on an individual basis. Quarterly standard fees are calculated as follows:

               (Annual Fee/4) x (Days Billed/Days in Quarter) = Quarterly Advisory Fees

Such fees may be paid directly to YIM Investment Management, LLC from the account by the Custodian.
Normally, during the first month following the billing period, we will send to Custodian the account
number and fee to be deducted from the account. Any refunds will be posted back to the same account
that it was deducted from. Either party may terminate the client-advisor relationship at any time with
written notice.

Compensation to Advisor for its services will be calculated in accordance to the fee rate specified within
the Client’s Investment Advisory Agreement, which may be amended from time to time by Advisor upon
30 days prior written notice to Client. Such fees may be paid directly to Advisor from the account by the
custodian upon submission of an invoice to custodian showing the amount of fees, the value of the

  Form ADV: Part 2A – Firm Brochure

Client’s assets on which the fees are based, and the specific manner in which the fees are calculated.
Payment of fees may result in the liquidation of Client’s securities if there is insufficient cash in the
account. Copies of the fee invoices will be sent to Client upon request. Fees are generally reflected on
the custodian’s monthly statement.

In addition to advisory fees, clients are also responsible for the fees and expenses charged by
custodians and imposed by broker dealers, including, but not limited to, IRA and retirement plan fees,
transfer fees, SEC fees, 12b-1 fees, wire transfer fees, overnight check fees, transaction charges for fund
level asset allocation model trades, and any transaction charges imposed by a broker dealer with which
an independent investment manager effects transactions for the client's account(s). YIM Investment
Management, LLC does not take custody of assets. They are held in the client's name at the
broker/dealer or custodian of the client's choice. We will execute trades for the clients’ account via
discretionary authority which is granted by the client. YIM Investment Management, LLC has authority
to trade clients' accounts without prior notification to clients. These same assets will also be subject to
additional fees and expenses as set forth in the prospectuses of those funds and variable annuities, and
fees and expenses charged by the various custodians. These fees and expenses are ultimately borne by
the client. Clients may request to receive trade confirmations and prospectuses from their custodian(s).
This election may be initiated and changed by the client at any time.

It is the responsibility of the client to verify the accuracy of the fee calculation. The client may
terminate the investment advisory contract by notifying YIM Investment Management, LLC in writing
at its principal place of business.

Additionally, YIM Investment Management, LLC’s principals and associated persons are registered
representatives with Osaic Wealth, Inc., a registered FINRA securities broker/dealer. In such capacity
the associated persons may, if requested by the client, implement the decisions of the client and
execute the corresponding transactions. Along with being a registered representative, Mario YIM is also
a licensed insurance agent, a licensed real estate agent, and part owner of BCB Young LLC. As such, he
is able to receive separate, yet customary commission compensation resulting from implementing
product transactions on behalf of advisory clients. This could present a potential conflict of interest,
since he could receive both fees and commissions if the client chose to implement recommendations in
the capacity of a registered representative or his other respected roles. Clients, however, are not under
any obligation to engage Mario YIM when considering the implementation of advisory
recommendations. The implementation of any or all recommendations is solely at the discretion of the
client.

  Form ADV: Part 2A – Firm Brochure

Item 7: Types of clients

YIM Investment Management, LLC generally provides investment advice to individuals, pension and
profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities.
At minimum total asset value of $500,000 is recommended for new clients; however, this can be
waived at the sole discretion of YIM Investment Management, LLC.