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| SIMS Investment Management LLC
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| CRD # | 169491 |
| SEC # | 801-123034 |
| CIK # | 0002053807 |
| AUM | 304.6 M (2026-05-08) |
| Employees | 12 (50% Investors, 0% Brokers) |
| Phone | 513-278-7467 |
| Address | 3322 Erie Ave Cincinnati, OH 45208 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Eaton Vance Tax-Managed Buy-Write Opportunities Fund | 5.3 | ||
| Uber Technologies Inc | 3.4 | ||
| Tesla Motors Inc | 2.1 | ||
| Carnival Corp | 1.5 | ||
| Eaton Vance Tax-Managed Buy-Write Income Fund | 1.4 | ||
| VIAD Corp | 1.4 | ||
| Facebook Inc | 1.3 | ||
| Nuveen S&P 500 Dynamic Overwrite Fund | 0.8 | ||
| UnitedHealth Group Inc | 0.6 | ||
| Six Flags Entertainment Corporation/New | 0.6 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 450 | 111.4 |
| (b) Individuals (high net worth individuals) | 67 | 187.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 5.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,686 | 304.6 |
| By Discretionary | ||
| Discretionary | 1,681 | 299.1 |
| Non-Discretionary | 5 | 5.5 |
| Total | 1,686 | 304.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 304.6 | |
| Total | 1,686 | 304.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002053807] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
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Summit Group Retirement Planners Inc
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Gretchen Stangier Inc
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OR | 300.4 M |