Integrity Wealth LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements/a written agreement with the Advisor.

A. Fees for Advisory Services
Wealth management fees are paid in advance of each calendar quarter pursuant to the terms of the wealth
management agreement. Wealth management fees are based on the market value of assets under management
at the end of the prior calendar quarter. Wealth management fees range up to 1.75% annually based on several
factors, including: the scope and complexity of the services to be provided; the level of assets to be managed;
and the overall relationship with the Advisor. Relationships with multiple objectives, specific reporting
requirements, portfolio restrictions and other complexities may be charged a higher fee.

The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take
into consideration the aggregate assets under management with the Advisor. The Client can make additions and
withdrawals from their account[s] at any time; however, the Advisor performs a reconciliation for deposits and
withdrawals in excess of $10,000. A prorated wealth management fee credit is made if there is a withdrawal in
                                                     Integrity Wealth LLC
                                    1200 Executive Parkway, Suite 430, Eugene, OR 97401
                            Phone: (541) 650-6061 | Fax: 541-641-0279 | www.integritywealthnw.com/

excess of $10,000. A prorated wealth management fee debit is made to a Client’s account if there is a deposit in
excess of $10,000. All securities held in accounts managed by Integrity Wealth will be independently valued by
the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing.

For Clients selecting to utilize the Individual Stock Model Portfolio option, there is an additional 0.15% fee for
assets invested within the product. Specific accounts that utilize the Individual Stock Model Portfolio account
feature will be further outlined on the Client agreement.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
For standalone financial planning services, the Advisor offers financial planning services for a fixed engagement
fee ranging from $1,500 to $5,000 per engagement. Fees may be negotiable based on the nature and complexity
of the services to be provided and the overall relationship with the Advisor. An estimate for total costs will be
determined prior to engaging for these services.

Retirement Plan Advisory Services
Retirement plan advisory fees are charged an annual asset-based fee of up to 1.50%. Fees may be billed monthly
or quarterly (“Billing Period”) in advance or arrears pursuant to the terms of the retirement plan advisory
agreement. Retirement plan fees are based on the market value of assets under management at the end of the
Billing Period. Fees may be negotiable depending on the size and complexity of the Plan but shall not exceed the
fee range stated
above.

Retirement Intelligence Educational Seminars and Workshops
Integrity Wealth provides educational seminars or workshops through a local college for individuals seeking
general advice on retirement planning through its Retirement Intelligence d/b/a. The Advisor’s seminars and
workshops are educational in nature and do not involve the sale of investment products. The college will charge
individuals a registration fee to attend these seminars. Retirement Intelligence does not charge a fee and is not
compensated in any way for these seminars and workshops.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be
deducted from the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by
applying the quarterly rate (annual rate divided by 4) to the total assets under management with Integrity Wealth
at the end of the prior quarter.

Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the wealth
management fee. Clients are urged to also review the statement provided by the Custodian, as the Custodian
does not perform a verification of fees. Clients provide written authorization permitting advisory fees to be
deducted by Integrity Wealth to be paid directly from their account[s] held by the Custodian as part of the wealth
management agreement and separate account forms provided by the Custodian.

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the
Plan, depending on the terms of the retirement plan advisory agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Integrity Wealth, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
...

Item 7 – Types of Clients
Integrity Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates,
businesses, charitable corporations, and retirement plans. Integrity Wealth generally does not impose a minimum
relationship size.