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| JP Morgan Investment Management Inc
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| CRD # | 107038 |
| SEC # | 801-21011 |
| CIK # | 0001173475, 0000741611, 0001363391, 0000928121 |
| AUM | 3,519.41 B (2026-06-30) |
| Employees | 3,194 (71% Investors, 26% Brokers) |
| Phone | 800-343-1113 |
| Address | 270 Park Avenue New York, NY 10017-2014 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($T) |
|---|
| CIK | Period |
|---|---|
| 0001173475 0000741611 0001363391 0000928121 |
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| Mastercard Inc | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| AbbVie Inc | 0.0 | ||
| McDonalds Corp | 0.0 | ||
| FPL Group Inc | 0.0 | ||
| Wells Fargo & Co/MN | 0.0 | ||
| Lowes Companies Inc | 0.0 | ||
| Philip Morris International Inc | 0.0 | ||
| United Technologies Corp /DE/ | 0.0 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Tax-Smart Disciplined Equity Long/Short 3C7 Fund LLC - Series 1 - St | 2026-06-30 | 35.9 M | |
| HF | Tax-Smart Disciplined Equity Long/Short 3C7 Fund LLC - Series 2 - CH | 2026-06-30 | 24.9 M | |
| PE | 270 Growth Partners III SPV LP | [2026-03-31] | 25.0 M | 25.2 M |
| Offered $25,000,000 · Filed 2025-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Duration One year or less · Net Assets $50,000,001 - $100,000,000 | ||||
| PE | 270 Growth Partners II SPV LP | 2026-03-31 | 15.8 M | |
| PE | 270 Growth Partners IV SPV LP | [2026-03-31] | 391.8 M | 131.8 M |
| Filed 2025-12-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $8,000,000 · Revenue Decline to Disclose | ||||
| PE | 270 Growth Partners IV SPV Offshore LP | [2026-03-31] | 391.8 M | 391.8 M |
| Filed 2025-12-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $8,000,000 · Revenue Decline to Disclose | ||||
| PE | 270 HC Growth AUK LTAF Holdings LP | 2026-03-31 | 19.8 M | |
| PE | 270 HC Growth AUK LTAF SPV LP | 2026-03-31 | 19.9 M | |
| PE | 270 Healthcare Growth Fund I LP | [2026-03-31] | 28.7 M | |
| Filed 2025-09-29 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 270 Healthcare Growth Fund I Lux SCSP-Raif | [2026-03-31] | 93.4 M | |
| Filed 2025-09-29 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($T) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 15 | 0.0 |
| (c) Banking or thrift institutions | 16 | 0.0 |
| (d) Investment companies | 373 | 1.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 305 | 0.9 |
| (g) Pension and profit sharing plans | 892 | 0.2 |
| (h) Charitable organizations | 200 | 0.0 |
| (i) State or municipal government entities | 155 | 0.1 |
| (j) Other investment advisers | 97 | 0.0 |
| (k) Insurance companies | 154 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 41 | 0.1 |
| (m) Corporations or other businesses not listed above | 461 | 0.2 |
| (n) Other | 126,256 | 0.1 |
| Total | 132,150 | 3.5 |
| By Discretionary | ||
| Discretionary | 132,057 | 3.5 |
| Non-Discretionary | 93 | 0.0 |
| Total | 132,150 | 3.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 2.7 | |
| Total | 132,150 | 3.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Bree | Director | 428 | 100 | |
| Roger Hanson | Director | 255 | 86 | |
| Kevin Phillip | Director | 193 | 39 | |
| Alaina Danley | Director | 111 | 32 | |
| Wade Kenny | Director | 86 | 31 | |
| John D'Agostino | Director | 121 | 29 | |
| Linburgh Martin | Director | 208 | 26 | |
| Warren Keens | Director | 128 | 26 | |
| Paras Malde | Director | 77 | 26 | |
| Don Ebanks | Director | 95 | 25 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001363391] | |
| 3 | [0001363391] | |
| 4 | [0001363391] | |
| SC 13D | [0001363391] | |
| SC 13G | [0001363391] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $723.5B |
| Clients | 59 (1 non-US) |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 549300W78QHV4XMM6K69 |
| Related People Network |
|---|
| 85 people file Form D offerings alongside this firm's people, tied to 44 other firms through shared filers. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
JPMorgan Private Markets Fund NONE
Class I Common Shares
|
2026-01-30 | Sell | 1,124,935.32 | $17.78 | 20,001,350 |
|
JPMorgan Private Markets Fund NONE
Class I Common Shares
|
2025-10-30 | Sell | 1,152,472.05 | $17.35 | 19,995,390 |
|
JPMorgan Private Markets Fund NONE
Class I Common Shares
|
2023-09-18 | Buy | 3,656,010.07 | $12.31 | 45,005,484 |
|
JPMorgan Private Markets Fund NONE
Class I Common Shares
|
2023-07-12 | Buy | 520,250 | $10.00 | 5,202,500 |
|
1Life Healthcare Inc ONEM
Common Stock
|
2020-02-04 | Conversion | 343,607 | ||
|
1Life Healthcare Inc ONEM
Series H Preferred Stock · derivative
|
2020-02-04 | Conversion | 5,383,180 | ||
|
1Life Healthcare Inc ONEM
Series H Preferred Stock · derivative
|
2020-02-04 | Conversion | 343,607 | ||
|
1Life Healthcare Inc ONEM
Common Stock
|
2020-02-04 | Conversion | 5,383,180 | ||
|
Varonis Systems Inc VRNS
Series D Preferred Stock · derivative
|
2014-03-05 | Conversion | 489,649 | $0.00 | |
|
Varonis Systems Inc VRNS
Series D Preferred Stock · derivative
|
2014-03-05 | Conversion | 470,063 | $0.00 | |
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 103,666 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 107,985 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 12,396 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 19,586 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 470,063 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 489,649 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 2,734 | ||
|
Varonis Systems Inc VRNS
Common Stock
|
2014-03-05 | Conversion | 4,319 | ||
|
Varonis Systems Inc VRNS
Series A Preferred Stock · derivative
|
2014-03-05 | Conversion | 107,985 | $0.00 | |
|
Varonis Systems Inc VRNS
Series D Preferred Stock · derivative
|
2014-03-05 | Conversion | 19,586 | $0.00 | |
| showing 20 of 111 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Goldman Sachs Asset Management LP
✚
|
NY | 2,648.90 B |
|
CapFinancial Partners LLC
✚
|
NC | 1,236.70 B |
|
AllianceBernstein LP
✚
|
TN | 763.40 B |
|
Barings LLC
✚
|
NC | 392.75 B |
|
SEI Investments Management Corp
✚
|
PA | 216.43 B |
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 197.53 B |
|
Focus Partners Wealth LLC
✚
|
MO | 181.86 B |
|
Goldman Sachs & Co LLC
✚
|
NY | 133.64 B |
|
Pathstone Family Office LLC
✚
|
NJ | 110.30 B |
|
Cresset Asset Management LLC
✚
|
IL | 78.94 B |