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| Barings LLC
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|
|---|---|
| CRD # | 106006 |
| SEC # | 801-241 |
| CIK # | 0000009015 |
| AUM | $307.7 BB (2024-05-01) |
| Employees | 985 (40% Investors, 7% Brokers) |
| Phone | 704-805-7200 |
| Address | 300 S Tryon Street Charlotte, NC 28202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| BBDC | 1.1 | 0.1 | |
| PDD | 79.6 | 0.1 | |
| CRH | 26.1 | 0.1 | |
| WPM | 17.1 | 0.1 | |
| SU | 51.7 | 0.1 | |
| AU | 6.6 | 0.0 | |
| NTR | 46.7 | 0.0 | |
| EDU | 3.1 | 0.0 | |
| LIN | 147.5 | 0.0 | |
| SE | 40.4 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Barings CLO Ltd 2023-I | 2024-03-26 | 400.0 | |
| SA | Barings CLO Ltd 2023-Ii | 2024-03-26 | 501.0 | |
| SA | Barings CLO Ltd 2023-Iii | 2024-03-26 | 499.8 | |
| SA | Barings Middle Market CLO 2023-Ii Ltd | 2024-03-26 | 405.0 | |
| SA | Barings Middle Market CLO 2023-I Ltd | 2024-03-26 | 465.0 | |
| Other | Bnaplf III Cayman -A LP | [2024-03-26] | 21.5 | 31.9 |
| Other | Bnaplf III Cayman LP | [2024-03-26] | 50.4 | 30.9 |
| Other | Bnaplf III Cayman -U LP | 2024-03-26 | 34.6 | |
| HF | Barings Centre Street CLO Equity Partnership LP | 2023-03-31 | 203.1 | |
| SA | Barings CLO Ltd 2022-I | 2023-03-31 | 399.1 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 7 | 2.9 |
| (d) Investment companies | 29 | 6.0 |
| (e) Business development companies | 3 | 6.4 |
| (f) Pooled investment vehicles | 147 | 55.6 |
| (g) Pension and profit sharing plans | 44 | 14.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 100 | 219.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 2.3 |
| (n) Other | 1 | 0.9 |
| Total | 343 | 307.7 |
| By Discretionary | ||
| Discretionary | 340 | 296.1 |
| Non-Discretionary | 3 | 11.6 |
| Total | 343 | 307.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 67.1 | |
| United States Persons | 240.7 | |
| Total | 343 | 307.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Sam Ellis | 106 | |||
| Kevin Solomon | 94 | |||
| Barings LLC | 29 | |||
| Babson Capital Management LLC | 21 | |||
| Scott Roth | 14 | |||
| Baring International Investment Limited | 10 | |||
| Clifford Noreen | 9 | |||
| Robert Erwin | 43 | |||
| Tisson Mathew | 6 | |||
| Eric Lloyd | 6 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000009015] | |
| 3 | [0000009015] | |
| 4 | [0000009015] | |
| 5 | [0000009015] | |
| SC 13D | [0000009015] | |
| SC 13G | [0000009015] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Goldman Sachs & Co LLC
✚
|
NY | 222.7 |
|
SEI Investments Management Corp
✚
|
PA | 194.8 |
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 149.2 |
|
JP Morgan Private Wealth Advisors LLC
✚
|
CA | 86.3 |
|
Cresset Asset Management LLC
✚
|
IL | 52.5 |
|
Pathstone Family Office LLC
✚
|
NJ | 48.3 |
|
Wells Fargo Investment Institute Inc
✚
|
NC | 43.6 |
|
Partners Capital Investment Group LLP
✚
|
MA | 35.3 |
|
The Colony Group LLC
✚
|
MA | 21.5 |
|
Sequoia Financial Advisors LLC
✚
|
OH | 20.0 |