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| Happy Holidays!! thanks for using AUM13F!! |
| Barings LLC
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| CRD # | 106006 |
| SEC # | 801-241 |
| CIK # | 0000009015 |
| AUM | $345.2 B (2025-05-22) |
| Employees | 1,056 (40% Investors, 7% Brokers) |
| Phone | 704-805-7200 |
| Address | 300 S Tryon Street Charlotte, NC 28202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Invesco Ltd | 1.3 | ||
| Leucadia National Corp | 0.3 | ||
| Barings BDC Inc | 0.1 | ||
| Pinduoduo Inc | 0.1 | ||
| Wheaton Precious Metals Corp | 0.0 | ||
| Sea Ltd | 0.0 | ||
| Anglogold Ashanti PLC | 0.0 | ||
| CRH Public Ltd Co | 0.0 | ||
| HDFC Bank Ltd | 0.0 | ||
| Nu Holdings Ltd | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Barings Capital Solutions Perpetual Fund CA LP | 2025-03-31 | 65.7 | |
| Other | Barings Capital Solutions Perpetual Fund de LP | 2025-03-31 | 56.9 | |
| SA | Barings CLO Ltd 2023-Iv | 2025-03-31 | 500.0 | |
| SA | Barings CLO Ltd 2024-I | 2025-03-31 | 400.0 | |
| SA | Barings CLO Ltd 2024-Ii | 2025-03-31 | 401.0 | |
| SA | Barings CLO Ltd 2024-Iii | 2025-03-31 | 500.3 | |
| SA | Barings CLO Ltd 2024-Iv | 2025-03-31 | 500.0 | |
| SA | Barings CLO Ltd 2024-V | 2025-03-31 | 500.0 | |
| RE | Barings Construction Lending Fund LP | [2025-03-31] | 279.2 | 9.1 |
| RE | Barings Diversified Residential Fund LP | [2025-03-31] | 0.0 | 22.8 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 7 | 2.3 |
| (d) Investment companies | 35 | 6.9 |
| (e) Business development companies | 3 | 6.7 |
| (f) Pooled investment vehicles | 167 | 54.6 |
| (g) Pension and profit sharing plans | 44 | 14.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 105 | 257.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 2.0 |
| (n) Other | 1 | 0.9 |
| Total | 373 | 345.2 |
| By Discretionary | ||
| Discretionary | 370 | 333.0 |
| Non-Discretionary | 3 | 12.2 |
| Total | 373 | 345.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 67.2 | |
| United States Persons | 278.0 | |
| Total | 373 | 345.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Sam Ellis | 106 | |||
| Kevin Solomon | 97 | |||
| Barings LLC | 31 | |||
| Babson Capital Management LLC | 21 | |||
| Scott Roth | 15 | |||
| Baring International Investment Limited | 10 | |||
| Clifford Noreen | 9 | |||
| David Nagel | 4 | |||
| Robert Erwin | 45 | |||
| Tisson Mathew | 7 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000009015] | |
| 3 | [0000009015] | |
| 4 | [0000009015] | |
| 5 | [0000009015] | |
| SC 13D | [0000009015] | |
| SC 13G | [0000009015] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Goldman Sachs & Co LLC
✚
|
NY | 233.2 |
|
SEI Investments Management Corp
✚
|
PA | 198.1 |
|
Stifel Nicolaus & Company Incorporated
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|
MO | 171.2 |
|
Pathstone Family Office LLC
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|
NJ | 100.4 |
|
Focus Partners Wealth LLC
✚
|
MO | 95.9 |
|
JP Morgan Private Wealth Advisors LLC
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|
CA | 86.3 |
|
Cresset Asset Management LLC
✚
|
IL | 70.4 |
|
Partners Capital Investment Group LLP
✚
|
MA | 41.5 |
|
Wells Fargo Investment Institute Inc
✚
|
NC | 40.8 |
|
Sequoia Financial Advisors LLC
✚
|
OH | 23.0 |