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| Happy Holidays!! thanks for using AUM13F!! |
| Focus Partners Wealth LLC
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| CRD # | 159289 |
| SEC # | 801-72862 |
| CIK # | 0001542153, 0001080628 |
| AUM | $95.9 B (2025-07-11) |
| Employees | 1,535 (68% Investors, 1% Brokers) |
| Phone | 314-725-0455 |
| Address | 190 Carondelet Plaza St Louis, MO 63105 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 1.4 | ||
| Apple Inc | 1.3 | ||
| Amazon Com Inc | 0.9 | ||
| Nvidia Corp | 0.7 | ||
| J P Morgan Chase & Co | 0.7 | ||
| Alphabet Inc | 0.6 | ||
| Facebook Inc | 0.4 | ||
| Alphabet Inc | 0.4 | ||
| Mastercard Inc | 0.3 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | GC Long/Short LP | 2024-09-10 | 9.2 | |
| PE | TCG Private Credit 2024 Offshore LP | [2024-09-10] | 12.5 | 3.1 |
| PE | GC Fintech Fund LP | 2024-08-14 | 11.0 | |
| PE | GC Opportunities 2 Private Fund LP | [2024-08-14] | 27.6 | 27.7 |
| PE | GC Opportunities I Private Fund LP | 2024-08-14 | 13.4 | |
| PE | Trailhead Growth LP | [2024-08-14] | 24.1 | 20.4 |
| PE | Trailhead Income LP | [2024-08-14] | 17.0 | 51.8 |
| PE | Trailhead Income QP LP | [2024-08-14] | 17.0 | 16.7 |
| HF | Trailhead Options Income LP | [2024-08-14] | 20.1 | 19.2 |
| PE | Topridge Capital Partners AI LP | 2024-07-10 | 35.0 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 12,487 | 5.0 |
| (b) Individuals (high net worth individuals) | 22,194 | 81.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 18 | 0.9 |
| (g) Pension and profit sharing plans | 146 | 2.1 |
| (h) Charitable organizations | 119 | 3.1 |
| (i) State or municipal government entities | 18 | 2.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 17 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 124,141 | 95.9 |
| By Discretionary | ||
| Discretionary | 119,206 | 87.3 |
| Non-Discretionary | 4,935 | 8.6 |
| Total | 124,141 | 95.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 95.7 | |
| Total | 124,141 | 95.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Brendan Lake | 120 | |||
| Adam Stern | 113 | |||
| Matthew Brown | 174 | |||
| Capital Integration Systems LLC | 126 | |||
| Stephen Miller | 35 | |||
| Justin Ferri | 143 | |||
| Frank Brochin | 18 | |||
| Thomas Flanagan | 7 | |||
| Brooke Parish | 17 | |||
| David Salem | 15 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001080628] | |
| 13F-HR | [0001542153] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 171.2 |
|
Pathstone Family Office LLC
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|
NJ | 100.4 |
|
JP Morgan Private Wealth Advisors LLC
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|
CA | 86.3 |
|
Cresset Asset Management LLC
✚
|
IL | 70.4 |
|
Partners Capital Investment Group LLP
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|
MA | 41.5 |
|
Wells Fargo Investment Institute Inc
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|
NC | 40.8 |
|
Sequoia Financial Advisors LLC
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|
OH | 23.0 |
|
Vivaldi Capital Management LP
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|
IL | 4.6 |
|
Avidian Wealth Enterprises LLC
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|
TX | 4.0 |
|
Three Bell Capital LLC
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|
TX | 3.8 |