Lee Investment Management LLC

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Assets, Funds, Holdings

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Lee Investment Management LLC
CRD #120535
SEC #801-107644
CIK #0000058340, 0001391166
AUM $90.5 M (2025-02-21)
Employees 1 (100% Investors, 0% Brokers)
Phone518-580-0088
Address63 Putnam St
Saratoga Springs, NY 12866
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
1008060402002011201620212026
Sector Form 13F Holdings Value ($M)
SPDR Gold Trust 23.7
Apple Inc 14.2
Microsoft Corp 7.9
Broadcom Inc 6.5
J P Morgan Chase & Co 3.2
Philip Morris International Inc 3.0
Nvidia Corp 2.9
Home Depot Inc 2.4
Exxon Mobil Corp 2.3
AbbVie Inc 2.3
Holdings by Sector ($M)
80064048032016002017202020232026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 61 13.2
(b) Individuals (high net worth individuals) 45 77.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 301 90.5
By Discretionary
Discretionary 301 90.5
Non-Discretionary 0 0.0
Total 301 90.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 90.5
Total 301 90.5
EDGAR Form CIK 2011 - 2025
13F-HR [0001391166]
SC 13G [0001391166]
Form 13D/13G Filer Form 13D/13G Subject Filed
Lee Financial Co Lee Financial Co [2019-01-24]
Lee Financial Co Lee Financial Co [2018-09-07]
Lee Financial Co iShares Trust [2018-01-24]
Comparable Firms State AUM ($B)
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Federal PREP Advisors Inc
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Bridge Financial Planning LLC
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Capstone Wealth Management Corp
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Timbuktu Capital Management LLC
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FAMA Fiduciary Wealth LLC
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Collega Capital Management SRL
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Secure Retirement Financial & Insurance Services Corp
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