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| Legal Advantage Investments Inc
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| CRD # | 118131 |
| SEC # | 801-119120 |
| CIK # | 0001841769 |
| AUM | 275.3 M (2026-03-17) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 650-714-5989 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (7/20/2026) [Brochure] |
|---|
Item 5 Fees and Compensation
The advisory fee charged to a client in connection with our portfolio management services utilizing
the Legal Advantage Growth Strategy, the Legal Advantage Growth and Income Strategy,
and/or Managed Fund Portfolios is based upon a percentage of total assets advisor is managing for
that client, as adjusted ("AAUM"), and is set forth in the following annual fee schedule:
Standard Annual Fee Schedule for Clients
Adjusted Assets Under Management Annual Fee
First $5,000,000 1.00%
Above $5,000,000 - $10,000,000 0.80%
Above $10,000,000 - $25,000,000 0.60%
Above $25,000,000 - $50,000,000 0.50%
Above $50,000,000 0.40%
The fee for investment management is billed quarterly in arrears by applying the above annual fee
schedule to the AAUM for the quarter and multiplying the result by 25% to obtain the quarterly fee. In
addition, during any period of time for which Client has chosen the Legal Advantage Hedge Strategy,
an additional fee of 0.35% annually on AAUM up to $5,000,000 shall apply. There is no additional fee
for the Legal Advantage Hedge Strategy on AAUM above the first $5,000,000. While atypical, in some
cases a client may pay fees pursuant to a different fee schedule in effect at the time their agreement
was initially signed with our firm. In those cases, the fee will be specified in the agreement and may be
higher than the above schedule if that client's AAUM is under $1,000,000.
AAUM shall be calculated each quarter using the value of a client's account at the end of the quarter
("End Value") with a time-pro-rated adjustment for any inflows into client's account (deposits or
transfers of assets in) or outflows from client's account (withdrawals or transfers out) occurring during
the quarter.
The higher annual fee for the Legal Advantage Hedge Strategy on the first $5,000,000 of assets under
management relative to Advisor's other strategies is intended to compensate Advisor for the additional
time and effort involved in trading on margin, buying or selling options, and selling securities short as
allowed under this strategy. In addition, the supply of stock available to sell short is sometimes limited,
and Advisor believes it is appropriate to charge an additional fee for access to such opportunities.
Included in the base fee is a minimum of one hour of non-cumulative consultation time per quarter, or
one hour of non-cumulative consultation time per quarter per million dollars under management at the
start of the quarter (i.e., five hours for any quarter in which a client's account assets under
management are between $5,000,000 and $6,000,000 at the start of the quarter), solely for the
purpose of discussion relating to a client's account(s). Any consultation time relating to a client's
account(s) in excess of that included in the base fee, or relating to assets or matters not included in a
client's account(s), shall be provided to the client at our current hourly rate for existing clients (to be
agreed to in writing by the client in advance of any such work). Alternatively, we may negotiate a fixed
fee in advance for any specific project, and such fixed fee will be agreed upon, in writing, by both a
client and us. We will notify a client in advance whenever a client's requested work will result in an
additional fee.
Fees on portfolios are negotiable, depending on the assets involved and the amount of work we
anticipate the account will require. We may lower the fee on large cash holdings or other special
security holdings, either permanently or temporarily, upon written agreement with you. We may, in our
sole discretion, charge lower fees or offer services "pro bono" to certain persons based upon their
financial circumstances, relationship to existing clients, and/or other factors.
A new client generally must sign a portfolio management agreement (or "contract") with our firm and
place a minimum of $3,000,000 in assets under management before we will manage accounts for that
client. The assets may be divided between several different client accounts, such as a taxable account
and an IRA account. Members of a single household are generally treated as a single client unless
they request otherwise and execute separate contracts. The client may, upon our
agreement, aggregate accounts of their spouse or partner, family trusts, children or other family
members, and other types of accounts to meet the minimum amount of assets under management and
to determine the applicable advisory fee. Combining account values increases the client asset total,
which may result in a client paying a reduced percentage advisory fee on a portion of the assets based
on the available breakpoints in our fee schedule stated above. We may, in our sole discretion, waive
the minimum initial assets requirement in selected cases.
For Institutional clients such as charitable foundations, we may negotiate a flat quarterly fee for the
management of assets and related services.
Fees are pro-rated for accounts established or terminated in the middle of a quarter, based upon the
account value at the end of the quarter or upon the termination date, respectively. You may terminate
the portfolio management agreement at any time by giving us written notice at least fifteen (15) days in
advance of the termination date. If you do not specify a termination date, the termination date shall be
fifteen (15) calendar days after we have received your written notice of termination, Once we have
received your termination notice, we will manage your portfolio during the remaining period prior to the
termination date in the manner we believe to be in your best interests given the pending termination. If
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (7/20/2026) [Brochure] |
|---|
Item 7 Types of Clients We offer investment advisory services to individuals, trusts, estates, and charitable organizations. A new client generally must sign a portfolio management agreement (or "contract") with our firm and place a minimum of $3,000,000 in assets under management before we will manage accounts for that client. The assets may be divided between several different client accounts, such as a taxable account and an IRA account. Members of a single household are generally treated as a single client unless they request otherwise and execute separate contracts. The client may, upon our agreement, aggregate accounts of their spouse or partner, family trusts, children or other family members, and other types of accounts to meet the minimum amount of assets under management and to determine the applicable advisory fee. Combining account values increases the client asset total, which may result in a client paying a reduced percentage advisory fee on a portion of the assets based on the available breakpoints in our fee schedule stated above. We may, in our sole discretion, waive the minimum initial assets requirement in selected cases. Some select investments generally are available only to investors who satisfy eligibility requirements set forth in the applicable product offering documents. Depending on the product, investors may be required to qualify as accredited investors, qualified clients, qualified purchasers, or another category of eligible investor. We will evaluate investor eligibility based on information provided by the client and the applicable product sponsor or platform, but the sponsor, administrator, placement agent, or other responsible party generally determines whether an investor satisfies the applicable subscription requirements. |
| CIK | Period |
|---|---|
| 0001841769 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| ASML Holding NV | 12.3 | ||
| Elbit Systems Ltd | 11.1 | ||
| Transdigm Group Inc | 10.6 | ||
| VSE Corp | 10.5 | ||
| Palo Alto Networks Inc | 10.5 | ||
| Amazon Com Inc | 8.9 | ||
| Applied Materials Inc /DE | 8.7 | ||
| Microsoft Corp | 6.4 | ||
| Schwab Charles Corp | 6.1 | ||
| Walt Disney Co | 5.8 | ||
| Nvidia Corp | 5.0 | ||
| Thermo Fisher Scientific Inc | 4.9 | ||
| Palantir Technologies Inc | 4.9 | ||
| United Technologies Corp /DE/ | 4.7 | ||
| CM Life Sciences Inc | 4.6 | ||
| Boeing Co | 4.3 | ||
| Apple Inc | 4.2 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 4.1 | ||
| Fiserv Inc | 4.1 | ||
| Applovin Corp | 4.1 | ||
| MercadoLibre Inc | 3.9 | ||
| Veeva Systems Inc | 3.5 | ||
| Idexx Laboratories Inc /DE | 3.3 | ||
| Moderna Inc | 3.3 | ||
| Alphabet Inc | 3.3 | ||
| Facebook Inc | 3.2 | ||
| Northrop Grumman Corp /DE/ | 3.1 | ||
| Grail Inc | 3.0 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 2.3 |
| (b) Individuals (high net worth individuals) | 24 | 268.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 4.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 165 | 275.3 |
| By Discretionary | ||
| Discretionary | 165 | 275.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 165 | 275.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 275.3 | |
| Total | 165 | 275.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001841769] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Dominion Portfolio Management Inc
✚
|
TX | 277.1 M |
|
Wilmington Capital Securities LLC
✚
|
NY | 277.1 M |
|
Simplifi Inc
✚
|
CA | 276.1 M |
|
RIA Services LLC
✚
|
WI | 276.1 M |
|
Strauss Wealth Advising Inc
✚
|
AL | 276.0 M |
|
Tradewell Securities LLC
✚
|
IN | 275.8 M |
|
Charter Research & Investment Group Inc
✚
|
CT | 275.1 M |
|
Ouellette Wealth Advisory LLC
✚
|
MA | 274.4 M |
|
Udine Wealth Management Inc
✚
|
273.9 M | |
|
TrueWealth Financial Partners LLC
✚
|
WA | 273.7 M |