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| Mai Capital Management LLC
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| CRD # | 109807 |
| SEC # | 801-58104 |
| CIK # | 0001040197 |
| AUM | 52.10 B (2026-05-07) |
| Employees | 562 (41% Investors, 0% Brokers) |
| Phone | 216-920-4800 |
| Address | 6050 Oak Tree Blvd Cleveland, OH 44131 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Apple Inc | 0.6 | |
| Microsoft Corp | 0.4 | |
| Nvidia Corp | 0.3 | |
| Amazon Com Inc | 0.3 | |
| Alphabet Inc | 0.2 | |
| Broadcom Inc | 0.2 | |
| Alphabet Inc | 0.2 | |
| J P Morgan Chase & Co | 0.1 | |
| Johnson & Johnson | 0.1 | |
| AbbVie Inc | 0.1 |
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | Mai Affordable Housing Fund LP | [2026-03-31] | 13.9 M | 14.6 M |
| Filed 2025-03-21 (D) · Exemption 506(b), 3(c), 3(c)(5) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Avenue Sports Fund LP | [2026-03-31] | 10.0 M | 8.2 M |
| Filed 2024-11-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $125,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Capital Income and Growth Fund VII LP | [2026-03-31] | ||
| Filed 2025-04-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mai Captial Stargate Access Fund LP | [2026-03-31] | ||
| Filed 2025-06-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mai Solamere Series IV Leaders Fund LP | [2026-03-31] | 16.8 M | 10.8 M |
| Filed 2025-03-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $150,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Capital GP Staking Fund Feeder LP | [2025-03-28] | 345.4 M | 9.3 M |
| Filed 2025-10-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Mai Capital Income and Growth Fund VI QC | [2025-03-28] | 18.6 M | |
| Offered $500,000,000 · Filed 2023-12-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $500,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Capital OTRO Sports Fund LP | 2025-03-28 | 7.3 M | |
| PE | Mai Capital Secondaries Infrastructure Solution LP | [2025-03-28] | 81.5 M | 18.8 M |
| Filed 2025-02-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Mai Capital Sports and Entertainment Seeding Fund LP | 2025-03-28 | 57.1 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10,838 | 6.7 |
| (b) Individuals (high net worth individuals) | 4,902 | 27.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 33 | 2.5 |
| (g) Pension and profit sharing plans | 205 | 13.9 |
| (h) Charitable organizations | 90 | 0.4 |
| (i) State or municipal government entities | 5 | 0.0 |
| (j) Other investment advisers | 2 | 0.2 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 184 | 0.6 |
| (n) Other | 1 | 0.0 |
| Total | 48,547 | 52.1 |
| By Discretionary | ||
| Discretionary | 42,861 | 35.7 |
| Non-Discretionary | 5,686 | 16.4 |
| Total | 48,547 | 52.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 51.9 | |
| Total | 48,547 | 52.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| iCapital Pe GP LLC | Promoter | 551 | 9 | |
| John Carroll | Executive Officer | 166 | 7 | |
| Lauren Unger | Executive Officer | 31 | 3 | |
| Jay White | Executive Officer | 14 | 3 | |
| Thomas Bartos | Executive Officer | 10 | 3 | |
| Richard Buoncore | Executive Officer, Promoter | 32 | 2 | |
| Mai Capital Management LLC | Promoter | 24 | 2 | |
| iCapital Pe GP LLC | Promoter | 19 | 2 | |
| Joseph McLean | Executive Officer | 17 | 2 | |
| Thomas Lalley | Promoter | 10 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001040197] | |
| SC 13G | [0001040197] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mai Capital Management | Trevi Therapeutics Inc | [2022-04-08] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.2B |
| Clients | 132 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 5493000NYSOXWHW8FS09 |
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