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| Mai Capital Management LLC
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|---|---|
| CRD # | 109807 |
| SEC # | 801-58104 |
| CIK # | 0001040197 |
| AUM | $19.7 BB (2024-08-20) |
| Employees | 331 (41% Investors, 0% Brokers) |
| Phone | 216-920-4800 |
| Address | 6050 Oak Tree Blvd Cleveland, OH 44131 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.4 | |
| AAPL | 2,382.8 | 0.4 | |
| NVDA | 399.6 | 0.2 | |
| AMZN | 1,093.0 | 0.2 | |
| GOOGL | 1,475.1 | 0.1 | |
| GOOG | 1,482.6 | 0.1 | |
| META | 434.9 | 0.1 | |
| LLY | 301.8 | 0.1 | |
| AVGO | 201.3 | 0.1 | |
| V | 419.3 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | Mai Capital Income and Growth Fund VI QP | [2024-03-28] | 183.7 | 20.8 |
| PE | Intersect Ventures III LLC | [2023-03-31] | 0.5 | 0.9 |
| PE | Intersect Ventures II LLC | [2023-03-31] | 0.4 | 1.2 |
| PE | Intersect Ventures I LLC | [2023-03-31] | 2.1 | 2.6 |
| PE | Intersect Ventures IV LLC | [2023-03-31] | 0.2 | 0.6 |
| PE | Intersect Ventures IX LLC | [2023-03-31] | 1.5 | 1.5 |
| PE | Intersect Ventures VIII LLC | [2023-03-31] | 1.0 | 0.4 |
| PE | Intersect Ventures VII LLC | [2023-03-31] | 4.0 | 1.9 |
| PE | Intersect Ventures VI LLC | [2023-03-31] | 4.1 | 4.7 |
| PE | Intersect Ventures V LLC | [2023-03-31] | 1.0 | 1.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,561 | 1.5 |
| (b) Individuals (high net worth individuals) | 3,958 | 16.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 30 | 0.9 |
| (g) Pension and profit sharing plans | 37 | 0.3 |
| (h) Charitable organizations | 45 | 0.2 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 4 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 74 | 0.3 |
| (n) Other | 1 | 0.0 |
| Total | 26,826 | 19.7 |
| By Discretionary | ||
| Discretionary | 22,088 | 17.8 |
| Non-Discretionary | 4,738 | 1.9 |
| Total | 26,826 | 19.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 19.4 | |
| Total | 26,826 | 19.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| John Carroll | 154 | |||
| Jay White | 14 | |||
| Thomas Bartos | 10 | |||
| Richard Buoncore | 27 | |||
| Mai Capital Management LLC | 19 | |||
| Joseph McLean | 17 | |||
| Thomas Lalley | 10 | |||
| Smith Capital Management Inc | 8 | |||
| Stephen Chaffin | 8 | |||
| Gerald Gray | 3 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001040197] | |
| SC 13G | [0001040197] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mai Capital Management | Trevi Therapeutics Inc | [2022-04-08] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
BBR Partners LLC
✚
|
NY | 28.1 |
|
Strategic Investment Management LLC
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|
VA | 27.0 |
|
Tiedemann Advisors LLC
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NY | 25.3 |
|
Oxford Financial Group Ltd LLC
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IN | 18.2 |
|
Ehrenkranz Partners LP
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NY | 18.0 |
|
Offit Capital Advisors LLC
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NY | 18.0 |
|
Summit Trail Advisors LLC
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|
NY | 17.7 |
|
Jordan Park Group LLC
✚
|
CA | 15.4 |
|
Boylston Advisors LP
✚
|
MA | 12.5 |
|
Gordian Capital Singapore Private Limited
✚
|
11.9 |