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| Happy Holidays!! thanks for using AUM13F!! |
| Mai Capital Management LLC
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| CRD # | 109807 |
| SEC # | 801-58104 |
| CIK # | 0001040197 |
| AUM | $29.6 B (2025-07-02) |
| Employees | 482 (42% Investors, 0% Brokers) |
| Phone | 216-920-4800 |
| Address | 6050 Oak Tree Blvd Cleveland, OH 44131 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Microsoft Corp | 0.5 | |
| Apple Inc | 0.4 | |
| Nvidia Corp | 0.2 | |
| Amazon Com Inc | 0.2 | |
| Broadcom Inc | 0.2 | |
| Alphabet Inc | 0.1 | |
| Facebook Inc | 0.1 | |
| J P Morgan Chase & Co | 0.1 | |
| VISA Inc | 0.1 | |
| Alphabet Inc | 0.1 |
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Mai Capital GP Staking Fund Feeder LP | [2025-03-28] | 308.7 | 6.9 |
| RE | Mai Capital Income and Growth Fund VI QC | [2025-03-28] | 0.0 | 6.8 |
| PE | Mai Capital OTRO Sports Fund LP | 2025-03-28 | 3.8 | |
| PE | Mai Capital Secondaries Infrastructure Solution LP | 2025-03-28 | 3.3 | |
| PE | Mai Capital Sports and Entertainment Seeding Fund LP | 2025-03-28 | 38.9 | |
| RE | Mai Capital Income and Growth Fund VI QP | [2024-03-28] | 183.7 | 55.5 |
| PE | Intersect Ventures III LLC | [2023-03-31] | 0.5 | 0.1 |
| PE | Intersect Ventures II LLC | [2023-03-31] | 0.4 | 0.1 |
| PE | Intersect Ventures I LLC | [2023-03-31] | 2.1 | 1.6 |
| PE | Intersect Ventures IV LLC | [2023-03-31] | 0.2 | 0.2 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,685 | 3.7 |
| (b) Individuals (high net worth individuals) | 4,781 | 23.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 36 | 1.2 |
| (g) Pension and profit sharing plans | 127 | 0.5 |
| (h) Charitable organizations | 51 | 0.2 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 102 | 0.5 |
| (n) Other | 1 | 0.0 |
| Total | 40,758 | 29.6 |
| By Discretionary | ||
| Discretionary | 35,877 | 27.5 |
| Non-Discretionary | 4,881 | 2.1 |
| Total | 40,758 | 29.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 29.5 | |
| Total | 40,758 | 29.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| John Carroll | 162 | |||
| Jay White | 14 | |||
| Thomas Bartos | 10 | |||
| Richard Buoncore | 32 | |||
| Mai Capital Management LLC | 24 | |||
| Joseph McLean | 17 | |||
| Thomas Lalley | 10 | |||
| Smith Capital Management Inc | 8 | |||
| Stephen Chaffin | 8 | |||
| Gerald Gray | 3 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001040197] | |
| SC 13G | [0001040197] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mai Capital Management | Trevi Therapeutics Inc | [2022-04-08] |
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|
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