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| Mesirow Financial Investment Management Inc
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|---|---|
| CRD # | 111135 |
| SEC # | 801-27047 |
| CIK # | 0001469475 |
| AUM | $43.3 BB (2022-09-28) |
| Employees | 197 (51% Investors, 46% Brokers) |
| Phone | 800-621-4421 |
| Address | 353 N Clark St Chicago, IL 60654 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| EXTR | 1,218.1 | 0.7 | |
| ATEC | 693.0 | 0.7 | |
| UFPT | 605.2 | 0.6 | |
| STRL | 677.0 | 0.6 | |
| NSSC | 756.3 | 0.6 | |
| COHU | 1,347.2 | 0.6 | |
| MEC | 161.0 | 0.6 | |
| ALTG | 301.5 | 0.6 | |
| AMOT | 357.0 | 0.5 | |
| AVNW | 293.6 | 0.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Mesirow Floating Rate Fund I LP | [2021-06-25] | 110.5 | 120.1 |
| Other | Mesirow Real Estate Value Fund IV Feeder LP | [2021-06-25] | 7.5 | 7.7 |
| RE | Mesirow Financial Employee Real Estate Value Fund IV LP | [2019-06-26] | 3.4 | 6.3 |
| RE | Mesirow Financial Real Estate Value Fund IV LP | [2019-06-26] | 538.2 | 1,077.5 |
| Other | Wealth Advisors Feeder Fund I LP | [2019-06-26] | 59.9 | 45.2 |
| RE | Mesirow Financial Employee Real Estate Value Fund III LP | 2018-06-28 | 11.1 | |
| RE | Mesirow Financial Employee Real Estate Value Fund II LP | [2018-06-28] | 3.4 | 3.1 |
| RE | Mesirow Financial Employee Real Estate Value Fund LP | [2018-06-28] | 1.6 | 0.0 |
| RE | Mesirow Financial Real Estate Value Fund III LP | [2018-06-28] | 351.1 | 1,753.3 |
| RE | Mesirow Financial Real Estate Value Fund II LP | [2018-06-28] | 542.5 | 502.9 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 12,857 | 9.0 |
| (b) Individuals (high net worth individuals) | 3 | 0.0 |
| (c) Banking or thrift institutions | 2 | 0.1 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 12 | 3.8 |
| (g) Pension and profit sharing plans | 33 | 1.8 |
| (h) Charitable organizations | 20 | 0.5 |
| (i) State or municipal government entities | 92 | 2.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 15 | 13.1 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.7 |
| (m) Corporations or other businesses not listed above | 27 | 11.3 |
| (n) Other | 16 | 0.3 |
| Total | 13,079 | 43.3 |
| By Discretionary | ||
| Discretionary | 11,714 | 42.1 |
| Non-Discretionary | 1,365 | 1.2 |
| Total | 13,079 | 43.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 42.0 | |
| Total | 13,079 | 43.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Richard Price | 32 | |||
| Dennis Black | 25 | |||
| Kristie Paskvan | 18 | |||
| Dominick Mondi | 11 | |||
| Mesirow Financial Services Inc | 5 | |||
| Alasdair Cripps | 12 | |||
| John Pierson | 12 | |||
| Charles Kendrick | 10 | |||
| Guy Chiariello | 10 | |||
| Benjamin Blakney | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001469475] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
BlackRock Asset Management North Asia Limited
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|
79.4 | |
|
Cohen & Steers Capital Management Inc
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|
NY | 75.9 |
|
Angel Oak Capital Advisors LLC
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|
GA | 12.2 |
|
Waverly Advisors LLC
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AL | 5.5 |
|
Ancora Advisors LLC
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OH | 4.1 |
|
Global Forest Partners LP
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NH | 4.1 |
|
Family Management Corporation
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|
NY | 3.2 |
|
True North Advisors LLC
✚
|
TX | 3.0 |
|
Wellesley Asset Management Inc
✚
|
MA | 2.4 |
|
ANDA Asset Management Co Ltd
✚
|
1.7 |