Moore Wealth LLC

Item 5 – Fees and Compensation
Asset Management Programs
Clients who elect to receive asset management services through one or more of Moore Wealth’s asset
management programs will generally pay Moore Wealth and their advisor for those services with an
annual asset management fee based on a percentage of assets under management, including cash and
money market positions. The maximum account management fee that can be charged in any of our firm’s
managed account program is listed in the fee schedule below. Certain managed account programs have
lower maximum annual fee amounts, and fee schedules will vary among programs. Clients are urged to
carefully review and discuss the contents of this Brochure with their advisor, including descriptions of the
various programs and services offered, the fees and charges clients will pay, the means by which Moore
Wealth and your advisor are compensated, and the conflicts of interest that exist between the client and
Moore Wealth and your advisor in respect to each program or service offered, to determine the most
appropriate programs or services for your specific needs.

PPS Program Fee Schedules

Moore Wealth advisory Fee Schedule is as follows*:

 Account Value                                                 Management Fee
 First $500,000                                                1.75%
 $500,001-$1,000,000                                           1.25%
 $1,000,001-$5,000,000                                         1.00%
 $5,000,001-$10,000,000                                        0.75%
 Over $10,000,000                                              0.50%
*Moore Wealth manages some accounts in which the asset management fees are other than the percentages noted above.
These clients joined Moore Wealth through previous financial advisory practice purchase/merger. As appropriate, we will
engage in a review of the management fees being assessed to these acquired clients to ensure fees being charged are
reasonable in light of all circumstances.

Moore Wealth uses a blended management fee schedule. A blended schedule looks at the account value
and compares it to a set fee schedule. Based upon the value of the account at the end of the billing period,
the fee schedule identifies specific portions of the account value to be charged at different fee rates. The
total value of the account is compared against this schedule. Based on the account size, the different fee
rates are blended to determine the total account fee for that period. For example, consider the above
blended fee schedule and assume that the account value at the end of the billing period is $3,000,000. In
this hypothetical example, and assuming an advanced quarterly billing cycle is applied, the management
fee for the upcoming quarter would be assessed as follows:

First $500,000 of the account value would be billed at a rate of 1.75% ($500,000 x 1.75% = $8,750;
$8,750 ÷ 4 = $2187.50); the next $500,000 would be billed at a rate of % ($500,000 x 1.25% = $6,250;
$6250 ÷ 4 = $1562.50); the next $2,000,000 would be billed at a rate of 1.00% ($2,000,000 x 1.00% =
$20,000; $20,000 ÷ 4 = $5,000).

Each of the different fee rate amounts is added together to determine the total quarterly management
fee for that period, as follows:

$2187.50 + $1562.50 + $5,000.00 = $8,750 quarterly management fee

In addition to the annual management fee, and unless otherwise agreed between the client and the
advisor, clients participating in the PPS Custom Program (Transactions) will pay transaction charges as
described in the “Other Fees and/or Costs” section below.

Clients participating in the PPS Custom Program (Transactions) may pay more or less than clients might
otherwise pay if purchasing the services separately. There are several factors that determine whether
such costs would be more or less, including, but not limited to, the following:

    •   Size of the account
    •   Types of securities and strategies involved
    •   Amount of trading effected by the advisor
    •   Actual costs of such services if purchased separately

The advisory fees charged for the services provided by us, including research, supplemental advisory,
and client-related services offered through the PPS Custom Program may exceed those of other similar
programs.

PPS Select Program
Clients participating in the PPS Select Program will pay a total account fee that consists of a combination
of an advisor fee and a program fee.

The maximum allowable advisor fee in the PPS Select Program is as follows:

In addition to the annual advisor fee, all clients participating in PPS Select will pay an annual program fee.
There are several different PPS Select model portfolios with program fees that vary; however, the
maximum fee within the PPS Select program is as follows:

 The maximum annual advisor fee for certain account sizes and types may be negotiated.

 Commonwealth will charge a minimum annual program fee of $600 ($150 quarterly) for certain accounts, which
may exceed the maximum annual program fee percentage based on account size.

Commonwealth performs fee billing on our firm’s behalf. In most cases, the annual account management
fees are payable quarterly in advance and are computed as one-quarter of the annual fee based on the
account’s AUM on the last business day of the previous calendar quarter.

To the extent that you hold positions in your account for which pricing data is not readily available,
Commonwealth receives quarter-end values from alternative investment issuers or other service
providers which are used when calculating billable AUM for our clients. Neither Moore Wealth nor
Commonwealth engages in an independent valuation of your account assets and relies on valuations
provided by the investment issuers or other service providers. Moore Wealth (via Commonwealth and
further via the account custodian) will provide periodic account statements which include the market
...

Item 7 – Types of Clients
Moore Wealth generally provides advisory services to the following types of clients:

    •   Individuals (other than high net worth individuals)
    •   High net worth individuals
    •   Pension and profit-sharing plans
    •   Charitable organizations
    •   Other investment advisers
    •   Insurance companies
    •   Corporations or other businesses not listed above

Moore Wealth managed account programs generally have a $500,000 minimum investment requirement.
In some cases, account balances may be combined at the household level to satisfy the account minimum.