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| Nomura Asset Management USA Inc
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|---|---|
| CRD # | 108222 |
| SEC # | 801-12129 |
| CIK # | 0001055964, 0000921739 |
| AUM | 1,008.7 M (2026-06-24) |
| Employees | 26 (27% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-667-1414 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 2.7 | ||
| Microsoft Corp | 1.7 | ||
| Alphabet Inc | 1.4 | ||
| Apple Inc | 1.3 | ||
| Amazon Com Inc | 1.2 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.9 | ||
| Broadcom Inc | 0.8 | ||
| Facebook Inc | 0.7 | ||
| Seagate Technology PLC | 0.7 | ||
| Alcoa Inc | 0.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Nomura Japan Dual Alpha Fund Ltd | [2014-08-18] | 8.9 M | 28.2 M |
| Filed 2014-06-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.2 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 1.0 |
| By Discretionary | ||
| Discretionary | 4 | 1.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 1.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.0 | |
| Total | 4 | 1.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ian Goodall | Director | 141 | 33 | |
| Tim Woolaver | Director | 90 | 25 | |
| Yutaka Itabashi | Director | 5 | 3 | |
| Nomura Asset Management USA Inc | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000921739] | |
| 3 | [0000921739] | |
| 4 | [0000921739] | |
| 5 | [0000921739] | |
| SC 13G | [0000921739] | |
| 13F-HR | [0001055964] | |
| SC 13G | [0001055964] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300ZN36E1MEF7S595 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Nomura Asset Management International Inc | |
| Wilshire Private Assets Fund | |
| Wilshire Private Assets Tender Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Wilshire Private Assets Fund N/A
Institutional Class Shares of Beneficial Interest
|
2024-09-30 | Sell | 996,375.92 | $13.12 | 13,072,452 |
|
Wilshire Private Assets Tender Fund N/A
Institutional Class Shares of Beneficial Interest
|
2024-04-30 | Disposed to issuer | 8,613.26 | $12.17 | 104,823 |
|
Wilshire Private Assets Fund N/A
Institutional Class Shares of Beneficial Interest
|
2024-04-30 | Disposed to issuer | 1,581,195.62 | $12.78 | 20,207,680 |
|
Wilshire Private Assets Fund N/A
Institutional Class Shares of Beneficial Interest
|
2023-12-01 | Buy | 122,050.45 | $12.29 | 1,500,000 |
|
Wilshire Private Assets Fund N/A
Institutional Class Shares of Beneficial Interest
|
2021-07-01 | Buy | 315,236.43 | $11.42 | 3,600,000 |
| Related Firms | State | AUM |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
|
601.79 B | |
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 37.56 B |
|
Nomura Asset Management USA Inc
✚
|
NY | 1,008.7 M |
|
Nomura Asset Management UK Limited
✚
|
||
|
Nomura Asset Management Singapore Limited
✚
|
||
|
Nomura Global Alpha LLC
✚
|
NY | |
|
Nomura Securities International Inc
✚
|
NY |
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|---|---|---|
|
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|
1,034.0 M | |
|
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|
1,031.8 M | |
|
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1,026.0 M | |
|
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|
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|
1,017.9 M | |
|
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|
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|
Fivespan Partners LP
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|
CA | 1,000.3 M |
|
SAVA Capital LLC
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|
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|
Dawson Partners US Inc
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|
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|
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