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| Happy Holidays!! thanks for using AUM13F!! |
| Nomura Securities International Inc
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| CRD # | 4297 |
| SEC # | 801-72991 |
| CIK # | 0000110097, 0000902266, 0000072267 |
| AUM | |
| Employees | 11 (100% Investors, 100% Brokers) |
| Phone | 212-667-9000 |
| Address | World Wide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($) |
|---|
| CIK | Period |
|---|---|
| 0000110097 0000902266 0000072267 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 4.2 | ||
| Facebook Inc | 3.5 | ||
| Tesla Motors Inc | 2.7 | ||
| Equinix Inc | 1.4 | ||
| Honeywell International Inc | 1.2 | ||
| Crown Castle International Corp | 0.9 | ||
| Microsoft Corp | 0.9 | ||
| Nike Inc | 0.9 | ||
| Dollar Tree Inc | 0.8 | ||
| Apple Inc | 0.8 | ||
| Electronic Arts Inc | 0.8 | ||
| BP PLC | 0.6 | ||
| Cognizant Technology Solutions Corp | 0.6 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.6 | ||
| Alphabet Inc | 0.5 | ||
| Phillips 66 | 0.5 | ||
| Zscaler Inc | 0.5 | ||
| Super Micro Computer Inc | 0.4 | ||
| American Express Co | 0.3 | ||
| Capital One Financial Corp | 0.3 | ||
| Sylvamo Corp | 0.3 | ||
| Charles River Laboratories International Inc | 0.3 | ||
| Apollo Global Management Inc | 0.3 | ||
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| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0000072267] | |
| 4 | [0000072267] | |
| SC 13D | [0000072267] | |
| 13F-NT | [0000110097] | |
| 3 | [0000110097] | |
| 4 | [0000110097] | |
| 5 | [0000110097] | |
| SC 13G | [0000110097] | |
| 13F-NT | [0000902266] | |
| 3 | [0000902266] | |
| 4 | [0000902266] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Nomura Securities International Inc | Tetralogic Pharmaceuticals Corp | [2016-11-14] |
| Nomura Securities International Inc | Tetralogic Pharmaceuticals Corp | [2016-11-14] |
| Nomura Securities Co Ltd | Tiptree Financial Inc | [2014-02-14] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
|
514.3 | |
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 36.4 |
|
Nomura Asset Management Singapore Limited
✚
|
13.0 | |
|
Nomura Asset Management USA Inc
✚
|
NY | 0.6 |
|
Nomura Asset Management UK Limited
✚
|
0.0 | |
|
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
|
Nomura Securities International Inc
✚
|
NY | 0.0 |