Nomura Securities International Inc

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Nomura Securities International Inc
CRD #4297
SEC #801-72991
CIK #0000072267, 0000902266, 0000110097
AUM
Employees 13 (100% Investors, 100% Brokers)
Phone212-667-9000
AddressWorld Wide Plaza
New York, NY 10019-7316
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($)
1.00.80.60.40.20.02001200920172025
CIK Period
0000072267 0000902266 0000110097
/
Sector Form 13F Holdings Cap ($BB) Value ($BB)
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Texas Instruments Inc 142.2 1.4
Apple Inc 2,382.8 1.2
Cognizant Technology Solutions Corp 35.5 1.1
Microsoft Corp 1,918.2 0.8
Southwest Airlines Co 21.7 0.7
Amazon Com Inc 1,093.0 0.6
Catalent Inc 19.2 0.6
Alphabet Inc 1,475.1 0.5
United States Steel Corp 5.0 0.5
Advanced Micro Devices Inc 131.5 0.4
Taiwan Semiconductor Manufacturing Co Ltd 437.4 0.4
American Express Co 107.1 0.4
Phillips 66 42.7 0.4
Tyco International Ltd /Ber/ 33.7 0.3
Tesla Motors Inc 723.4 0.2
Starbucks Corp 87.6 0.2
Brookfield Asset Management Inc 0.2
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 1 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 0 0.0
By Discretionary
Discretionary 0 0.0
Non-Discretionary 0 0.0
Total 0 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 0 0.0
EDGAR Form CIK 2011 - 2024
3 [0000072267]
4 [0000072267]
SC 13D [0000072267]
13F-NT [0000110097]
3 [0000110097]
4 [0000110097]
5 [0000110097]
SC 13G [0000110097]
13F-NT [0000902266]
3 [0000902266]
4 [0000902266]
Form 13D/13G Filer Form 13D/13G Subject Filed
Nomura Securities International Inc Tetralogic Pharmaceuticals Corp [2016-11-14]
Nomura Securities International Inc Tetralogic Pharmaceuticals Corp [2016-11-14]
Nomura Securities Co Ltd Tiptree Financial Inc [2014-02-14]
Form 3/4/5 Subject 2011 - 2024
Nomura Holdings Inc
Nomura Securities International Inc
MSP Recovery, Inc.
DITECH HOLDING Corp
Nomura Securities International Inc
TETRALOGIC PHARMACEUTICALS Corp
Nomura Securities Co Ltd
Tiptree Inc
Related Firms State AUM ($BB)
Nomura Asset Management Co Ltd
506.6
Nomura Corporate Research and Asset Management Inc
NY 37.7
Nomura Asset Management Singapore Limited
13.8
Nomura Asset Management USA Inc
NY 0.8
Nomura Asset Management UK Limited
0.0
Nomura Global Alpha LLC
NY 0.0
Nomura Securities International Inc
NY 0.0
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