Nye Wealth Management LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. The information below represents our current fee schedule, which may change over time. Therefore,
legacy clients may pay different fees than those shown below. In addition, we reserve the right to offer fee waivers
or discounts at our discretion. Each Client engaging the Advisor for services described herein shall be required to
enter into one or more agreements with the Advisor. Each Client’s specific fees will be outlined in their advisory
agreement.

Fees for Advisory Services

Wealth Management Services
Investment advisory fees are paid quarterly in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of the prior calendar quarter. Investment advisory fees are based on the Client’s assets

under management and are offered as either a fixed rate, ranging from 0.30% to 1% or at a rate pursuant to the
following schedule:
                        Assets Under Management                  Annual Rate
                              Up to $499,999                       1.00%
                           $500,00 to $999,999                     0.90%
                         $1,000,000 to $1,999,999                  0.80%
                         $2,000,000 to $2,999,999                  0.70%
                         $3,000,000 to $3,999,999                  0.60%
                         $4,000,000 to $4,999,999                  0.50%
                         $5,000,000 to $9,999,999                  0.40%
                          $10,000,000 and over.                    0.30%
The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take
into consideration the aggregate assets under management with the Advisor. All securities held in accounts
managed by NWM will be independently valued by the Custodian. NWM will not have the authority or
responsibility to value portfolio securities.
The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction fees and other related
costs and expenses, described in Item 5.C below, which may be incurred by the Client. However, the Advisor shall
not receive any portion of these commissions, fees, and costs.

Third-Party Investment Management Program Fees
Services provided through AEWM’s managed account program are offered both on a non-wrap fee basis and
through a wrap fee program. If you choose to receive services on a non-wrap fee basis, you may pay separate
commissions, ticket charges, and custodian fees for the execution of transactions in your account. These charges
(if applicable) will be in addition to any investment management fee that you may pay to NWM and AEWM. If you
choose to receive services through the wrap fee program, you will only pay fees based on assets under
management and you will not pay a separate commission, ticket charge, or custodian fee, for the execution of
transactions in your account. NWM and AEWM will receive a portion of the fee as compensation for services.
AEWM charges an annual Program Fee of 0.35% of assets under management, billed monthly in arrears. This fee
is in addition to NWM’s advisory fee. A more detailed description of fees related to AEWM’s managed account
program is located in AEWM’s disclosure brochure which will be provided to you if we offer you services through
AEWM.

Financial Planning Services
NWM offers financial planning services on a fixed fee basis ranging from $2,500 to $10,000, which may be
negotiable at the sole discretion of the Advisor depending on the nature and complexity of each Client’s
circumstances. In certain instances, the Advisor may also offer financial planning services on an hourly basis
ranging from $75 to $250 per hour. An estimate for total costs will be determined prior to establishing the advisory
relationship. If the Client elects to engage the Advisor to implement the plan, the Advisor, in its sole discretion,
may waive the financial planning fee.

Educational Workshops and Seminars Fees
Due to the wide variance in the complexity, content, and scope of work with Educational Workshops and Seminars,
the method of billing and the amount of fees charged for these services is negotiable. Generally, fees are either a
flat fee per event or per participant.

The engagement for Educational Workshops and Seminars will typically automatically terminate upon conclusion
of the event. However, either party may terminate the engagement upon 30 days’ written notice to the other
party (with the exception of weather or similar unforeseen circumstances). Should you cancel the agreement, you
will be responsible for reimbursement of any non-refundable travel expenses incurred, if applicable, and a
prorated fee for any work conducted in preparation of the event, based on the percentage of work done and the
flat fee agreed upon by both parties. Should any fees collected in advance exceed the amount of work conducted,
we will provide a prorated refund promptly upon notice of termination.

Fee Billing

Wealth Management Services
Investment advisory fees will be calculated by the Advisor or its delegate and deducted from the Client’s
account[s] at the Custodian. The amount due is calculated by applying the annual rate, divided by 365 (number of
days in the year or 366 days in a leap year), multiplied by the number of days in the billing period. Clients will be
provided with a statement, at least quarterly, from the Custodian reflecting deduction of the investment advisory
fee. In addition, the Advisor will provide the Client a report itemizing the fee, including the calculation period
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Item 7 – Types of Clients
NWM offers investment advisory services to individuals and high net worth individuals. The amount of each type
of Client is available on the Advisor’s Form ADV Part 1A. These amounts may change over time and are updated
at least annually by the Advisor. NWM generally requires a minimum relationship size of $250,000, but may be
waived by NWM at its sole discretion. Third-Party Investment Management Programs may impose additional
account minimums based on strategies used.