XPS Capital LLC

Fees and Compensation
Portfolio Management Fees
 Assets Under Management                          Annual Fee
 First $500,000                                   1.75%
 $500,001 – $3,000,000                            1.30%
 $3,000,001 – $5,000,000                          1.00%
 $5,000,001 – $10,000,000                         0.85%
 $10,000,001+                                     0.75%

                                                          1700 N Moore St Suite 1130 Arlington, VA 22209 | 888.336.8402

Fees are billed monthly in arrears based on the average daily balance. Fees are negotiable.
Clients may terminate within five business days of signing for a full refund. Cope Connelly does
not charge AUM fees on annuities.

Pension Consulting Fees
A flat annual fee of 1.00% on all assets, billed monthly in arrears. Fees are negotiable.

Financial Planning Fees
Fixed fees ranging from $99 to $25,000 depending on plan complexity. Paid 100% in advance.
Fully refundable within five business days of signing.

Private Placement Consulting Fees
Fees are in addition to the standard portfolio management fee:

 Assets Under Management                          Annual Fee
 First $500,000                                   0.75%
 $500,001 – $3,000,000                            0.60%
 $3,000,001 – $5,000,000                          0.50%
 $5,000,001 – $10,000,000                         0.40%
 $10,000,001+                                     0.30%

Other Fee Notes
   •   Educational seminars and workshops are offered free of charge.
   •   Clients are responsible for third-party fees (custodian, brokerage, mutual fund,
       transaction fees, etc.).

Investment Methods and Strategies

Types of Clients
   • Individuals
   • High-Net-Worth Individuals
   • Pension and Profit Sharing Plans
   • Corporations or Business Entities
There is no minimum account size required to open or maintain an account.

Assets Under Management
As of July 2026:

 Discretionary AUM                                Non-Discretionary AUM
 $151,094,700                                     $0

Fees and Compensation
Portfolio Management Fees
 Assets Under Management                          Annual Fee
 First $500,000                                   1.75%
 $500,001 – $3,000,000                            1.30%
 $3,000,001 – $5,000,000                          1.00%
 $5,000,001 – $10,000,000                         0.85%
 $10,000,001+                                     0.75%

                                                          1700 N Moore St Suite 1130 Arlington, VA 22209 | 888.336.8402

Fees are billed monthly in arrears based on the average daily balance. Fees are negotiable.
Clients may terminate within five business days of signing for a full refund. Cope Connelly does
not charge AUM fees on annuities.

Pension Consulting Fees
A flat annual fee of 1.00% on all assets, billed monthly in arrears. Fees are negotiable.

Financial Planning Fees
Fixed fees ranging from $99 to $25,000 depending on plan complexity. Paid 100% in advance.
Fully refundable within five business days of signing.

Private Placement Consulting Fees
Fees are in addition to the standard portfolio management fee:

 Assets Under Management                          Annual Fee
 First $500,000                                   0.75%
 $500,001 – $3,000,000                            0.60%
 $3,000,001 – $5,000,000                          0.50%
 $5,000,001 – $10,000,000                         0.40%
 $10,000,001+                                     0.30%

Other Fee Notes
   •   Educational seminars and workshops are offered free of charge.
   •   Clients are responsible for third-party fees (custodian, brokerage, mutual fund,
       transaction fees, etc.).

Investment Methods and Strategies