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| Happy Holidays!! thanks for using AUM13F!! |
| O'shaughnessy Asset Management LLC
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| CRD # | 144594 |
| SEC # | 801-68177 |
| CIK # | 0001423442 |
| AUM | $12.6 B (2024-12-17) |
| Employees | 81 (58% Investors, 0% Brokers) |
| Phone | 203-975-3333 |
| Address | 100 First Stamford Place Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.5 | ||
| Nvidia Corp | 0.5 | ||
| Apple Inc | 0.4 | ||
| Amazon Com Inc | 0.3 | ||
| Facebook Inc | 0.2 | ||
| Broadcom Inc | 0.2 | ||
| J P Morgan Chase & Co | 0.2 | ||
| Alphabet Inc | 0.1 | ||
| VISA Inc | 0.1 | ||
| Wells Fargo & Co/MN | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| VC | Positive SUM Capital LP | [2020-11-09] | 63.5 | 80.5 |
| Other | O'shaughnessy International Market Leaders Value LP | 2017-03-29 | 0.0 | |
| HF | O'shaughnessy Pari Passu LP | 2013-03-18 | 8.4 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 6,368 | 9.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 1.1 |
| (g) Pension and profit sharing plans | 18 | 0.1 |
| (h) Charitable organizations | 40 | 0.2 |
| (i) State or municipal government entities | 10 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 2 | 0.0 |
| (m) Corporations or other businesses not listed above | 344 | 1.6 |
| (n) Other | 0 | 0.0 |
| Total | 6,791 | 12.6 |
| By Discretionary | ||
| Discretionary | 6,791 | 12.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6,791 | 12.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 11.4 | |
| Total | 6,791 | 12.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Patrick Oshaughnessy | 12 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001423442] |
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