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| O'shaughnessy Asset Management LLC
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|---|---|
| CRD # | 144594 |
| SEC # | 801-68177 |
| CIK # | 0001423442 |
| AUM | $8.0 BB (2024-08-05) |
| Employees | 69 (59% Investors, 0% Brokers) |
| Phone | 203-975-3333 |
| Address | 100 First Stamford Place Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.3 | |
| AAPL | 2,382.8 | 0.3 | |
| NVDA | 399.6 | 0.3 | |
| AMZN | 1,093.0 | 0.1 | |
| GOOGL | 1,475.1 | 0.1 | |
| LLY | 301.8 | 0.1 | |
| JPM | 340.2 | 0.1 | |
| META | 434.9 | 0.1 | |
| MO | 78.2 | 0.1 | |
| AVGO | 201.3 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | Positive SUM Capital LP | [2020-11-09] | 63.5 | 80.5 |
| Other | O'shaughnessy International Market Leaders Value LP | 2017-03-29 | 0.0 | |
| HF | O'shaughnessy Pari Passu LP | 2013-03-18 | 8.4 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 3,725 | 4.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 1.2 |
| (g) Pension and profit sharing plans | 24 | 0.2 |
| (h) Charitable organizations | 45 | 0.2 |
| (i) State or municipal government entities | 9 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 3 | 0.0 |
| (m) Corporations or other businesses not listed above | 382 | 1.6 |
| (n) Other | 0 | 0.0 |
| Total | 4,197 | 8.0 |
| By Discretionary | ||
| Discretionary | 4,197 | 8.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4,197 | 8.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.3 | |
| United States Persons | 6.7 | |
| Total | 4,197 | 8.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Patrick Oshaughnessy | 11 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001423442] |
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|---|---|---|
|
Tweedy Browne Company LLC
✚
|
CT | 8.9 |
|
Advent Capital Management LLC
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NY | 8.7 |
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TimesSquare Capital Management LLC
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NY | 8.3 |
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Churchill Management Corp
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CA | 8.2 |
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Pinnacle Associates Ltd
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NY | 8.1 |
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Truston Asset Management Co Ltd
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8.1 | |
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Winton Capital Management Ltd
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7.8 | |
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Conestoga Capital Advisors LLC
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PA | 7.8 |
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Intermede Investment Partners Limited
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7.3 | |
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Hamlin Capital Management LLC
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NY | 7.1 |