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| O'shaughnessy Asset Management LLC
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|---|---|
| CRD # | 144594 |
| SEC # | 801-68177 |
| CIK # | 0001423442 |
| AUM | $6.3 BB (2023-02-28) |
| Employees | 60 (50% Investors, 0% Brokers) |
| Phone | 203-975-3333 |
| Address | 6 Suburban Avenue Stamford, CT 06901-2012 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.1 | |
| AAPL | 2,382.8 | 0.1 | |
| MPC | 48.0 | 0.1 | |
| MO | 78.2 | 0.1 | |
| FICO | 10.4 | 0.1 | |
| DOW | 38.2 | 0.1 | |
| BLDR | 9.1 | 0.1 | |
| AIG | 44.6 | 0.1 | |
| WY | 24.9 | 0.1 | |
| AMGN | 130.1 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | Positive SUM Capital LP | [2020-11-09] | 63.5 | 80.5 |
| Other | O'shaughnessy International Market Leaders Value LP | 2017-03-29 | 0.0 | |
| HF | O'shaughnessy Pari Passu LP | 2013-03-18 | 8.4 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2,934 | 2.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1.5 |
| (g) Pension and profit sharing plans | 27 | 0.5 |
| (h) Charitable organizations | 49 | 0.1 |
| (i) State or municipal government entities | 11 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 3 | 0.0 |
| (m) Corporations or other businesses not listed above | 396 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 3,430 | 6.3 |
| By Discretionary | ||
| Discretionary | 3,430 | 6.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,430 | 6.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 4.9 | |
| Total | 3,430 | 6.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Patrick Oshaughnessy | 11 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001423442] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Rothschild & Co Asset Management US Inc
✚
|
CT | 6.5 |
|
Intermede Investment Partners Limited
✚
|
6.4 | |
|
Ziegler Capital Management LLC
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|
IL | 6.4 |
|
Hamlin Capital Management LLC
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NY | 6.3 |
|
Conestoga Capital Advisors LLC
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PA | 6.2 |
|
Harvest Fund Advisors LLC
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PA | 6.2 |
|
Bear Creek Asset Management LLC
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|
CO | 6.2 |
|
CFI Partners LLC
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|
IL | 6.1 |
|
Martin Currie Inc
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|
6.1 | |
|
Osterweis Capital Management LLC
✚
|
CA | 6.0 |