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| O'shaughnessy Asset Management LLC
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|---|---|
| CRD # | 144594 |
| SEC # | 801-68177 |
| CIK # | 0001423442 |
| AUM | 19.8 B (2025-12-16) |
| Employees | 103 (51% Investors, 0% Brokers) |
| Phone | 203-975-3333 |
| Address | 100 First Stamford Place Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.9 | ||
| Nvidia Corp | 0.8 | ||
| Microsoft Corp | 0.5 | ||
| Alphabet Inc | 0.4 | ||
| Amazon Com Inc | 0.4 | ||
| Broadcom Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Facebook Inc | 0.2 | ||
| J P Morgan Chase & Co | 0.2 | ||
| Wal Mart Stores Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Positive SUM Capital LP | [2020-11-09] | 63.5 M | 80.5 M |
| Other | O'shaughnessy International Market Leaders Value LP | 2017-03-29 | ||
| HF | O'shaughnessy Pari Passu LP | 2013-03-18 | 8.4 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 10,734 | 16.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 1.1 |
| (g) Pension and profit sharing plans | 18 | 0.1 |
| (h) Charitable organizations | 40 | 0.2 |
| (i) State or municipal government entities | 9 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 2 | 0.0 |
| (m) Corporations or other businesses not listed above | 344 | 1.8 |
| (n) Other | 0 | 0.0 |
| Total | 11,156 | 19.8 |
| By Discretionary | ||
| Discretionary | 11,156 | 19.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11,156 | 19.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 18.6 | |
| Total | 11,156 | 19.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001423442] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $4.8B |
| Clients | 1,369 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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