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| Great Lakes Advisors LLC
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|---|---|
| CRD # | 110757 |
| SEC # | 801-16937 |
| CIK # | 0001078013 |
| AUM | 16.16 B (2026-05-19) |
| Employees | 84 (44% Investors, 1% Brokers) |
| Phone | 312-431-1700 |
| Address | 231 S LaSalle Street Chicago, IL 60604 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Alphabet Inc | 0.3 | ||
| J P Morgan Chase & Co | 0.3 | ||
| Amazon Com Inc | 0.3 | ||
| United Technologies Corp /DE/ | 0.2 | ||
| Merck & Co Inc | 0.2 | ||
| Linde PLC | 0.2 | ||
| Microsoft Corp | 0.2 | ||
| Parker Hannifin Corp | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Bank of America Corp /DE/ | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | GLA Partners LP | [2013-09-13] | 4.7 M | 20.0 M |
| Filed 2013-07-10 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Great Lakes Large-Cap Value Fund LLC | [2012-02-22] | 37.2 M | 14.8 M |
| Filed 2022-12-05 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Great Lakes Small Cap Core Trust | [2012-02-22] | 99.3 M | 37.6 M |
| Filed 2022-12-05 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Great Lakes Small/Mid-Cap Fund LLC | 2012-02-22 | 22.5 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 687 | 1.1 |
| (b) Individuals (high net worth individuals) | 150 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 4.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.1 |
| (g) Pension and profit sharing plans | 54 | 3.2 |
| (h) Charitable organizations | 135 | 1.4 |
| (i) State or municipal government entities | 6 | 1.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 4 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 57 | 0.8 |
| (n) Other | 630 | 2.1 |
| Total | 2,978 | 16.2 |
| By Discretionary | ||
| Discretionary | 2,925 | 15.9 |
| Non-Discretionary | 53 | 0.3 |
| Total | 2,978 | 16.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 15.0 | |
| Total | 2,978 | 16.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Johnson | Executive Officer | 68 | 3 | |
| Rothschild Asset Management Inc | Executive Officer | 7 | 3 | |
| Jason Turner | Director | 9 | 2 | |
| T Johnson | Executive Officer | 3 | 2 | |
| Roger Kimmel | Director | 3 | 2 | |
| Daniel Oshinskie | Executive Officer | 2 | 2 | |
| Michael Tamasco | Executive Officer | 2 | 2 | |
| Andrew Didham | Director | 1 | 1 | |
| Paul Roukis | Executive Officer | 1 | 1 | |
| Advisors LLC Great Lakes | Promoter | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001078013] | |
| D | [0001078013] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.3B |
| Clients | 16 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 254900J1G67JSVRV3310 |
| Related Firms | State | AUM |
|---|---|---|
|
Great Lakes Advisors LLC
✚
|
IL | 16.16 B |
|
Wintrust Investments LLC
✚
|
IL |
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