|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Great Lakes Advisors LLC
✚
|
|
|---|---|
| CRD # | 110757 |
| SEC # | 801-16937 |
| CIK # | 0001078013 |
| AUM | $15.3 B (2025-03-19) |
| Employees | 86 (44% Investors, 33% Brokers) |
| Phone | 312-431-1700 |
| Address | 231 S LaSalle Street Chicago, IL 60604 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| J P Morgan Chase & Co | 0.3 | ||
| Microsoft Corp | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Boston Scientific Corp | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Wells Fargo & Co/MN | 0.2 | ||
| Abbott Laboratories | 0.2 | ||
| Bank of America Corp /DE/ | 0.2 | ||
| Facebook Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | GLA Partners LP | [2013-09-13] | 4.7 | 20.0 |
| Other | Great Lakes Large-Cap Value Fund LLC | [2012-02-22] | 37.2 | 13.0 |
| Other | Great Lakes Small-Cap Trust | [2012-02-22] | 99.3 | 42.6 |
| Other | Great Lakes Small/Mid-Cap Fund LLC | 2012-02-22 | 22.5 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 984 | 1.2 |
| (b) Individuals (high net worth individuals) | 204 | 1.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 3.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.1 |
| (g) Pension and profit sharing plans | 66 | 3.6 |
| (h) Charitable organizations | 135 | 1.4 |
| (i) State or municipal government entities | 5 | 0.4 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 4 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 51 | 0.7 |
| (n) Other | 665 | 2.1 |
| Total | 3,771 | 15.3 |
| By Discretionary | ||
| Discretionary | 3,698 | 15.0 |
| Non-Discretionary | 73 | 0.3 |
| Total | 3,771 | 15.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 14.9 | |
| Total | 3,771 | 15.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Rothschild Asset Management Inc | 7 | |||
| James Johnson | 65 | |||
| Rothschild & Co Asset Management US Inc | 4 | |||
| Jason Turner | 8 | |||
| T Johnson | 3 | |||
| Roger Kimmel | 3 | |||
| Michael Tamasco | 2 | |||
| Daniel Oshinskie | 2 | |||
| Andrew Didham | 1 | |||
| Paul Roukis | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001078013] | |
| D | [0001078013] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Great Lakes Advisors LLC
✚
|
IL | 15.3 |
|
Wintrust Investments LLC
✚
|
IL | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Wellington Management Japan PTE Ltd
✚
|
17.9 | |
|
T Rowe Price Australia Limited
✚
|
17.5 | |
|
Carillon Tower Advisers Inc
✚
|
FL | 16.4 |
|
Allen Investment Management LLC
✚
|
NY | 15.8 |
|
Akre Capital Management LLC
✚
|
VA | 14.4 |
|
Quantinno Capital Management LP
✚
|
NY | 14.3 |
|
Yacktman Asset Management LP
✚
|
TX | 13.2 |
|
National Investment Services of America LLC
✚
|
WI | 12.9 |
|
SIT Fixed Income Advisors II LLC
✚
|
MN | 12.9 |
|
G10 Capital Limited
✚
|
12.8 |