|
⚲
|
| Capital Formation Advisers LLC
✚
|
|
|---|---|
| CRD # | 111815 |
| SEC # | 801-55098 |
| CIK # | |
| AUM | $62.4 MM (2023-03-24) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 212-922-1127 |
| Address | 15 Second Street East Pelham, NY 10803-1905 |
| Source | [IAPD] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 7 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 0.0 |
| Total | 9 | 0.1 |
| By Discretionary | ||
| Discretionary | 3 | 0.0 |
| Non-Discretionary | 6 | 0.0 |
| Total | 9 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.1 | |
| Total | 9 | 0.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Nest Investments LLC
✚
|
PA | 0.1 |
|
Global Opportunistic Investment LLC
✚
|
FL | 0.1 |
|
Baffin Advisors LLC
✚
|
NY | 0.1 |
|
White Lighthouse Investment Management SARL
✚
|
0.1 | |
|
Knecht Capital Management LLC
✚
|
CA | 0.1 |
|
Financial Resources Management Inc
✚
|
NY | 0.1 |
|
DMK Advisor Group Inc
✚
|
FL | 0.1 |
|
Federmann Financial Advisors Inc
✚
|
NY | 0.1 |
|
Monk Stanley Earl
✚
|
NY | 0.1 |
|
Orchard Advisors LLC
✚
|
NY | 0.1 |