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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Capital Formation Advisers LLC
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|---|---|
| CRD # | 111815 |
| SEC # | 801-55098 |
| CIK # | |
| AUM | $65.7 M (2025-03-07) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 212-922-1127 |
| Address | |
| Source | [IAPD] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 6 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 0.0 |
| Total | 8 | 0.1 |
| By Discretionary | ||
| Discretionary | 2 | 0.0 |
| Non-Discretionary | 6 | 0.0 |
| Total | 8 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.1 | |
| Total | 8 | 0.1 |
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|---|---|---|
|
Mountain PASS Planning Corporation
✚
|
NY | 0.1 |
|
Lehmann Livian Fridson Advisors LLC
✚
|
NY | 0.1 |
|
Harvest Capital Assets LLC
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|
0.1 | |
|
Success Wealth Management LLC
✚
|
PA | 0.1 |
|
Occam Capital Management LLC
✚
|
NY | 0.1 |
|
WPM Wealth Advisors LLC
✚
|
NY | 0.1 |
|
Munakata Associates LLC
✚
|
0.1 | |
|
Watchstone Wealth Management LLC
✚
|
0.1 | |
|
Fiduciary Management Group LLC
✚
|
NY | 0.1 |
|
AXIA Asset Management LLC
✚
|
0.1 |