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| OFS Capital Management LLC
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|---|---|
| CRD # | 153533 |
| SEC # | 801-71366 |
| CIK # | 0001525378, 0001487918 |
| AUM | $1.8 B (2026-03-31) |
| Employees | 47 (49% Investors, 2% Brokers) |
| Phone | 847-734-2000 |
| Address | 222 West Adams Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | OCV Fund I LP | [2017-03-31] | 0.0 | 60.8 |
| Offered $200,000,000 · Filed 2016-09-08 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $200,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | OFSI Fund VII Ltd | 2015-03-31 | 0.7 | |
| SA | OFSI Fund VI Ltd | 2015-03-31 | 0.1 | |
| SA | OFSI Fund V Ltd | 2014-03-31 | 0.6 | |
| PE | OFS Capital LLC | 2012-03-30 | 60.9 | |
| PE | OFS Funding I LLC | 2012-03-30 | 73.0 | |
| SA | OFSI Fund III Ltd | 2012-03-30 | 119.7 | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.6 |
| (e) Business development companies | 2 | 0.4 |
| (f) Pooled investment vehicles | 2 | 0.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 1.8 |
| By Discretionary | ||
| Discretionary | 13 | 1.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.7 | |
| Total | 13 | 1.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Richard Ressler | Director | 75 | 3 | |
| Mark Yung | Director | 5 | 2 | |
| OCV Management LLC | Director | 2 | 2 | |
| OCV I GP LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001487918] | |
| 10-Q | [0001487918] | |
| 3 | [0001487918] | |
| 4 | [0001487918] | |
| 8-K | [0001487918] | |
| SC 13D | [0001487918] | |
| SC 13G | [0001487918] | |
| 3 | [0001525378] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
OFS Capital Management LLC
✚
|
IL | 1.8 |
|
OFS CLO Management LLC
✚
|
IL | 0.7 |
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|---|---|---|
|
Tensile Capital Management LP
✚
|
CA | 1.8 |
|
Morgan Creek Capital Management LLC
✚
|
NC | 1.8 |
|
QVT Financial LP
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|
NY | 1.8 |
|
Alta Park Capital LP
✚
|
CA | 1.8 |
|
Great Point Partners LLC
✚
|
CT | 1.8 |
|
RCF Management LLC
✚
|
CO | 1.8 |
|
Parkman Healthcare Partners LLC
✚
|
CT | 1.7 |
|
Long Path Partners LP
✚
|
CT | 1.7 |
|
Galaxy Digital Capital Management LP
✚
|
NY | 1.7 |
|
Wexford Capital LP
✚
|
FL | 1.7 |