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| OFS Capital Management LLC
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|---|---|
| CRD # | 153533 |
| SEC # | 801-71366 |
| CIK # | 0001525378, 0001487918 |
| AUM | 1,760.0 M (2026-03-31) |
| Employees | 47 (49% Investors, 2% Brokers) |
| Fees | |
| Minimum | |
| Phone | 847-734-2000 |
| Address | 222 West Adams Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | OCV Fund I LP | [2017-03-31] | 60.8 M | |
| Offered $200,000,000 · Filed 2016-09-08 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $200,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | OFSI Fund VII Ltd | 2015-03-31 | 0.7 M | |
| SA | OFSI Fund VI Ltd | 2015-03-31 | 0.1 M | |
| SA | OFSI Fund V Ltd | 2014-03-31 | 0.6 M | |
| PE | OFS Capital LLC | 2012-03-30 | 60.9 M | |
| PE | OFS Funding I LLC | 2012-03-30 | 73.0 M | |
| SA | OFSI Fund III Ltd | 2012-03-30 | 119.7 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.6 |
| (e) Business development companies | 2 | 0.4 |
| (f) Pooled investment vehicles | 2 | 0.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 1.8 |
| By Discretionary | ||
| Discretionary | 13 | 1.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.7 | |
| Total | 13 | 1.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Richard Ressler | Director | 75 | 3 | |
| Mark Yung | Director | 5 | 2 | |
| Ocv Management LLC | Director | 2 | 2 | |
| Ocv I GP LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001487918] | |
| 10-Q | [0001487918] | |
| 3 | [0001487918] | |
| 4 | [0001487918] | |
| 8-K | [0001487918] | |
| SC 13D | [0001487918] | |
| SC 13G | [0001487918] | |
| 3 | [0001525378] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
OFS Capital Corp OFS
Common Stock
|
2023-01-09 | Other | 2,946,474 | $0.00 | |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-17 | Buy | 210 | $5.66 | 1,189 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-16 | Buy | 11,950 | $5.79 | 69,190 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-13 | Buy | 8,818 | $5.28 | 46,559 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-13 | Buy | 2,550 | $5.17 | 13,184 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-12 | Buy | 10,000 | $5.08 | 50,800 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-12 | Buy | 3,255 | $5.07 | 16,503 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-11 | Buy | 20,000 | $5.07 | 101,400 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-11 | Buy | 355 | $4.93 | 1,750 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-11 | Buy | 95 | $4.95 | 470 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-11 | Buy | 200 | $5.13 | 1,026 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-11 | Buy | 650 | $5.14 | 3,341 |
|
OFS Capital Corp OFS
Common Stock
|
2020-11-11 | Buy | 18,700 | $5.17 | 96,679 |
|
OFS Capital Corp OFS
Common Stock
|
2020-05-28 | Buy | 10,000 | $5.11 | 51,100 |
|
OFS Capital Corp OFS
Common Stock
|
2015-08-31 | Sell | 1,000 | $11.02 | 11,020 |
|
OFS Capital Corp OFS
Common Stock
|
2014-08-27 | Buy | 12,965 | $12.75 | 165,304 |
|
OFS Capital Corp OFS
Common Stock
|
2014-08-26 | Buy | 10,000 | $12.74 | 127,400 |
|
OFS Capital Corp OFS
Common Stock
|
2014-06-04 | Buy | 2,100 | $12.75 | 26,775 |
|
OFS Capital Corp OFS
Common Stock
|
2014-06-03 | Buy | 10,000 | $12.75 | 127,500 |
|
OFS Capital Corp OFS
Common Stock
|
2014-05-23 | Buy | 2,700 | $12.58 | 33,966 |
| showing 20 of 30 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
OFS Capital Management LLC
✚
|
IL | 1,760.0 M |
|
OFS CLO Management LLC
✚
|
IL | 743.9 M |
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|
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|
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|
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|
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|
Wexford Capital LP
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