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| QVT Financial LP
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|
|---|---|
| CRD # | 156508 |
| SEC # | 801-73049 |
| CIK # | 0001290162 |
| AUM | $2.2 BB (2023-03-31) |
| Employees | 32 (25% Investors, 0% Brokers) |
| Phone | 212-705-8888 |
| Address | 888 Seventh Avenue New York, NY 10106 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| ROIV | 3.3 | 0.9 | |
| MP | 6.4 | 0.4 | |
| NSC | 54.0 | 0.0 | |
| NXST | 6.7 | 0.0 | |
| GS | 102.9 | 0.0 | |
| NNI | 3.2 | 0.0 | |
| ATEX | 0.8 | 0.0 | |
| LILAK | 1.7 | 0.0 | |
| CCL | 12.1 | 0.0 | |
| CHK | 11.3 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Fourth Avenue FF Opportunities LP - Series 1 | 2023-03-31 | 2.4 | |
| Other | Fourth Avenue FF Opportunities LP - Series Y | 2023-03-31 | 4.7 | |
| Other | Fourth Avenue FF Opportunities LP - Series Z | 2023-03-31 | 5.0 | |
| Other | Fourth Avenue FF Opportunities LP - Series N | 2022-03-31 | 1.6 | |
| Other | Fourth Avenue FF Opportunities LP - Series O | 2022-03-31 | 5.8 | |
| Other | Fourth Avenue FF Opportunities LP - Series P | 2022-03-31 | 7.9 | |
| Other | Fourth Avenue FF Opportunities LP - Series Q | 2022-03-31 | 0.6 | |
| Other | Fourth Avenue FF Opportunities LP - Series R | 2022-03-31 | 3.3 | |
| Other | Fourth Avenue FF Opportunities LP - Series S | 2022-03-31 | 0.8 | |
| Other | Fourth Avenue FF Opportunities LP - Series T | 2022-03-31 | 13.3 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 2.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 2.2 |
| By Discretionary | ||
| Discretionary | 13 | 2.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 0.8 | |
| Total | 13 | 2.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Ian Pilgrim | 132 | |||
| W Woods | 57 | |||
| William Woods | 18 | |||
| Daniel Gold | 27 | |||
| Nicholas Brumm | 19 | |||
| Tracy Fu | 17 | |||
| Arthur Chu | 17 | |||
| QVT Associates GP LLC | 8 | |||
| QVT Associates GP | 5 | |||
| QVT Financial LP | 4 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001290162] | |
| 3 | [0001290162] | |
| 4 | [0001290162] | |
| SC 13D | [0001290162] | |
| SC 13G | [0001290162] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| QVT Financial LP | |
| MP Materials Corp. / DE | |
| Roivant Sciences Ltd. | |
| QVT Financial GP LLC |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Skyknight Capital LP
✚
|
CA | 2.3 |
|
Axar Capital Management LP
✚
|
NY | 2.3 |
|
KKR Credit Advisors Singapore PTE Ltd
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|
2.3 | |
|
RGM Capital LLC
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|
FL | 2.2 |
|
SageView Capital LP
✚
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CT | 2.2 |
|
Tree Line Capital Partners LLC
✚
|
CA | 2.2 |
|
Dynamic Beta Investments LLC
✚
|
NY | 2.1 |
|
Coliseum Capital Management LLC
✚
|
CT | 2.1 |
|
Hollis Park Partners LP
✚
|
NY | 2.1 |
|
Sandler Capital Management
✚
|
NY | 2.1 |