|
⚲
|
| Keyboard |
| QVT Financial LP
✚
|
|
|---|---|
| CRD # | 156508 |
| SEC # | 801-73049 |
| CIK # | 0001290162 |
| AUM | 1.8 B (2026-03-31) |
| Employees | 31 (26% Investors, 0% Brokers) |
| Phone | 212-705-8888 |
| Address | 888 Seventh Avenue New York, NY 10106 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Roivant Sciences Ltd | 0.7 | ||
| Okeanis ECO Tankers Corp | 0.1 | ||
| Carvana Co | 0.1 | ||
| Goldman Sachs Group Inc | 0.0 | ||
| Allot Communications Ltd | 0.0 | ||
| Nelnet Inc | 0.0 | ||
| Nexstar Broadcasting Group Inc | 0.0 | ||
| New York Times Co | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Apple Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Fourth Avenue FF Opportunities LP - Series 11 | 2026-03-31 | 21.8 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 12 | 2026-03-31 | 2.5 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 13 | 2026-03-31 | 3.5 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 14 | 2026-03-31 | 1.0 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 15 | 2026-03-31 | 6.1 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 16 | 2026-03-31 | 3.0 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 17 | 2026-03-31 | 0.1 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 18 | 2026-03-31 | 5.7 M | |
| Other | QVT Gilead Holdings LLC | 2026-03-31 | 13.0 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 10 | 2025-03-31 | 0.4 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 1.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 1.8 |
| By Discretionary | ||
| Discretionary | 7 | 1.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 1.0 | |
| Total | 7 | 1.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ian Pilgrim | 148 | 19 | ||
| William Woods | 22 | 7 | ||
| W Woods | 68 | 5 | ||
| Daniel Gold | 27 | 2 | ||
| Arthur Chu | 20 | 2 | ||
| Nicholas Brumm | 19 | 2 | ||
| Tracy Fu | 17 | 2 | ||
| QVT Associates GP LLC | 8 | 2 | ||
| QVT Associates GP | 5 | 2 | ||
| QVT Financial LP | 4 | 2 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001290162] | |
| 3 | [0001290162] | |
| 4 | [0001290162] | |
| SC 13D | [0001290162] | |
| SC 13G | [0001290162] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $8.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300JMMSS9C5S2HO30 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Roivant Sciences Ltd. | |
| QVT Financial LP | |
| Okeanis Eco Tankers Corp. | |
| MP Materials Corp. / DE | |
| QVT Financial GP LLC |
| Comparable Firms | State | AUM |
|---|---|---|
|
D2 Asset Management LP
✚
|
TX | 1.8 B |
|
ParaFi Capital LP
✚
|
NY | 1.8 B |
|
Tensile Capital Management LP
✚
|
CA | 1.8 B |
|
Morgan Creek Capital Management LLC
✚
|
NC | 1.8 B |
|
Alta Park Capital LP
✚
|
CA | 1.8 B |
|
Great Point Partners LLC
✚
|
CT | 1.8 B |
|
OFS Capital Management LLC
✚
|
IL | 1.8 B |
|
RCF Management LLC
✚
|
CO | 1.8 B |
|
Parkman Healthcare Partners LLC
✚
|
CT | 1.7 B |
|
Long Path Partners LP
✚
|
CT | 1.7 B |