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| Oppenheimer Investment Management LLC
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|---|---|
| CRD # | 133243 |
| SEC # | 801-63615 |
| CIK # | 0000822581 |
| AUM | 929.4 M (2026-03-19) |
| Employees | 8 (88% Investors, 25% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-667-4156 |
| Address | 85 Broad St New York, NY 10004 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.3 | ||
| Microsoft Corp | 0.3 | ||
| Nvidia Corp | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| Costco Wholesale Corp /NEW | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 17.3 |
| (h) Charitable organizations | 11 | 72.1 |
| (i) State or municipal government entities | 3 | 169.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 14 | 359.7 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 44.4 |
| (n) Other | 20 | 266.3 |
| Total | 61 | 929.4 |
| By Discretionary | ||
| Discretionary | 61 | 929.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 61 | 929.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 37.8 | |
| United States Persons | 891.7 | |
| Total | 61 | 929.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000822581] | |
| SC 13G | [0000822581] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Oppenheimer & Co Inc | PetroQuest Energy Inc | [2017-02-13] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional, Retail |
| Related Firms | State | AUM |
|---|---|---|
|
Advantage Advisers Multi-Manager LLC
✚
|
NY | 4,912.6 M |
|
Oppenheimer Investment Management LLC
✚
|
NY | 929.4 M |
|
Advantage Advisers Management LLC
✚
|
NY | 468.8 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Sky Investment Group LLC
✚
|
CT | 931.0 M |
|
Brighton Securities Corp
✚
|
NY | 931.0 M |
|
Philip James Wealth Management LLC
✚
|
GA | 930.6 M |
|
Strategy Asset Managers LLC
✚
|
CA | 930.1 M |
|
Stablepoint Partners LLC
✚
|
MA | 930.0 M |
|
Wick Capital Partners LLC
✚
|
PA | 929.7 M |
|
Investmark Advisory Group LLC
✚
|
CT | 929.7 M |
|
Vaquero Private Wealth Ltd
✚
|
TX | 928.9 M |
|
RiversEdge Advisors LLC
✚
|
DE | 928.4 M |
|
Glass Jacobson Investment Advisors LLC
✚
|
MD | 928.0 M |