Oppenheimer Investment Management LLC

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Assets, Funds, Holdings

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Oppenheimer Investment Management LLC
CRD #133243
SEC #801-63615
CIK #0000822581
AUM $929.4 M (2026-03-19)
Employees 8 (88% Investors, 25% Brokers)
Phone212-667-4156
Address85 Broad St
New York, NY 10004
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1300104078052026002002201020182027
Sector Form 13F Holdings Value ($B)
Apple Inc 0.3
Microsoft Corp 0.3
Nvidia Corp 0.2
Amazon Com Inc 0.2
Alphabet Inc 0.1
Alphabet Inc 0.1
J P Morgan Chase & Co 0.1
Facebook Inc 0.1
Broadcom Inc 0.1
Costco Wholesale Corp /NEW 0.1
View All
Holdings by Sector ($B)
10.08.06.04.02.00.02011201620212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 2 17.3
(h) Charitable organizations 11 72.1
(i) State or municipal government entities 3 169.5
(j) Other investment advisers 0 0.0
(k) Insurance companies 14 359.7
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 11 44.4
(n) Other 20 266.3
Total 61 929.4
By Discretionary
Discretionary 61 929.4
Non-Discretionary 0 0.0
Total 61 929.4
By Non-United States Persons
Non-United States Persons 37.8
United States Persons 891.7
Total 61 929.4
EDGAR Form CIK 2011 - 2026
13F-HR [0000822581]
SC 13G [0000822581]
Form 13D/13G Filer Form 13D/13G Subject Filed
Oppenheimer & Co Inc PetroQuest Energy Inc [2017-02-13]
Related Firms State AUM ($B)
Advantage Advisers Multi-Manager LLC
NY 4.9
Oppenheimer Investment Management LLC
NY 0.9
Advantage Advisers Management LLC
NY 0.5
Comparable Firms State AUM ($B)
Sky Investment Group LLC
CT 0.9
Brighton Securities Corp
NY 0.9
Philip James Wealth Management LLC
GA 0.9
Strategy Asset Managers LLC
CA 0.9
Stablepoint Partners LLC
MA 0.9
WICK Capital Partners LLC
PA 0.9
Investmark Advisory Group LLC
CT 0.9
Vaquero Private Wealth Ltd
TX 0.9
RiversEdge Advisors LLC
DE 0.9
Glass Jacobson Investment Advisors LLC
MD 0.9
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