Strategy Asset Managers LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Institutional Investment Management:
The Firm bases its fees on a percentage of assets under management as specified in its fee schedule.
Despite the fee schedules listed below and applicable laws and regulations, SAM’s fees are
negotiable based upon the degree of service offered and the fee schedules can be changed based
upon the Firm’s discretion. Adjustments will be made for deposits and withdrawals in excess of
$50,000. The maximum fees applicable to this service are as follows:

        0.750% for first $25 million
        0.625% for next $25 million
        0.500% thereafter

Investment management fees are billed quarterly, in advance, based on the value in the account on
the last day of the previous quarter, meaning that we invoice the client before the three-month
billing period has begun. If advisory fees are directly billed, payment in full is expected upon receipt
of the invoice. Fees are usually deducted from a designated client account to facilitate payment. The
client must consent in advance to direct the debiting of his/her investment management account. In
a limited number of instances (most often IRAs) the client may choose to pay the fee from an outside
account.

Comprehensive Asset Management:

The maximum annual fee charged for this service will not exceed 2.00%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Annualized fees are billed on a pro-
rata basis quarterly in advance based on the value of the account(s) on the last day of the previous
quarter. Fees are negotiable and will be deducted from client account(s). Adjustments will be made
for deposits and withdrawals in excess of $50,000 during the quarter. In rare cases, our firm will
agree to directly invoice. Further, it is important to note that our firm assesses advisory fees on cash
and cash equivalents held in client accounts. As part of this process, Clients understand the following:

    a) The client’s independent custodian sends statements at least quarterly showing the market
       values for each security included in the Assets and all account disbursements, including the
       amount of the advisory fees paid to our firm;
    b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
       firm will send an invoice directly to the custodian; and
    c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of
       information provided in our statement with those from the qualified custodian will be
       included.

Fees assessed by a third-party manager will be outlined in separate agreement and will be charged
to clients independently. Clients will be provided with a copy of the chosen third-party money
manager’s Form ADV Part 2 and all relevant Brochures detailing the fees to be paid to both firms and
the third-party money manager’s privacy policy. Our firm does not receive fees in addition to our
standard advisory fees from the third-party money managers.

Strategy Family Office:

Strategy Asset Managers charges Strategy Family Office Clients a negotiated flat annual fee, as set
forth in the client’s advisory agreement. The fee is based on factors that may include the scope and
complexity of the engagement; the number of family members, trusts, entities, accounts, assets, and
service providers involved; the level of reporting and administrative support requested; the time and
resources required to provide the services; and, among other things, a percentage or basis-point
equivalent of the client’s total assets under advisement, estimated net worth, assets subject to
reporting, assets managed by Strategy Asset Managers, or another agreed measure of the client
relationship. Unless otherwise agreed in writing, the Strategy Family Office fee is charged as a fixed
dollar amount and is not an automatically adjusting asset-based fee.

Strategy Family Office fees are negotiable and may vary among clients based on the services provided
and other facts and circumstances. The annual flat fee for Strategy Family Office services will
generally not exceed $1 million per year. Fees may be billed monthly, quarterly, semi-annually, or
annually, in advance or in arrears, as described in the client’s advisory agreement.

Financial Planning & Consulting:

Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
engagement with the client. The maximum hourly fee to be charged will not exceed $400. Flat fees
range from $1,500 to $20,000. The fee-paying arrangements will be determined on a case-by-case
basis and will be detailed in the signed consulting agreement.

Retirement Plan Consulting:

Our Retirement Plan Consulting services are billed a fee based on the percentage of Plan assets under
management. The total estimated fee, as well as the ultimate fee charged, is based on the scope and
complexity of our engagement with the client. The Fees will not exceed 1.00% of plan assets. The fee-
paying arrangements will be determined on a case-by-case basis and will be detailed in the signed
consulting agreement.

HCM-SOF I, LLC

Strategy Asset Managers, LLC and Mr. Thomas Hulick may be reimbursed for certain out-of-pocket
expenses incurred on the Fund’s behalf directly out of the Fund’s assets. Furthermore, Strategy Asset
Managers, LLC as the investment Adviser to the fund is entitled to the compensation outlined in the
Fund’s operating agreement. I.e. 20% of the net revenue once the limited partners have recouped
their initial investment in the Fund. Strategy Asset Managers, LLC will not earn any additional fee
from this relationship. Furthermore, clients who invest in this vehicle will not be charged an advisory
fee in addition to the performance fee described herein.

Past Due Accounts
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Item 7: Types of Clients & Account Requirements

The Firm provides investment management/advisory services to, including but not limited to, the
following types of clients such as individuals, high net worth individuals, Ultra High Net Worth
Individuals, pooled investment vehicles, pension & profit sharing plans as well as corporations and
other business not listed above.

Strategy Family Office services are only available to clients with at least 30 million in investable assets
or net worth. In limited circumstances, the Firm will accept clients with lower asset levels based on
the scope and complexity of the relationship.

For individuals, the Firm’s suggested minimum account size is $250,000. The Firm is very conscious
of the negative effect management fees can have on a client’s investment performance. Furthermore,
the minimum account size required for our services may be waived at managements discretion.

Clients who opt into electronic delivery of statements or maintain at least $1 million in assets at
Fidelity will not be charged transaction fees for U.S. listed equities and exchange traded funds.