Pasqua Thomas

Item 5: Fees and Compensation

                  INDIVIDUAL INVESTMENT ADVISORY SERVICES

For Individual Investment Advisory Services, the annualized fee (paid quarterly in arrears) is
charged as a percentage of assets, according to the following schedule:

               Assets Under Management                     Annual Fee
               $500,001 to $2,000,000                          1.00%
                  The next $3,000,000                          0.75%
                    Above $5,000,000                           0.50%

Limited Negotiability of Advisory Fees: Although Pasqua Wealth Solutions has established
the aforementioned fee schedule, we retain the discretion to negotiate alternative fees on a
client-by-client basis. Client facts, circumstances and needs will be considered in determining
the fee schedule. These include the complexity of the client, assets to be placed under
management, anticipated future additional assets; related accounts; portfolio style, account
composition, reports, among other factors. The specific annual fee schedule will be identified in
the contract between the adviser and each client.

Because our fees are based on assets under management or advisement, we have an
incentive to encourage clients to increase the assets we manage, including through additional
contributions or account consolidation

                         ERISA RETIREMENT PLAN SERVICES

Our fees for Investment Policy Statement Preparation, Selection of Investment Vehicles,
Building Model Portfolios, Monitoring Investment Performance and providing Individualized
Investment Advisory Services to each participant of the plan are based on a percentage of
assets under advisement, according to the following schedule.

               Plan Assets                                    Annual Fee
               First $1,000,000                               1.25%
               $1,000,001 to $2,000,000                       1.00%
               $2,000,001 to $3,000,000                       0.75%
               $3,000,001 to $5,000,000                       0.55%
               $5,000,001 to $15,000,000                      0.40%
               $15,000,000 and above                          Negotiated Fee

Plan sponsors are invoiced at the beginning of each calendar quarter as part of the Custodian’s
quarterly billing process. The custodian then remits our fee to us. There are two ways that a Plan
might pay our fee.

Employer pays
An Employer may pay our fee, paying it from the Employer’s funds without using the Plan’s
assets.

Plan pays
A Plan may pay our fee. To do so, the Plan’s Named Fiduciary or Trustee must have and use
their power to pay us, or to instruct a directed trustee
                                                   8     to pay us. If the Plan pays our fee, the

Named Fiduciary or Trustee decides how to allocate that expense among the Plan’s accounts,
which may include Participants’ Plan Accounts. We never have authority to “deduct” or collect
our fee from a Plan’s or any person’s assets. Only the Plan Sponsor can pay our fee or direct
the Plan to pay our fee.

Limited Negotiability of Advisory Fees: Although Pasqua Wealth Solutions has established
the aforementioned fee schedule, we retain the discretion to negotiate alternative fees on a
client-by-client basis. Client facts, circumstances and needs will be considered in determining
the fee schedule. These include the complexity of the client, assets to be placed under
management, anticipated future additional assets; related accounts; portfolio style, account
composition, reports, among other factors. The specific annual fee schedule will be identified in
the contract between the adviser and each client.

ERISA Accounts: Pasqua Wealth Solutions is deemed to be a fiduciary to advisory clients that
are employee benefit plans or individual retirement accounts (IRAs) pursuant to the Employee
Retirement Income and Securities Act (“ERISA”). As such, our firm is subject to specific duties
and obligations under ERISA and the Internal Revenue Code that include among other things,
restrictions concerning certain forms of compensation. To avoid engaging in prohibited
transactions, Pasqua Wealth Solutions only charges fees for investment advice. Our firm
and/or our related persons do not receive any commissions or 12b-1 fees.

Item 7: Types of Clients

Pasqua Wealth Solutions provides advisory services to the following types of clients:
   •   Business owners
   •   High-net-worth individuals
   •   Business entities
   •   Trusts and estates