|
⚲
|
| Stephen Smith Financial Inc
✚
|
|
|---|---|
| CRD # | 339402 |
| SEC # | 801-134877 |
| CIK # | |
| AUM | $129.0 M (2026-06-17) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 847-337-1022 |
| Address | 1701 East Woodfield Road Schaumburg, IL 60173 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 160 | 129.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 458 | 129.0 |
| By Discretionary | ||
| Discretionary | 458 | 129.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 458 | 129.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 129.0 | |
| Total | 458 | 129.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Walsky Investment Management Inc
✚
|
PA | 0.1 |
|
Pasqua Thomas
✚
|
FL | 0.1 |
|
Patina Wealth LLC
✚
|
0.1 | |
|
Infinity Advisory Group LLC
✚
|
MI | 0.1 |
|
QFC Advisory LLC
✚
|
TN | 0.1 |
|
ISF Global Capital Inc
✚
|
FL | 0.1 |
|
Revalue LLC
✚
|
MI | 0.1 |
|
Foster Point Capital LLC
✚
|
0.1 | |
|
St John & Associates Inc
✚
|
GA | 0.1 |
|
Second Half Financial Partners LLC
✚
|
FL | 0.1 |