Patina Wealth LLC

Item 5 Fees and Compensation
                                    Portfolio Management Services

Our portfolio management service clients are an annualized asset-based fee per based on the average
daily balance during the previous quarter per the Fee Schedule below. Fees are charged quarterly, in
arrears. Using an average daily balance allows our firm to readily adjust for additions and withdrawals,
as well as mid-cycle account openings or closures. For the benefit of discounting your asset-based fee,
we will attempt to aggregate accounts for the same individual or two or more accounts within the same
household. We bill on a quarterly basis, in arrears, per the following table.

Method of Compensation and Fee Schedule:

                 Assets Under Management                 Annualized Asset-Based Fee
                  First $0 - $249,999                      1.25% (125 basis points)
                  Next $250,000 - $1,999,999               1.00% (100 basis points)
                  Next $2,000,000 - $2,999,999             0.90% (90 basis points)
                  Next $3,000,000 - Above                  0.70% (70 basis points)

The asset-based fee is based on a blended tier; for example, a client's portfolio with $750,000 in
assets would be assessed an annualized fee of 125 basis points for the first $249,999 and 100 basis
points on the remaining amount.

Forms of payment are based on the types of services being provided, term of service, etc., and will be
stated in your engagement agreement with our firm. Published fees may be discounted at the
discretion of our firm but they are not generally negotiable.

Fees are to be paid by check or draft from US-based financial institutions. With your prior authorization
payment may also be made through a qualified, unaffiliated PCI compliant1 third-party processor, or
withdrawal from your investment account held at your custodian of record. Payment requests for our
advisory fees will be preceded by our invoice, and fees paid to our firm will be noted in your account
statement you will receive from your custodian. Our firm does not accept cash, money orders or similar
forms of payment for its engagements.

Accounts will be assessed in accordance with asset values disclosed on the statement the client will
receive from the custodian of record for the purpose of verifying the computation of the advisory fee. In
the rare absence of a reportable market value, our firm may seek a third-party opinion from a
recognized industry source (e.g., unaffiliated public accounting firm), and the client may choose to
separately seek such an opinion at their own expense as to the valuation of "hard-to-price" securities if
necessary.

Your first billing cycle will begin once your agreement is executed with our firm and assets have settled
into your account held by the custodian of record. Fee payments will generally be assessed within the
first 10 days of each month.

We will concurrently send you and the custodian of record a written notice ("invoice") each period that
describes the advisory fees to be deducted from your account at our request. This notice will be
delivered prior to the deduction of fees. Your notice will include the total fee assessed, covered time
period, calculation formula utilized, and reference to the assets under management in which the fee
had been based. We encourage you to verify the accuracy of fee calculations; the custodian may not
verify the accuracy of advisory fee assessments for you.

By signing our firm's engagement agreement, as well as the selected custodian account opening
documents, you will be authorizing the withdrawal of our advisory fees from your account. The
withdrawal will be accomplished by the custodian of record at the request of our firm, and the
custodian will remit our fee directly to our firm. All fees deducted will be clearly noted on account
statements that you will receive directly from the custodian of record. Alternatively, you may request to
directly pay our advisory firm its portfolio management fee in lieu of having the advisory fee withdrawn
from your investment account. Our valuation assessment will remain the same as described above,
and the client's direct payment must be received by our firm within 10 days of our invoice.

401Ks, Pension and Profit-Sharing Plans
Our advisory fee for these customized services is up to 0.50% of the market value of the Plan assets
under our management and will be negotiated with the plan sponsor or named fiduciary. Where the
firm is compensated as a percentage of assets, this fee is assessed as part of the administrative fee
which is assessed to all participants in the plan by the record keeper or custodian.

 For an explanation of the term “PCI,” who the PCI Security Standards Council is, as well as its comprehensive
standards to enhance payment card data security, please go to
https://www.pcisecuritystandards.org/security_standards/index.php

Our fees are charged quarterly in arrears based on the market value of all assets at the end of the
billing period, as agreed to in writing with the plan sponsor. Assets under management for a partial
quarter at the commencement of an agreement will be pro-rated based on the number of days the
account was open during the quarter.

You may terminate the portfolio management agreement for pension and profit-sharing plans upon 30
days written notice to our firm. You will incur a pro rata charge for services rendered prior to the
termination of the agreement, which means you will incur advisory fees only in proportion to the
number of days in the quarter for which you are a client.

                                         Education Workshops

We believe every client should have a basic knowledge and understanding of their goals and
objectives, as well as a foundation -- their plan. As such, we do not charge a fee for our educational
workshops.

                                           Financial Planning
...

Item 7 Types of Clients
Patina Wealth provides advisory services to individuals and high net worth individuals of all investment
experience, as well as, pension and profit sharing plans, businesses of all scale, and charitable
organizations. We do not require minimum income, minimum asset levels or other similar
preconditions. We reserve the right to waive or reduce certain fees based on unique individual
circumstances, special arrangements or preexisting relationships. Our firm reserves the right to decline
services to any prospective client for any nondiscriminatory reason.