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| Happy Holidays!! thanks for using AUM13F!! |
| Pzena Investment Management LLC
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| CRD # | 106847 |
| SEC # | 801-50838 |
| CIK # | 0001027796, 0001275474, 0001399249 |
| AUM | $63.7 B (2025-05-20) |
| Employees | 159 (32% Investors, 11% Brokers) |
| Phone | 212-355-1600 |
| Address | 320 Park Avenue, 8th Floor New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Magna International Inc | 1.6 | ||
| Cognizant Technology Solutions Corp | 1.4 | ||
| Dollar General Corp | 1.4 | ||
| Baxter International Inc | 1.2 | ||
| Citigroup Inc | 1.2 | ||
| CVS Caremark Corp | 1.2 | ||
| Capital One Financial Corp | 1.2 | ||
| Charter Communications Inc /MO/ | 1.1 | ||
| Humana Inc | 1.0 | ||
| Skyworks Solutions Inc | 0.9 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Pzena Focused Credit Opportunities Master Fund LP | [2024-03-28] | 32.6 | 36.6 |
| HF | Pzena Global Best Ideas Fund LP | [2019-03-29] | 28.0 | 51.4 |
| Other | Pzena Global Value Fund 2 DST A Series of Pzena Trust | [2019-03-29] | 225.0 | 332.4 |
| Other | Pzena International EX US Focused Value Fund DST | [2018-03-29] | 79.1 | 53.8 |
| HF | Pzena US Best Ideas Fund LP | [2018-03-29] | 168.4 | 70.3 |
| Other | Pzena Emerging Markets Focused Value Fund GT A Separate Investment Fund of Pzena Value Group Trust | [2014-03-31] | 265.0 | 108.8 |
| Other | Pzena Global Value Fund A Series of Pzena Value Funds PLC | 2012-03-28 | 0.5 | |
| Other | Pzena Global Value Fund DST A Series of Pzena Value Trust | [2012-03-28] | 368.9 | 8.6 |
| Other | Pzena Global Value Fund GT A Separate Investment Fund of Pzena Value Group Trust | [2012-03-28] | 190.4 | 144.6 |
| Other | Pzena International Value Fund DST A Series of Pzena Value Trust | [2012-03-28] | 305.0 | 5.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10 | 0.0 |
| (b) Individuals (high net worth individuals) | 32 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 20 | 21.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 47 | 25.9 |
| (g) Pension and profit sharing plans | 28 | 3.2 |
| (h) Charitable organizations | 22 | 0.3 |
| (i) State or municipal government entities | 27 | 10.1 |
| (j) Other investment advisers | 4 | 0.9 |
| (k) Insurance companies | 4 | 0.5 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.2 |
| (m) Corporations or other businesses not listed above | 46 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 241 | 63.7 |
| By Discretionary | ||
| Discretionary | 240 | 63.1 |
| Non-Discretionary | 1 | 0.6 |
| Total | 241 | 63.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 29.5 | |
| United States Persons | 34.2 | |
| Total | 241 | 63.7 |
| Limited Partners | 2011 - 2025 |
|---|---|
| Massachusetts Pension Reserves Investment Management | |
| Minnesota State Board of Investment | |
| New York State Common Retirement Fund |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Michael Peterson | 47 | ||
| William Lipsey | 14 | ||
| Richard Pzena | 14 | ||
| John Goetz | 13 | ||
| A Krishna | 5 | ||
| Gary Bachman | 9 | ||
| Pzena Financial Services LLC | 9 | ||
| Evan Fire | 7 | ||
| Chenyu Cai | 7 | ||
| Jessica Doran | 7 | ||
| Pzena Investment Management LLC | 7 | ||
| Allison Fisch | 7 | ||
| Caroline Cai | 6 | ||
| Antonio Despirito | 6 | ||
| Mark Heron | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001027796] | |
| 3 | [0001027796] | |
| SC 13D | [0001027796] | |
| SC 13G | [0001027796] | |
| SC 13G | [0001275474] | |
| 10-K | [0001399249] | |
| 10-Q | [0001399249] | |
| 3 | [0001399249] | |
| 4 | [0001399249] | |
| 5 | [0001399249] | |
| 8-K | [0001399249] | |
| SC 13D | [0001399249] | |
| SC 13G | [0001399249] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
RBC Global Asset Management US Inc
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|
MN | 76.5 |
|
William Blair Investment Management LLC
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|
IL | 71.6 |
|
City National Rochdale LLC
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|
NY | 68.2 |
|
Brandywine Global Investment Management LLC
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|
PA | 66.4 |
|
Russell Investment Management LLC
✚
|
WA | 62.4 |
|
Eagle Asset Management Inc
✚
|
FL | 58.5 |
|
GW&K Investment Management LLC
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|
MA | 52.9 |
|
Connor Clark & Lunn Investment Management Ltd
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|
49.4 | |
|
Brookfield Public Securities Group LLC
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|
NY | 48.3 |
|
Aristotle Capital Management LLC
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|
CA | 43.8 |