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| Pzena Investment Management LLC
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| CRD # | 106847 |
| SEC # | 801-50838 |
| CIK # | 0001027796 |
| AUM | 81.44 B (2026-03-30) |
| Employees | 164 (34% Investors, 10% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-355-1600 |
| Address | 320 Park Avenue, 8th Floor New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Thu, 23 Jul 2026 | Pzena Investment Management Q2 2026 Stewardship Insights — Seeking Alpha |
| Wed, 22 Jul 2026 | Pzena Investment Management Q2 2026 Global Research Review — Seeking Alpha |
| Fri, 24 Apr 2026 | Fund Update: 1,097,961 ACCENTURE (ACN) shares added to PZENA INVESTMENT MANAGEMENT LLC portfolio — Quiver Quantitative |
| Fri, 24 Apr 2026 | Fund Update: 1,398,774 HUMANA (HUM) shares added to PZENA INVESTMENT MANAGEMENT LLC portfolio — Quiver Quantitative |
| Fri, 24 Apr 2026 | Fund Update: 3,481,658 SKYWORKS SOLUTIONS (SWKS) shares added to PZENA INVESTMENT MANAGEMENT LLC portfolio | SWKS Stock News — Quiver Quantitative |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Magna International Inc | 2.0 | ||
| Cognizant Technology Solutions Corp | 1.2 | ||
| Tyson Foods Inc | 1.1 | ||
| Baxter International Inc | 1.1 | ||
| Bristol Myers Squibb Co | 1.0 | ||
| CVS Caremark Corp | 1.0 | ||
| Humana Inc | 0.9 | ||
| Citigroup Inc | 0.9 | ||
| Skyworks Solutions Inc | 0.9 | ||
| Capital One Financial Corp | 0.8 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Pzena Focused Credit Opportunities Master Fund LP | [2024-03-28] | 32.9 M | 37.2 M |
| Filed 2026-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $750 · Net Assets Decline to Disclose | ||||
| HF | Pzena Global Best Ideas Fund LP | [2019-03-29] | 28.0 M | 72.7 M |
| Filed 2026-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $5,220 · Net Assets Decline to Disclose | ||||
| Other | Pzena Global Value Fund 2 DST A Series of Pzena Trust | [2019-03-29] | 225.0 M | 334.6 M |
| Filed 2026-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $135,000 · Net Assets Decline to Disclose | ||||
| Other | Pzena International EX US Focused Value Fund DST | [2018-03-29] | 79.1 M | 75.8 M |
| Filed 2026-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $45,080 · Net Assets Decline to Disclose | ||||
| HF | Pzena US Best Ideas Fund LP | [2018-03-29] | 176.7 M | 70.9 M |
| Filed 2026-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $106,020 · Net Assets Decline to Disclose | ||||
| Other | Pzena Emerging Markets Focused Value Fund GT A Separate Investment Fund of Pzena Value Group Trust | [2014-03-31] | 265.0 M | 108.8 M |
| Filed 2025-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $69,000 · Net Assets Decline to Disclose | ||||
| Other | Pzena Global Value Fund A Series of Pzena Value Funds PLC | 2012-03-28 | 0.5 M | |
| Other | Pzena Global Value Fund DST A Series of Pzena Value Trust | [2012-03-28] | 368.9 M | 10.6 M |
| Filed 2026-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $3,579 · Net Assets Decline to Disclose | ||||
| Other | Pzena Global Value Fund GT A Separate Investment Fund of Pzena Value Group Trust | [2012-03-28] | 190.4 M | 144.6 M |
| Filed 2019-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $84,000 · Net Assets Decline to Disclose | ||||
| Other | Pzena International Value Fund DST A Series of Pzena Value Trust | [2012-03-28] | 305.0 M | 5.6 M |
| Filed 2012-03-07 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 8 | 0.0 |
| (b) Individuals (high net worth individuals) | 36 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 19 | 24.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 53 | 35.8 |
| (g) Pension and profit sharing plans | 23 | 3.1 |
| (h) Charitable organizations | 21 | 0.4 |
| (i) State or municipal government entities | 29 | 14.5 |
| (j) Other investment advisers | 4 | 1.2 |
| (k) Insurance companies | 6 | 0.6 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.2 |
| (m) Corporations or other businesses not listed above | 45 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 245 | 81.4 |
| By Discretionary | ||
| Discretionary | 244 | 80.6 |
| Non-Discretionary | 1 | 0.9 |
| Total | 245 | 81.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 41.3 | |
| United States Persons | 40.2 | |
| Total | 245 | 81.4 |
| Limited Partners | 2011 - 2026 |
|---|---|
| Massachusetts Pension Reserves Investment Management | |
| Minnesota State Board of Investment | |
| New York State Common Retirement Fund |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Peterson | Executive Officer | 52 | 2 | |
| William Lipsey | Executive Officer | 14 | 2 | |
| Richard Pzena | Executive Officer | 14 | 2 | |
| John Goetz | Executive Officer | 13 | 2 | |
| A Krishna | Executive Officer | 5 | 2 | |
| Pzena Financial Services LLC | Promoter | 9 | 1 | |
| Gary Bachman | Executive Officer | 9 | 1 | |
| Chenyu Cai | Executive Officer | 7 | 1 | |
| Pzena Investment Management LLC | Promoter | 7 | 1 | |
| Jessica Doran | Executive Officer | 7 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001027796] | |
| 3 | [0001027796] | |
| SC 13D | [0001027796] | |
| SC 13G | [0001027796] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $10.7B |
| Clients | 45 (27 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 6735QA45DYBXWQO11N07 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Pzena Investment Management LLC |
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