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| QVT Financial LP
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|---|---|
| CRD # | 156508 |
| SEC # | 801-73049 |
| CIK # | |
| AUM | 1,786.7 M (2026-03-31) |
| Employees | 31 (26% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-705-8888 |
| Address | 888 Seventh Avenue New York, NY 10106 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Fourth Avenue FF Opportunities LP - Series 11 | 2026-03-31 | 21.8 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 12 | 2026-03-31 | 2.5 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 13 | 2026-03-31 | 3.5 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 14 | 2026-03-31 | 1.0 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 15 | 2026-03-31 | 6.1 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 16 | 2026-03-31 | 3.0 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 17 | 2026-03-31 | 0.1 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 18 | 2026-03-31 | 5.7 M | |
| Other | QVT Gilead Holdings LLC | 2026-03-31 | 13.0 M | |
| Other | Fourth Avenue FF Opportunities LP - Series 10 | 2025-03-31 | 0.4 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 1.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 1.8 |
| By Discretionary | ||
| Discretionary | 7 | 1.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 1.0 | |
| Total | 7 | 1.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ian Pilgrim | Director | 149 | 19 | |
| William Woods | Director | 23 | 6 | |
| W Woods | Director | 69 | 5 | |
| Daniel Gold | Executive Officer | 27 | 2 | |
| Arthur Chu | Executive Officer | 20 | 2 | |
| Nicholas Brumm | Executive Officer | 19 | 2 | |
| Tracy Fu | Executive Officer | 17 | 2 | |
| Qvt Associates GP LLC | Executive Officer | 8 | 2 | |
| Qvt Associates GP | Executive Officer | 5 | 2 | |
| Qvt Financial LP | Executive Officer | 4 | 2 | |
| Lars Bader | Executive Officer | 2 | 2 | |
| Ashokan Associates GP LLC | Executive Officer | 1 | 1 | |
| Dan Gold | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $8.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300JMMSS9C5S2HO30 |
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|---|---|---|
|
D2 Asset Management LP
✚
|
TX | 1,825.9 M |
|
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✚
|
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|
Tensile Capital Management LP
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|
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|
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|
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|
OFS Capital Management LLC
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|
IL | 1,760.0 M |
|
RCF Management LLC
✚
|
CO | 1,757.0 M |
|
Parkman Healthcare Partners LLC
✚
|
CT | 1,744.0 M |
|
Long Path Partners LP
✚
|
CT | 1,732.8 M |