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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Sound Financial LLC
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| CRD # | 292271 |
| SEC # | 801-125761 |
| CIK # | 0001410087, 0001783407 |
| AUM | $169.8 M (2025-07-25) |
| Employees | 7 (71% Investors, 0% Brokers) |
| Phone | 425-332-6568 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 144 | 65.6 |
| (b) Individuals (high net worth individuals) | 81 | 104.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 697 | 169.8 |
| By Discretionary | ||
| Discretionary | 681 | 149.7 |
| Non-Discretionary | 16 | 20.2 |
| Total | 697 | 169.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 169.8 | |
| Total | 697 | 169.8 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001410087] | |
| 10-Q | [0001410087] | |
| 4 | [0001410087] | |
| 8-K | [0001410087] | |
| 6-K | [0001783407] | |
| SC 13G | [0001783407] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Lai Jinnan Marco | Lizhi Inc | [2023-02-14] |
| Lai Jinnan Marco | Lizhi Inc | [2022-02-14] |
| TMT General Partner Ltd | Lizhi Inc | [2021-02-24] |
| Matrix Partners China I GP GP | Lizhi Inc | [2021-02-12] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Sound Financial, Inc. | |
| Deines Matthew | |
| Moran Matthew F | |
| Stewart Laura Lee |
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