Rhizome Capital Management LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five
(5) business days of signing the contract without incurring any advisory fees and without penalty. How we
are paid depends on the type of advisory service we are performing. Please review the fee and compensation
information below.

Investment Management Services – Separately Managed (SMA’s)
Our standard advisory fee is based on the market value of the assets under management and is calculated as
follows:
                     Account Value                             Annual Advisory Fee
                       All Accounts                                     2.00%

The annual fees are negotiable and are pro-rated and paid in arrears on a monthly basis. No increase in the
annual fee shall be effective without agreement from the client by signing a new agreement or amendment
to their current advisory agreement.

Advisory fees are directly debited from client accounts, or the client may choose to pay by check. Accounts
initiated or terminated during a billing period will be charged a pro-rated fee based on the amount of time
remaining in the billing period. The Client may make withdrawals from the Account with respect to the Initial
Amount (including any gains thereon) in accordance with the following: (i) one-third (1/3) of the assets of the
Account (including any gains thereon) may be withdrawn by the Client at any time during the first year by
providing thirty (30) days' prior written notice to Rhizome; (ii) another one-third (1/3) of the assets of the
Account (including any gains thereon) may be withdrawn by the Client at any time during the second year by
providing thirty (30) days' prior written notice to Rhizome; and (iii) any or all of the assets of the Account
(including any gains thereon) may be withdrawn by the Client during the third year by providing thirty (30)
days· prior written notice to Rhizome. Beginning in the fourth year, the Client may terminate the Agreement
at any time by providing the Investment Advisor with thirty (30) days' prior written notice. Since fees are
paid in arrears, no rebate will be needed upon termination of the account.

Item 7: Types of Clients
We provide investment analysis and portfolio management services to high net-worth individuals and pooled
investment vehicles. We do not have a minimum account size requirement.