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| Keyboard |
| Richmond Brothers Inc
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|---|---|
| CRD # | 158916 |
| SEC # | 801-72736 |
| CIK # | 0001540462 |
| AUM | 240.6 M (2026-03-30) |
| Employees | 20 (35% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 517-435-4040 |
| Address | 3568 Wildwood Avenue Jackson, MI 49202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 2.9 | ||
| Guggenheim Strategic Opportunities Fund | 2.8 | ||
| AP Pharma Inc /DE/ | 1.1 | ||
| Microsoft Corp | 0.8 | ||
| Mimedx Group Inc | 0.5 | ||
| Alphabet Inc | 0.4 | ||
| Alphabet Inc | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 566 | 116.9 |
| (b) Individuals (high net worth individuals) | 99 | 115.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 8.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,866 | 240.6 |
| By Discretionary | ||
| Discretionary | 1,866 | 240.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,866 | 240.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 240.6 | |
| Total | 1,866 | 240.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001540462] | |
| 3 | [0001540462] | |
| 4 | [0001540462] | |
| SC 13D | [0001540462] | |
| SC 13G | [0001540462] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-21 | Sell | 42,450 | $1.03 | 43,724 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-16 | Sell | 100,000 | $1.02 | 102,000 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-16 | Sell | 136,021 | $1.01 | 137,381 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-16 | Sell | 100,000 | $1.02 | 102,000 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-16 | Sell | 185,855 | $1.01 | 187,714 |
|
Air Industries Group AIRI
Common Stock
|
2020-12-16 | Sell | 34,662 | $1.19 | 41,248 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-15 | Sell | 43,979 | $1.10 | 48,377 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-12-15 | Sell | 234,145 | $1.11 | 259,901 |
|
Air Industries Group AIRI
Common Stock
|
2020-12-15 | Sell | 18,471 | $1.20 | 22,165 |
|
Air Industries Group AIRI
Common Stock
|
2020-12-14 | Sell | 34,129 | $1.20 | 40,955 |
|
Air Industries Group AIRI
Common Stock
|
2020-12-11 | Sell | 1,330 | $1.26 | 1,676 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 9,946 | $1.92 | 19,096 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 3,156 | $1.95 | 6,154 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 1,712 | $1.94 | 3,321 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 9 | $1.95 | 18 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 1,682 | $1.94 | 3,263 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 7,526 | $1.92 | 14,450 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2020-06-30 | Buy | 650 | $1.94 | 1,261 |
|
Air Industries Group AIRI
Common Stock
|
2020-03-24 | Buy | 1,800 | $0.75 | 1,350 |
|
Air Industries Group AIRI
Common Stock
|
2020-03-24 | Buy | 100 | $0.73 | 73 |
| showing 20 of 88 most recent transactions | |||||
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