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| RiverNorth Capital Management LLC
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|---|---|
| CRD # | 122020 |
| SEC # | 801-61533 |
| CIK # | |
| AUM | 6,167.8 M (2026-03-31) |
| Employees | 20 (50% Investors, 25% Brokers) |
| Fees | |
| Minimum | |
| Phone | 561-484-7185 |
| Address | 360 S Rosemary Ave West Palm Beach, FL 33401 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | RiverNorth Select Partners LP | 2024-03-28 | 160.5 M | |
| HF | RiverNorth SPAC Arbitrage Fund LP | [2021-03-31] | 141.0 M | 233.8 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Institutional Partners Offshore Ltd | 2019-03-30 | 97.8 M | |
| Other | RiverNorth Specialty Finance LLC | [2016-10-18] | 459.4 M | 14.4 M |
| Filed 2025-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $120,000 · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Trading Partners LP | [2013-11-13] | 2.0 M | 1.6 M |
| Filed 2014-06-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Capital Partners LP | [2012-03-30] | 182.2 M | 115.3 M |
| Filed 2025-05-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Institutional Partners LP | [2012-03-30] | 891.8 M | 473.1 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Municipal Partners LP | [2012-03-30] | 16.7 M | 10.7 M |
| Filed 2016-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 16 | 4.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 10 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 32 | 6.2 |
| By Discretionary | ||
| Discretionary | 32 | 6.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 32 | 6.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 6.0 | |
| Total | 32 | 6.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Stephen O'Neill | Executive Officer | 21 | 3 | |
| Brian Schmucker | Executive Officer | 10 | 3 | |
| Jonathan Mohrhardt | Executive Officer | 7 | 3 | |
| Patrick Galley | Executive Officer | 7 | 3 | |
| Marc Collins | Executive Officer | 9 | 2 | |
| Marcus Collins | Executive Officer | 6 | 2 | |
| Management LLC RiverNorth Capital | Executive Officer | 4 | 1 | |
| General Partner RiverNorth Capital Management LLC | Executive Officer, Promoter | 2 | 1 | |
| Atrick Galley | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300GSJH8NAH5BFT73 |
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