|
⚲
|
| Keyboard |
| RiverNorth Capital Management LLC
✚
|
|
|---|---|
| CRD # | 122020 |
| SEC # | 801-61533 |
| CIK # | 0001447578 |
| AUM | 6,167.8 M (2026-03-31) |
| Employees | 20 (50% Investors, 25% Brokers) |
| Fees | |
| Minimum | |
| Phone | 561-484-7185 |
| Address | 360 S Rosemary Ave West Palm Beach, FL 33401 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| BlackRock Corporate High Yield Fund Inc | 0.1 | ||
| Invesco Municipal Trust | 0.0 | ||
| PIMCO Municipal Income Fund II | 0.0 | ||
| Liberty All Star Equity Fund | 0.0 | ||
| Owl Rock Technology Finance Corp | 0.0 | ||
| Invesco Municipal Opportunity Trust | 0.0 | ||
| PIMCO Energy & Tactical Credit Opportunities Fund | 0.0 | ||
| Templeton Global Income Fund | 0.0 | ||
| PIMCO California Municipal Income Fund | 0.0 | ||
| FS KKR Capital Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | RiverNorth Select Partners LP | 2024-03-28 | 160.5 M | |
| HF | RiverNorth SPAC Arbitrage Fund LP | [2021-03-31] | 141.0 M | 233.8 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Institutional Partners Offshore Ltd | 2019-03-30 | 97.8 M | |
| Other | RiverNorth Specialty Finance LLC | [2016-10-18] | 459.4 M | 14.4 M |
| Filed 2025-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $120,000 · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Trading Partners LP | [2013-11-13] | 2.0 M | 1.6 M |
| Filed 2014-06-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Capital Partners LP | [2012-03-30] | 182.2 M | 115.3 M |
| Filed 2025-05-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Institutional Partners LP | [2012-03-30] | 891.8 M | 473.1 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RiverNorth Municipal Partners LP | [2012-03-30] | 16.7 M | 10.7 M |
| Filed 2016-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 16 | 4.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 10 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 32 | 6.2 |
| By Discretionary | ||
| Discretionary | 32 | 6.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 32 | 6.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 6.0 | |
| Total | 32 | 6.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Stephen O'Neill | Executive Officer | 21 | 3 | |
| Brian Schmucker | Executive Officer | 10 | 3 | |
| Jonathan Mohrhardt | Executive Officer | 8 | 3 | |
| Patrick Galley | Executive Officer | 8 | 3 | |
| Marcus Collins | Executive Officer | 7 | 3 | |
| Marc Collins | Executive Officer | 9 | 2 | |
| Management LLC RiverNorth Capital | Executive Officer | 4 | 1 | |
| General Partner RiverNorth Capital Management LLC | Executive Officer, Promoter | 2 | 1 | |
| Atrick Galley | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001447578] | |
| 3 | [0001447578] | |
| 4 | [0001447578] | |
| SC 13D | [0001447578] | |
| SC 13G | [0001447578] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300GSJH8NAH5BFT73 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
RiverNorth/DoubleLine Strategic Opportunity Fund Inc OPP
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 71,453 | ||
|
RiverNorth Managed Duration Municipal Income Fund Inc RMM
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 5,000 | ||
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 170,683 | ||
|
RiverNorth Flexible Municipal Income Fund Inc RFM
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 74,080 | ||
|
RiverNorth Flexible Municipal Income Fund Inc RFM
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 1,531 | ||
|
RiverNorth Opportunistic Municipal Income Fund Inc RMI
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 5,010 | ||
|
RiverNorth Opportunities Fund Inc RIV
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 76,796 | ||
|
RiverNorth Managed Duration Municipal Income Fund II Inc RMMZ
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 47,687 | ||
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-27 | Grant | 22,545 | $13.24 | 298,496 |
|
RiverNorth Opportunities Fund Inc RIV
Common Shares of Beneficial Interest
|
2023-12-27 | Grant | 12,608 | $11.12 | 140,201 |
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-21 | Grant | 17,662 | $13.32 | 235,258 |
|
RiverNorth/DoubleLine Strategic Opportunity Fund Inc OPP
Common Shares of Beneficial Interest
|
2023-12-21 | Grant | 29,681 | $8.27 | 245,462 |
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-20 | Grant | 17,662 | $13.38 | 236,318 |
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-19 | Grant | 17,181 | $13.36 | 229,538 |
|
RiverNorth Managed Duration Municipal Income Fund II Inc RMMZ
Common Shares of Beneficial Interest
|
2023-12-19 | Grant | 9,941 | $15.10 | 150,109 |
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-15 | Grant | 5,659 | $13.40 | 75,831 |
|
RiverNorth Managed Duration Municipal Income Fund II Inc RMMZ
Common Shares of Beneficial Interest
|
2023-12-15 | Grant | 8,639 | $14.96 | 129,239 |
|
RiverNorth Opportunities Fund Inc RIV
Common Shares of Beneficial Interest
|
2023-12-14 | Grant | 8,674 | $11.06 | 95,934 |
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-14 | Grant | 11,631 | $13.33 | 155,041 |
|
RiverNorth Flexible Municipal Income Fund II Inc RFMZ
Common Shares of Beneficial Interest
|
2023-12-08 | Grant | 14,290 | $13.40 | 191,486 |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Spider Management Company LLC
✚
|
VA | 6,413.3 M |
|
Glenview Capital Management LLC
✚
|
NY | 6,374.2 M |
|
Maple Rock Capital Partners Inc
✚
|
6,341.0 M | |
|
Landmark Management LLC
✚
|
NY | 6,294.7 M |
|
Cross Ocean Partners Management LP
✚
|
CT | 6,285.1 M |
|
Dorsal Capital Management LP
✚
|
CA | 6,190.9 M |
|
BVF Partners LP
✚
|
CA | 6,107.9 M |
|
Carrhae Capital LLP
✚
|
6,086.3 M | |
|
Aperture Investors LLC
✚
|
NY | 6,062.3 M |
|
Parallax Volatility Advisers LP
✚
|
CA | 5,979.8 M |