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| Happy Holidays!! thanks for using AUM13F!! |
| RiverNorth Capital Management LLC
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| CRD # | 122020 |
| SEC # | 801-61533 |
| CIK # | 0001447578 |
| AUM | $6.2 B (2025-03-26) |
| Employees | 19 (53% Investors, 26% Brokers) |
| Phone | 561-484-7185 |
| Address | 360 S Rosemary Ave West Palm Beach, FL 33401 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | RiverNorth Select Partners LP | 2024-03-28 | 145.5 | |
| HF | RiverNorth SPAC Arbitrage Fund LP | [2021-03-31] | 81.4 | 174.6 |
| HF | RiverNorth Institutional Partners Offshore Ltd | 2019-03-30 | 62.6 | |
| Other | RiverNorth Specialty Finance LLC | [2016-10-18] | 459.4 | 14.4 |
| HF | RiverNorth Trading Partners LP | [2013-11-13] | 2.0 | 1.6 |
| HF | RiverNorth Capital Partners LP | [2012-03-30] | 182.2 | 106.8 |
| HF | RiverNorth Institutional Partners LP | [2012-03-30] | 1,026.1 | 483.1 |
| HF | RiverNorth Municipal Partners LP | [2012-03-30] | 16.7 | 10.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 4.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 9 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 30 | 6.2 |
| By Discretionary | ||
| Discretionary | 30 | 6.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 30 | 6.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 6.1 | |
| Total | 30 | 6.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Stephen ONeill | 20 | ||
| Brian Schmucker | 10 | ||
| Jonathan Mohrhardt | 7 | ||
| Patrick Galley | 7 | ||
| Marc Collins | 8 | ||
| Marcus Collins | 6 | ||
| Management LLC RiverNorth Capital | 4 | ||
| General Partner RiverNorth Capital Management LLC | 2 | ||
| Atrick Galley | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001447578] | |
| 3 | [0001447578] | |
| 4 | [0001447578] | |
| SC 13D | [0001447578] | |
| SC 13G | [0001447578] |
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|---|---|---|
|
City of London Investment Management Co Ltd
✚
|
6.3 | |
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Antipodes Partners Limited
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6.3 | |
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Trian Fund Management LP
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NY | 6.3 |
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Anomaly Capital Management LP
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NY | 6.3 |
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CFI Partners LLC
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IL | 6.2 |
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Daemon Investment and Asset Management LLC
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FL | 6.2 |
|
Ellington Global Asset Management LLC
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CT | 6.2 |
|
Campbell Global LLC
✚
|
OR | 6.2 |
|
Gulf International Bank UK Limited
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|
6.1 | |
|
Spider Management Company LLC
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VA | 6.1 |