Rocky Hill Advisors Inc

Item 5 Fees and Compensation
Asset Management Fees - General
Pursuant to the Investment Advisory contract signed by each client, the client will pay RHA an
annualized fee to be paid quarterly in arrears. The fee will be calculated on the average daily balance
for the preceding period. The annual fee will be in the range of .40% and 1% of total assets under
management. Asset management fees will be automatically deducted from the client account on a
quarterly basis by the custodian, as authorized by the client in writing. RHA, in its sole discretion, may
charge a lesser Program Fee based upon certain criteria (i.e., managed, related accounts, account
compositions, etc.). Management fees are negotiable at the sole discretion of the firm.

All fees paid to RHA for investment advisory services are separate and distinct from the expenses
charged by mutual funds to their shareholders and the product sponsor in the case of variable insurance
products. These fees and expenses are described in each fund's or variable products' prospectus.
These fees will generally include a management fee, other fund expenses, and a possible distribution
fee. If the sponsor also imposes sales charges, a client may pay an initial or deferred sales charge. A
client could invest in these products directly, without the services of the firm. In that case, the client would
not receive the services provided by RHA which are designed, among other things, to assist the client
in determining which products or services are most appropriate to each client's financial condition and
objectives. Accordingly, the client should review both the fees charged by the product sponsor and the
fees charged by the firm to fully understand the total fees to be paid.

At no time will the firm accept or maintain custody of a client's funds or securities except for authorized

fee deduction. Clients who do not participate in the Wrap Program (as described below) are responsible
for all custodial and securities execution fees charged by the custodian and executing broker-dealer.
RHA's management fee is separate and distinct from the custodian and execution fees. Please refer to
Item 12 of this Brochure for a description of Brokerage and Custody costs.

Clients may request to terminate their advisory contract with the firm, in whole or in part, by providing
advance written notice. Upon termination, any fees paid in advance will be prorated to the date of
termination and any excess will be promptly refunded to the client. The client's advisory agreement with
RHA is non-transferable without the client's written approval.

Wrap Program Fees
Participants pay a single annualized fee for participation in the Program based upon a percentage (%)
of the market value of all assets being managed under the program. Program fees are not based directly
upon transactions in the client's account; the fee charged includes the execution of client transactions.
This fee ranges from 0.40% to 1% of assets under management. RHA, in its sole discretion, may charge
a lesser Program Fee based upon certain criteria (i.e., managed, related accounts, account
compositions, etc.). Management fees are negotiable at the sole discretion of the firm.

Please see Appendix 1 of this brochure for further information.

Expert Witness Consulting Fees
RHA is compensated for these services by either on an hourly basis, depending upon the scope and
complexity of the work performed. Please see "Hourly Fees" as described below.

Hourly Fees
Some clients will contract to have investment advisory advice and/or consulting services provided based
on an hourly fee rather than based on the assets under management. The firm's hourly fee will be billed
in the range of $75 to $250 per hour, but may be negotiated in advance. Hourly fees may be billed by
retainer and upon completion of work performed.

Item 7 Types of Clients
RHA provides investment advisory services to individuals, pension/profit sharing plans, corporations,
trusts, and Native American tribes.