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| Happy Holidays!! thanks for using AUM13F!! |
| Shepherd Kaplan Krochuk LLC
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| CRD # | 127304 |
| SEC # | 801-62286 |
| CIK # | 0001218583 |
| AUM | $9.7 B (2025-03-31) |
| Employees | 40 (42% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 6.2 | ||
| Energy Transfer Equity LP | 4.1 | ||
| Campbell Soup Co | 4.0 | ||
| Kinder Morgan Inc | 2.0 | ||
| Duke Energy Corp | 0.9 | ||
| Pfizer Inc | 0.9 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7 | 0.0 |
| (b) Individuals (high net worth individuals) | 78 | 1.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 0.6 |
| (g) Pension and profit sharing plans | 18 | 7.0 |
| (h) Charitable organizations | 20 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 60 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,365 | 9.7 |
| By Discretionary | ||
| Discretionary | 139 | 1.5 |
| Non-Discretionary | 1,226 | 8.2 |
| Total | 1,365 | 9.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 9.7 | |
| Total | 1,365 | 9.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Ian Goodall | 141 | |||
| Karl OReilly | 92 | |||
| Brendan Lake | 120 | |||
| David Kaplan | 114 | |||
| Kairos Investment Management Company LLC | 13 | |||
| Thomas Mann | 12 | |||
| Gregory Sellers | 5 | |||
| AW Jones Advisors LLC | 3 | |||
| Timothy Krochuk | 28 | |||
| Shepherd Kaplan Krochuk LLC | 21 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001218583] | |
| SC 13D | [0001218583] | |
| SC 13G | [0001218583] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
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|
MA | 9.7 |
|
Shepherd Kaplan LLC
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|
MA | 9.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Gresham Partners LLC
✚
|
IL | 11.7 |
|
Boylston Advisors LP
✚
|
MA | 11.2 |
|
Gerber/Taylor Management LLC
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|
TN | 10.7 |
|
Valeo Financial Advisors LLC
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|
IN | 10.6 |
|
CURI Capital LLC
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|
IL | 9.8 |
|
Tocqueville Asset Management LP
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|
NY | 9.7 |
|
MSA Advisors LLC
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|
CA | 8.7 |
|
BMO Family Office LLC
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|
IL | 8.1 |
|
ICG Advisors LLC
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|
CA | 7.8 |
|
Bear Creek Asset Management LLC
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|
CO | 7.5 |