Shepherd Kaplan Krochuk LLC

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Shepherd Kaplan Krochuk LLC
CRD #127304
SEC #801-62286
CIK #0001218583
AUM 10.88 B (2026-03-31)
Employees 34 (44% Investors, 0% Brokers)
Phone617-896-1600
Address53 State Street
Boston, MA 02109-2820
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
151296302003201120192027
Sector Form 13F Holdings Value ($M)
Apple Inc 7.7
Energy Transfer Equity LP 4.1
Campbell Soup Co 2.4
Kinder Morgan Inc 2.2
Newmont Mining Corp /DE/ 1.2
Dow Inc 1.1
 
 
 
 
 
Holdings by Sector ($M)
100080060040020002011201620212027
Type Form D Funds Date Sold AUM
VC SKK 9I Ventures LLC Series TR3 [2026-03-31] 6.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series TR3 [2026-03-31] 6.4 M 0.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
PE SKK Globalai Investors LP [2026-03-31] 0.4 M 12.1 M
Filed 2025-10-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE SKK Globalai Investors QP LP [2026-03-31] 0.1 M 65.5 M
Filed 2025-10-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE SKK-Global Partners Property Fund II LP [2026-03-31] 3.8 M
Offered $51,000,000 · Filed 2025-04-23 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $51,000,000 · Duration One year or less · Net Assets Decline to Disclose
VC SKK Ventures LLC Series CT2 [2026-03-31] 62.5 M 3.0 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series CT2 [2026-03-31] 160.8 M 33.2 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series AT2 [2025-03-31] 6.4 M 0.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series AT2 [2025-03-31] 60.7 M 2.2 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series AT1 [2024-03-28] 6.4 M 1.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series ET1 [2024-03-28] 6.4 M 0.5 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series QM0 [2024-03-28] 6.4 M 0.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series TR2 [2024-03-28] 6.4 M 1.1 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series AT1 [2024-03-28] 60.7 M 5.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series ET1 [2024-03-28] 60.7 M 7.9 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series QM0 [2024-03-28] 60.7 M 12.5 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series TR2 [2024-03-28] 6.4 M 5.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series CT1 [2024-03-28] 62.5 M 4.6 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series WG6 [2024-03-28] 62.5 M 2.6 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series CT1 [2024-03-28] 160.8 M 43.6 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series WG6 [2024-03-28] 160.8 M 7.9 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series AT0 [2023-03-31] 6.4 M 1.3 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series TR1 [2023-03-31] 6.4 M 0.5 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series AT0 [2023-03-31] 60.7 M 16.3 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series ET-S [2023-03-31] 60.7 M 1.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series TR1 [2023-03-31] 60.7 M 4.6 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
RE SKK CAYO Largo Development LP [2023-03-31] 4.5 M 0.4 M
Filed 2023-09-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
RE SKK Opportunity Zone Fund II LP [2023-03-31] 57.0 M 170.3 M
Filed 2023-09-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
VC SKK Ventures LLC Series BD1 [2023-03-31] 62.5 M 0.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series BD2 [2023-03-31] 62.5 M 9.1 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series BD1 [2023-03-31] 160.8 M 14.3 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series BD2 [2023-03-31] 160.8 M 91.0 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series BD-S [2023-03-31] 160.8 M 1.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series ET0 [2022-03-30] 60.7 M 8.6 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
HF SKK-Aw Jones Strategies Fund LP [2022-03-30] 3.7 M 2.9 M
Filed 2022-06-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE SKK-FHR Industrial Fund I LP [2022-03-30] 34.1 M 26.7 M
Filed 2024-04-26 (D/A) · Exemption 506(b) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
RE SKK-Global Partners Property Fund I LP [2022-03-30] 38.6 M 56.6 M
Offered $74,900,000 · Filed 2023-12-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $36,310,000 · Duration More than one year · Net Assets Decline to Disclose
VC SKK Ventures LLC Series WG5 [2022-03-30] 62.5 M 2.3 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series WG5 [2022-03-30] 160.8 M 12.2 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
PE Kairos SKK Envirokure Investors LP [2021-03-31] 35.0 M 35.9 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures LLC Series ET0 [2021-03-31] 6.4 M 0.3 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
HF SKK Access Income Fund LP [2021-03-31] 118.1 M 46.2 M
Filed 2025-04-17 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000
VC SKK 9I Ventures LLC Series TR0 [2020-03-30] 6.4 M 1.2 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK 9I Ventures QP LLC Series TR0 [2020-03-30] 60.7 M 6.8 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
RE SKK Opportunity Zone Fund I LLC [2020-03-30] 59.5 M 36.3 M
Filed 2023-04-28 (D/A) · Exemption 506(b), 3(c), 3(c)(5), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
RE SKK RE Ventures Fund II PFD LP [2020-03-30] 13.5 M
Offered $25,100,000 · Filed 2020-03-06 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $11,615,000 · Duration One year or less · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series BD0 [2020-03-30] 160.8 M 21.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series CT0 [2020-03-30] 160.8 M 220.1 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
VC SKK Ventures QP LLC Series WG4 [2020-03-30] 160.8 M 3.1 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose
PE SKK Provident Investors LP [2019-03-29] 25.1 M 32.9 M
Filed 2019-03-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
RE SKK RE Ventures Fund II LP [2019-03-29] 39.8 M
Filed 2018-04-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
VC SKK Ventures LLC Series BD0 [2019-03-29] 62.5 M 16.6 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series CT0 [2019-03-29] 62.5 M 75.5 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series EG2 [2019-03-29] 62.5 M 1.8 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series WG0 [2019-03-29] 62.5 M 2.1 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series WG1 [2019-03-29] 62.5 M 1.9 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series WG3 [2019-03-29] 62.5 M 1.4 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series WG4 [2019-03-29] 62.5 M 1.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
VC SKK Ventures LLC Series EG0 [2016-03-30] 62.5 M 0.7 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
HF GRT Energy & Income LP [2015-03-30] 31.0 M 23.6 M
Filed 2017-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
VC SKK Ventures LLC Series EG1 [2015-03-30] 62.5 M 2.8 M
Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
Other GRT Energy Long-Only LP [2014-03-27] 25.8 M 16.8 M
Filed 2017-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF GRT Energy LP [2013-04-01] 58.3 M 39.3 M
Filed 2017-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Deep Woods Partners QP LP [2012-03-30] 8.7 M 16.3 M
Filed 2014-04-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF GRT Concentric Partners LP 2012-03-30 8.5 M
HF GRT Natural Resources LP [2012-03-30] 3.6 M 5.4 M
Filed 2013-04-30 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF GRT Technology LP 2012-03-30 3.7 M
HF GRT Topaz Offshore Partners Ltd [2012-03-30] 131.5 M 18.1 M
Filed 2016-03-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF SKK Closed-End Opportunities LP [2012-03-30] 5.2 M 16.6 M
Filed 2022-04-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF SKK Deep Woods Partners LP [2012-03-30] 19.2 M 11.1 M
Filed 2018-11-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF SKK Health Care LP 2012-03-30 27.1 M
HF SKK Topaz Partners LP 2012-03-30 1.5 M
HF SKK Topaz Partners QP LP [2012-03-30] 202.7 M 2.9 M
Filed 2022-04-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other SKK Value Fund LP 2012-03-30 1.0 M
HF United Alpha Partners LP [2012-03-30] 1.8 M 1.5 M
Filed 2012-04-30 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 6 0.0
(b) Individuals (high net worth individuals) 83 1.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 16 1.2
(g) Pension and profit sharing plans 18 7.4
(h) Charitable organizations 22 0.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 68 0.5
(n) Other 0 0.0
Total 1,405 10.9
By Discretionary
Discretionary 131 2.1
Non-Discretionary 1,274 8.8
Total 1,405 10.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 10.9
Total 1,405 10.9
Form D Directors Role # Filings # Firms 2011 - 2026
Ian Goodall Director 141 33
Karl O'Reilly Director 92 23
David Kaplan Executive Officer 116 5
Shepherd Kaplan Krochuk LLC Executive Officer, Promoter 23 3
Kairos Investment Management Company LLC Executive Officer 13 3
Aw Jones Advisors LLC Executive Officer 4 3
Timothy Krochuk Executive Officer 28 2
Rudolph Kluiber Executive Officer 18 2
Gregory Fraser Executive Officer 18 2
David Shepherd Executive Officer 17 2
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001218583]
SC 13D [0001218583]
SC 13G [0001218583]
Form 13D/13G Filer Form 13D/13G Subject Filed
Shepherd Kaplan Krochuk LLC Wayside Technology Group Inc [2019-11-27]
GRT Capital Partners LLC Escalon Medical Corp [2016-02-16]
GRT Capital Partners LLC Energy Services of America Corp [2016-02-16]
GRT Capital Partners LLC Clayton Williams Energy Inc /DE [2016-02-16]
GRT Capital Partners LLC Electromed Inc [2015-02-17]
GRT Capital Partners LLC Sunlink Health Systems Inc [2015-02-17]
GRT Capital Partners LLC Matador Resources Co [2013-02-14]
GRT Capital Partners LLC IEH Corporation [2013-02-07]
GRT Capital Partners LLC Meade Instruments Corp [2012-11-19]
GRT Capital Partners LLC SED International Holdings Inc [2012-07-20]
View All
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional, Retail
Fund TypesHedge Fund, Private Equity, Real Estate
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