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| Shepherd Kaplan Krochuk LLC
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|
|---|---|
| CRD # | 127304 |
| SEC # | 801-62286 |
| CIK # | 0001218583 |
| AUM | $7.9 BB (2023-03-31) |
| Employees | 39 (44% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 8.2 | |
| CPB | 14,394.6 | 5.8 | |
| ET | 31,904.4 | 3.5 | |
| KMI | 39,000.5 | 1.5 | |
| CAH | 14,662.0 | 1.5 | |
| GD | 61,231.2 | 1.3 | |
| AMGN | 130,083.0 | 1.2 | |
| AEM | 22,129.1 | 1.0 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10 | 0.0 |
| (b) Individuals (high net worth individuals) | 69 | 1.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 0.5 |
| (g) Pension and profit sharing plans | 19 | 5.5 |
| (h) Charitable organizations | 23 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 35 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,140 | 7.9 |
| By Discretionary | ||
| Discretionary | 153 | 1.3 |
| Non-Discretionary | 987 | 6.6 |
| Total | 1,140 | 7.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.9 | |
| Total | 1,140 | 7.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Ian Goodall | 141 | |||
| Karl OReilly | 88 | |||
| Brendan Lake | 80 | |||
| David Kaplan | 111 | |||
| Kairos Investment Management Company LLC | 11 | |||
| AW Jones Advisors LLC | 3 | |||
| Timothy Krochuk | 26 | |||
| Shepherd Kaplan Krochuk LLC | 19 | |||
| Gregory Fraser | 18 | |||
| Rudolph Kluiber | 18 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001218583] | |
| SC 13D | [0001218583] | |
| SC 13G | [0001218583] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
✚
|
MA | 7.9 |
|
Shepherd Kaplan LLC
✚
|
MA | 7.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Gresham Partners LLC
✚
|
IL | 9.5 |
|
Gerber/Taylor Management LLC
✚
|
TN | 9.2 |
|
Gordian Capital Singapore Private Limited
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|
9.2 | |
|
EJF Capital LLC
✚
|
VA | 8.6 |
|
MSA Advisors LLC
✚
|
CA | 7.9 |
|
Tocqueville Asset Management LP
✚
|
NY | 7.9 |
|
Valeo Financial Advisors LLC
✚
|
IN | 7.1 |
|
ICG Advisors LLC
✚
|
CA | 6.6 |
|
Arlington Partners LLC
✚
|
AL | 6.1 |
|
BMO Family Office LLC
✚
|
IL | 5.8 |