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| Shepherd Kaplan Krochuk LLC
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|---|---|
| CRD # | 127304 |
| SEC # | 801-62286 |
| CIK # | 0001218583 |
| AUM | $8.9 BB (2024-03-28) |
| Employees | 38 (45% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 10.1 | |
| CPB | 14,394.6 | 6.9 | |
| ET | 31,904.4 | 4.1 | |
| KMI | 39,000.5 | 1.6 | |
| GD | 61,231.2 | 1.4 | |
| BX | 69,051.8 | 1.3 | |
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | SKK 9I Ventures LLC Series AT1 | [2024-03-28] | 4.5 | 0.4 |
| VC | SKK 9I Ventures LLC Series ET1 | [2024-03-28] | 4.5 | 0.3 |
| VC | SKK 9I Ventures LLC Series QM0 | [2024-03-28] | 4.5 | 0.0 |
| VC | SKK 9I Ventures LLC Series TR2 | [2024-03-28] | 4.5 | 0.0 |
| VC | SKK 9I Ventures QP LLC Series AT1 | [2024-03-28] | 49.2 | 2.9 |
| VC | SKK 9I Ventures QP LLC Series ET1 | [2024-03-28] | 49.2 | 4.4 |
| VC | SKK 9I Ventures QP LLC Series QM0 | [2024-03-28] | 49.2 | 3.2 |
| VC | SKK 9I Ventures QP LLC Series TR2 | [2024-03-28] | 4.5 | 0.0 |
| VC | SKK Ventures LLC Series CT1 | [2024-03-28] | 58.9 | 0.0 |
| VC | SKK Ventures LLC Series WG6 | [2024-03-28] | 58.9 | 0.2 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 11 | 0.0 |
| (b) Individuals (high net worth individuals) | 73 | 1.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 0.5 |
| (g) Pension and profit sharing plans | 19 | 6.3 |
| (h) Charitable organizations | 23 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 44 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,330 | 8.9 |
| By Discretionary | ||
| Discretionary | 135 | 1.4 |
| Non-Discretionary | 1,195 | 7.5 |
| Total | 1,330 | 8.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 8.9 | |
| Total | 1,330 | 8.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001218583] | |
| SC 13D | [0001218583] | |
| SC 13G | [0001218583] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
✚
|
MA | 8.9 |
|
Shepherd Kaplan LLC
✚
|
MA | 8.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Gerber/Taylor Management LLC
✚
|
TN | 10.4 |
|
Gresham Partners LLC
✚
|
IL | 10.4 |
|
Valeo Financial Advisors LLC
✚
|
IN | 8.9 |
|
Tocqueville Asset Management LP
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|
NY | 8.9 |
|
CURI RMB Capital LLC
✚
|
IL | 8.5 |
|
MSA Advisors LLC
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|
CA | 8.1 |
|
ICG Advisors LLC
✚
|
CA | 6.9 |
|
EJF Capital LLC
✚
|
VA | 6.8 |
|
Sepio Capital LP
✚
|
UT | 6.7 |
|
CAZ Investments LP
✚
|
TX | 6.4 |