⚲
|
Smith Affiliated Capital Corp
✚
|
|
---|---|
CRD # | 107675 |
SEC # | 801-17037 |
CIK # | 0001540138 |
AUM | $1.7 BB (2023-03-31) |
Employees | 12 (92% Investors, 0% Brokers) |
Phone | 212-644-9440 |
Address | 88 Pine Street New York, NY 10005 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($BB) |
---|
Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Portsmith Capital Partners LLC | 2015-03-31 | 0.7 |
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 76 | 0.4 |
(b) Individuals (high net worth individuals) | 15 | 0.1 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 8 | 0.1 |
(h) Charitable organizations | 4 | 0.0 |
(i) State or municipal government entities | 1 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 30 | 1.0 |
(n) Other | 10 | 0.2 |
Total | 144 | 1.7 |
By Discretionary | ||
Discretionary | 142 | 1.0 |
Non-Discretionary | 2 | 0.7 |
Total | 144 | 1.7 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 1.7 | |
Total | 144 | 1.7 |
EDGAR Form | CIK | 2011 - 2023 |
---|---|---|
13F-HR | [0001540138] | |
SC 13G | [0001540138] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
---|---|---|
Smith Affiliated Capital Corp | Central Goldtrust | [2015-09-25] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Rice Hall James & Associates LLC
✚
|
CA | 1.8 |
Veris Wealth Partners LLC
✚
|
CA | 1.8 |
Punch & Associates Investment Management Inc
✚
|
MN | 1.8 |
Penn Capital Management Company LLC
✚
|
PA | 1.8 |
Port Capital LLC
✚
|
IL | 1.8 |
Halyard Asset Management LLC
✚
|
NY | 1.7 |
Miller Value Partners LLC
✚
|
MD | 1.7 |
ASA Managed Account Managers LLC
✚
|
MN | 1.7 |
Eagle Global Advisors LLC
✚
|
TX | 1.7 |
Fairholme Capital Management LLC
✚
|
FL | 1.6 |