Stifel Nicolaus & Company Incorporated

Search
⚲

Stifel Nicolaus & Company Incorporated ✚
CRD #	793
SEC #	801-10746
CIK #	0000948905, 0000094403
AUM	$149.2 BB (2024-08-12)
Employees	6,534 (46% Investors, 79% Brokers)
Phone	314-342-2000
Address	501 N Broadway St Louis, MO 63102
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	MSFT	1,918.2	3.2
	AAPL	2,382.8	2.5
	NVDA	399.6	2.3
	AMZN	1,093.0	1.6
	GOOGL	1,475.1	1.2
	V	419.3	1.0
	PEP	226.8	0.9
	HD	277.6	0.9
	WMT	335.4	0.9
	MRK	232.4	0.9
View All

Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
Other	KCP Bridge33 III LP	[2023-03-31]	0.0	0.2
Other	KCP Greenoaks V LP	[2023-03-31]	21.6	1.9
Other	KCP GS II LP	[2023-03-31]	10.1	3.1
Other	KCP Accolade Fund LP	[2022-03-31]	17.5	9.3
Other	KCP Finback LP	[2022-03-31]	17.1	14.0
Other	KCP Interlock Equity Fund LP	[2022-03-31]	8.6	2.7
Other	KCP Liberty City Ventures LP	[2022-03-31]	23.6	28.3
Other	KCP Seaside Equity Fund LP	[2022-03-31]	14.1	13.0
Other	KCP Valiant Peregrine Fund II	[2022-03-31]	18.4	2.5
VC	Stifel Access Law Finance Group LP	2022-03-31		4.6
Other	KCP Access Fund LP	[2021-03-31]	4.1	6.7
Other	KCP Bridge 33 Fund LP	[2020-09-22]	20.8	21.8
Other	KCP North Branch Fund LP	[2020-09-22]	11.3	12.3
Other	KCP Valiant Peregrine Fund LP	[2020-09-22]	10.4	11.1
Other	LEG IV and Opportunities Fund LLC	[2019-03-29]	0.0	21.2
Other	RC V LLC	[2019-03-29]	0.0	14.7
Other	Opportunistic Real Estate Fund LLC	[2018-03-29]	0.0	10.5
Other	RC IV LLC	[2016-03-30]	6.5	53.3
Other	LEG II LLC	[2014-03-31]	13.6	10.7
Other	Cardinal Advisor Series-Local Currency Emerging Market Debt Master Fund LP	[2012-03-15]	258.8	6.4
PE	BC Holdings LLC	2012-03-13		0.1
Other	Distressed Opportunities Fund II LLC	[2012-03-13]	48.0	0.6
Other	Distressed Opportunities Fund LLC	2012-03-13		0.3
HF	Diversified Inflation Protection Fund LLC	[2012-03-13]	12.9	8.6
Other	EI Fund II LLC	[2012-03-13]	8.7	3.0
PE	EI Fund I LLC	[2012-03-13]		0.0
Other	International Select Investments LLC	2012-03-13		9.2
Other	KC Partners Investment Fund LP	2012-03-13		0.8
PE	MC Holdings II LLC	2012-03-13		0.5
PE	MC Holdings I LLC	2012-03-13		0.4
Other	MP Concentrated Fund I	[2012-03-13]	5.6	7.8
Other	Real Assets LLC	2012-03-13		0.5
Other	Real Estate Recovery Fund LLC	[2012-03-13]	18.3	5.3
Other	Value Real Estate Investments LLC	2012-03-13		4.9

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	150,617	36.3
(b) Individuals (high net worth individuals)	55,911	95.3
(c) Banking or thrift institutions	524	2.9
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	23	0.3
(g) Pension and profit sharing plans	1,532	2.2
(h) Charitable organizations	1,324	4.3
(i) State or municipal government entities	50	2.5
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	1,868	5.5
(n) Other	7	0.0
Total	348,524	149.2
By Discretionary
Discretionary	258,277	93.5
Non-Discretionary	90,247	55.8
Total	348,524	149.2
By Non-United States Persons
Non-United States Persons		0.7
United States Persons		148.6
Total	348,524	149.2

Limited Partners	2011 - 2024
Fresno County Employee Retirement Association
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Maryland State Retirement and Pension System
Minnesota State Board of Investment
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
Orange County Employee Retirement System
Teachers' Retirement Security for Illinois Educators

Form D Directors	# Filings	# Firms	2011 - 2024
Michelle WilsonClarke	277
Laren Gillespie	114
Lisa Alexander	75
Alison Martinson	38
Jeffrey Cohen	69
Jayson Lashin	14
David Romhilt	8
Malcolm Frost	18
Stifel Nicolaus & Company Incorporated	17
James Knall	9
View All

EDGAR Form	CIK	2011 - 2024
13F-HR	[0000948905]
13F-NT	[0000948905]
SC 13G	[0000948905]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Stifel Nicolaus & Co Inc MO	United States 12 Month Natural Gas Fund LP	[2021-07-12]
Stifel Nicolaus & Co Inc MO	Proshares Trust	[2019-02-05]
Stifel Nicolaus & Co Inc MO	iShares Trust	[2019-01-09]
Stifel Nicolaus & Co Inc MO	Franklin ETF Trust	[2019-01-09]
Stifel Nicolaus & Co Inc MO	First Trust Exchange-Traded Fund VIII	[2019-01-09]
Stifel Nicolaus & Co Inc MO	First Trust Exchange-Traded Fund VIII	[2019-01-09]
Stifel Nicolaus & Co Inc MO	Invesco Exchange-Traded Fund Trust II	[2019-01-09]
Stifel Nicolaus & Co Inc MO	iShares Trust	[2018-12-07]
Stifel Nicolaus & Co Inc MO	PGIM ETF Trust	[2018-11-02]
Stifel Nicolaus & Co Inc MO	Victory Portfolios II	[2018-10-17]
View All

Related Firms	State	AUM ($BB)
Stifel Nicolaus & Company Incorporated ✚	MO	149.2
Intyce LLC ✚	MO	0.0

Comparable Firms	State	AUM ($BB)
Goldman Sachs & Co LLC ✚	NY	222.7
SEI Investments Management Corp ✚	PA	194.8
JP Morgan Private Wealth Advisors LLC ✚	CA	86.3
Cresset Asset Management LLC ✚	IL	52.5
Pathstone Family Office LLC ✚	NJ	48.3
Wells Fargo Investment Institute Inc ✚	NC	43.6
Partners Capital Investment Group LLP ✚	MA	35.3
The Colony Group LLC ✚	MA	21.5
Sequoia Financial Advisors LLC ✚	OH	20.0
Goldman Sachs Hedge Fund Strategies LLC ✚	NY	11.3

Stifel Nicolaus & Company Incorporated

Assets, Funds, Holdings