Stifel Nicolaus & Company Incorporated

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Stifel Nicolaus & Company Incorporated ✚
CRD #	793
SEC #	801-10746
CIK #	0000094403, 0000948905
AUM	197.53 B (2026-06-30)
Employees	6,478 (48% Investors, 79% Brokers)
Phone	314-342-2000
Address	501 N Broadway St Louis, MO 63102
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
Other	KCP Bridge33 III LP	[2023-03-31]		6.3 M
	Filed 2022-12-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	KCP Greenoaks V LP	[2023-03-31]	21.6 M	22.8 M
	Filed 2022-12-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	KCP GS II LP	[2023-03-31]	10.1 M	10.7 M
	Filed 2023-02-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Accolade Fund LP	[2022-03-31]	17.5 M	22.0 M
	Offered $17,500,000 · Filed 2021-10-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Finback LP	[2022-03-31]	17.1 M	20.4 M
	Offered $17,150,000 · Filed 2021-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Interlock Equity Fund LP	[2022-03-31]	8.6 M	6.5 M
	Offered $8,550,000 · Filed 2021-10-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Liberty City Ventures LP	[2022-03-31]	23.6 M	28.8 M
	Offered $23,575,000 · Filed 2021-06-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Seaside Equity Fund LP	[2022-03-31]	14.1 M	16.5 M
	Offered $14,100,000 · Filed 2021-03-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Valiant Peregrine Fund II	[2022-03-31]	18.4 M	14.3 M
	Offered $18,375,000 · Filed 2021-10-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
VC	Stifel Access Law Finance Group LP	2022-03-31		6.1 M
Other	KCP Access Fund LP	[2021-03-31]	4.1 M	5.7 M
	Offered $4,100,000 · Filed 2021-02-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Bridge 33 Fund LP	[2020-09-22]	20.8 M	27.5 M
	Offered $20,750,000 · Filed 2020-02-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP North Branch Fund LP	[2020-09-22]	11.3 M	11.6 M
	Offered $11,275,000 · Filed 2020-08-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	KCP Valiant Peregrine Fund LP	[2020-09-22]	10.4 M	12.0 M
	Offered $10,450,000 · Filed 2019-12-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	Leg IV and Opportunities Fund LLC	[2019-03-29]		25.7 M
	Filed 2018-01-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	RC V LLC	[2019-03-29]		19.1 M
	Filed 2009-03-31 (D) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
Other	Opportunistic Real Estate Fund LLC	[2018-03-29]		6.3 M
	Filed 2018-01-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	RC IV LLC	[2016-03-30]	6.5 M	76.7 M
	Filed 2015-05-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Leg II LLC	[2014-03-31]	13.6 M	13.9 M
	Filed 2016-06-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Cardinal Advisor Series-Local Currency Emerging Market Debt Master Fund LP	[2012-03-15]	258.8 M	6.4 M
	Filed 2016-03-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $5,141,549 · Net Assets Decline to Disclose
PE	BC Holdings LLC	2012-03-13		0.1 M
Other	Distressed Opportunities Fund II LLC	[2012-03-13]	48.0 M	0.6 M
	Filed 2019-10-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
Other	Distressed Opportunities Fund LLC	2012-03-13		0.3 M
HF	Diversified Inflation Protection Fund LLC	[2012-03-13]	12.9 M	8.6 M
	Filed 2012-12-21 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	EI Fund II LLC	[2012-03-13]	8.7 M	1.4 M
	Filed 2015-12-17 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	EI Fund I LLC	[2012-03-13]		0.0 M
Other	International Select Investments LLC	2012-03-13
Other	KC Partners Investment Fund LP	2012-03-13		0.8 M
PE	MC Holdings II LLC	2012-03-13		0.5 M
PE	MC Holdings I LLC	2012-03-13		0.4 M
Other	MP Concentrated Fund I	[2012-03-13]	5.6 M	9.3 M
	Filed 2025-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Real Assets LLC	2012-03-13		0.5 M
Other	Real Estate Recovery Fund LLC	[2012-03-13]	18.3 M	3.7 M
	Filed 2010-02-26 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets $5,000,001 - $25,000,000
Other	Value Real Estate Investments LLC	2012-03-13		4.9 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	156,989	41.0
(b) Individuals (high net worth individuals)	73,687	137.4
(c) Banking or thrift institutions	551	2.7
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	22	0.4
(g) Pension and profit sharing plans	1,481	2.6
(h) Charitable organizations	1,426	5.3
(i) State or municipal government entities	47	1.8
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	13	0.1
(m) Corporations or other businesses not listed above	1,967	6.2
(n) Other	8	0.0
Total	394,160	197.5
By Discretionary
Discretionary	302,279	126.8
Non-Discretionary	91,881	70.7
Total	394,160	197.5
By Non-United States Persons
Non-United States Persons		1.1
United States Persons		196.4
Total	394,160	197.5

Limited Partners	2011 - 2026
Fresno County Employee Retirement Association
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Maryland State Retirement and Pension System
Minnesota State Board of Investment
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
Ohio Police & Firefighters
Orange County Employee Retirement System
State Teachers Retirement System of Ohio
Teachers' Retirement Security for Illinois Educators

Form D Directors	Role	# Filings	# Firms
Michelle Wilson-Clarke	Director	284	70
Laren Gillespie	Director	119	24
Lisa Alexander	Director	75	17
Alison Martinson	Director	38	13
Jeffrey Cohen	Executive Officer	76	4
Jayson Lashin	Director	14	4
Eric Rubin	Executive Officer	11	3
David Romhilt	Executive Officer	8	3
Malcolm Frost	Executive Officer	18	2
James Knall	Director, Executive Officer	9	2
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0000948905]
13F-NT	[0000948905]
SC 13G	[0000948905]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Stifel Nicolaus & Co Inc MO	United States 12 Month Natural Gas Fund LP	[2021-07-12]
Stifel Nicolaus & Co Inc MO	Proshares Trust	[2019-02-05]
Stifel Nicolaus & Co Inc MO	First Trust Exchange-Traded Fund VIII	[2019-01-09]
Stifel Nicolaus & Co Inc MO	Franklin ETF Trust	[2019-01-09]
Stifel Nicolaus & Co Inc MO	iShares Trust	[2019-01-09]
Stifel Nicolaus & Co Inc MO	First Trust Exchange-Traded Fund VIII	[2019-01-09]
Stifel Nicolaus & Co Inc MO	Invesco Exchange-Traded Fund Trust II	[2019-01-09]
Stifel Nicolaus & Co Inc MO	iShares Trust	[2018-12-07]
Stifel Nicolaus & Co Inc MO	PGIM ETF Trust	[2018-11-02]
Stifel Nicolaus & Co Inc MO	Victory Portfolios II	[2018-10-17]
View All

Firm Profile (Form ADV)
Discretionary AUM	$17.8B
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	5WUVMA08EYG4KEUPW589

Related Firms	State	AUM
Stifel Nicolaus & Company Incorporated ✚	MO	197.53 B
Intyce LLC ✚	MO

Comparable Firms	State	AUM
SEI Investments Management Corp ✚	PA	216.43 B
Focus Partners Wealth LLC ✚	MO	181.86 B
Goldman Sachs & Co LLC ✚	NY	133.64 B
Pathstone Family Office LLC ✚	NJ	110.30 B
Cresset Asset Management LLC ✚	IL	78.94 B
Wells Fargo Investment Institute Inc ✚	NC	43.00 B
Sequoia Financial Advisors LLC ✚	OH	32.24 B
Vivaldi Capital Management LP ✚	IL	5,641.1 M
Three Bell Capital LLC ✚	TX	5,051.1 M
Avidian Wealth Enterprises LLC ✚	TX	4,764.2 M

Stifel Nicolaus & Company Incorporated

Assets, Funds, Holdings