Strategic Wealth Investment Group LLC

Item 5: Fees and Compensation

    A. FEE SCHEDULE

    Investment Advisory Fees
    The following table represents the base schedule of fees charged by Strategic Wealth Investment Group
    LLC for services provided fees are based on assets under management and you will not pay separate
    commission ticket charge or custodial fee for the execution of transactions in your account this does not
    exclude the potential of additional fees being charged by our custodian for certain kinds of products as
    dictated by their client account agreement terms

     Total Assets Under Management            Annual Fee
     First $1,000,000                         1.50%
     1,000,001- $2,499,999                    1.00%
     $2,500,000 - $4,999,999                  0.75%
     Above $5,000,000                         0.50%

                                                                                            Form ADV 2A Version: 3.17.2026

    Fees are negotiable based on the services requested and the complexity of the engagement. Your
    specific fee schedule is set forth in the Investment Advisory Contract (and any exhibits). Unless otherwise
    agreed in writing, portfolio management fees are calculated monthly and billed in arrears, and are
    typically deducted from your custodial account with your written authorization. You may terminate the
    Investment Advisory Contract upon fifteen (15) days written notice. Upon termination, we will calculate
    any advisory fee due through the effective termination date; because fees are generally billed in arrears,
    there is typically no unearned fee to refund. If any advisory fee is collected in advance for any reason, any
    unearned portion will be refunded on a prorated basis. You may terminate without penalty within five (5)
    business days of signing the contract, and any fees paid in advance (if any) will be refunded in full.

    SWIG pays the Advisor an annual consulting fee, billed quarterly in advance, for the services described
    above in Item 4. This fee is paid by SWIG from its own revenues and is not charged separately to clients as
    a distinct fee.

    To the extent this expense is a cost of operating SWIG’s advisory business, clients should understand
    that SWIG’s advisory fee is intended to cover, among other things, SWIG’s general business expenses,
    including amounts paid to third-party service providers such as the Advisor.

    Financial Planning Fees
    Financial planning fees are negotiable based on the scope and complexity of the planning engagement
    and are set forth in the Financial Planning Agreement (and any exhibits). Planning fees are generally due
    in advance; however, we do not require payment more than six (6) months in advance. You may terminate
    the Financial Planning Agreement within five (5) business days of signing without penalty. If you terminate
    after that period, any unearned portion of fees paid in advance will be refunded on a prorated basis based
    on the work completed as of the termination date.

    B. PAYMENT OF FEES

    Payment of Investment Advisory Fees
    Advisory fees are paid monthly in arrears to SWIG and are typically withdrawn from the client’s account
    with one-time up-front written authorization.

    Payment of Financial Planning Fees
    Financial planning fees may be paid by check or credit card. To the extent fees are paid in advance, we will
    not require payment more than six (6) months in advance, and any unearned portion will be refunded on a
    prorated basis upon termination.

    C. CLIENTS ARE RESPONSIBLE FOR THIRD PARTY FEES
    We want clients to understand that, in addition to SWIG’s advisory fee, their account may include certain
    routine third-party costs related to custody, brokerage, and investments. These charges are separate from
    SWIG’s fee, are paid to the applicable third-party provider, and may include custodian fees, brokerage
    commissions, transaction fees, and mutual fund or ETF expenses.

    These types of costs are common for investment accounts and will vary based on the services used, the
    investments selected, and account activity. Not all clients will incur all such charges. Please see Item 12 of
    this brochure for additional information regarding brokerage and custodian arrangements.

    D. PREPAYMENT OF FEES
    Advisory fees are quoted on an annualized basis, and, unless agreed to otherwise in writing, will
    be calculated and payable monthly in arrears, based on the market value of the client’s account (as
    determined by the Custodian) as of the last business day of the billing period. Multiple related accounts
    within a household shall be aggregated for purposes of determining the applicable annual fee rate to be
    charged.

                                                                                           Form ADV 2A Version: 3.17.2026

    E. OUTSIDE COMPENSATION FOR THE SALE OF SECURITIES TO CLIENTS
    Neither SWIG nor its supervised persons accept any compensation from outside sources for the sale of
    securities or other investment products, including asset-based sales charges or services fees from the
    sale of mutual funds.

    F. ADDITIONAL COST OF STRUCTURED NOTES
    In addition to our advisory fee, clients may incur product-level and transactional costs when purchasing
    structured notes. These may include (depending on the offering) commissions or selling concessions,
    structuring fees, and hedging costs that can be embedded in the note’s price and may cause the issue
    price to be higher than the issuer’s estimated value at issuance. Clients may also experience bid/ask
    spreads and price concessions on early sale or secondary-market transactions.

    G. ADDITIONAL COMPENSATION
    Our representatives may also be licensed insurance agents and recommend insurance products to any
...

types of clients:
    ƒ	 Individuals

    ƒ	 High Net Worth Individuals

    ƒ	 Corporations or Business Entities

    Minimum Account Size
    There is an account minimum, $7,500, which may be waived by the investment advisor, based on the
    needs of the client and the complexity of the situation.