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| TCW Investment Management Company LLC
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|---|---|
| CRD # | 106546 |
| SEC # | 801-29075 |
| CIK # | 0000850401, 0001145263 |
| AUM | 38.82 B (2026-05-05) |
| Employees | 405 (28% Investors, 20% Brokers) |
| Phone | 213-244-0000 |
| Address | 515 South Flower Street Los Angeles, CA 90071 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0000850401 0001145263 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 1.0 | ||
| Microsoft Corp | 0.6 | ||
| Broadcom Inc | 0.5 | ||
| Amazon Com Inc | 0.5 | ||
| Alphabet Inc | 0.5 | ||
| Facebook Inc | 0.3 | ||
| General Electric Co | 0.3 | ||
| Apple Inc | 0.2 | ||
| ASML Holding NV | 0.2 | ||
| Arista Networks Inc | 0.2 | ||
| Visa Inc | 0.2 | ||
| Costco Wholesale Corp /NEW | 0.2 | ||
| Mastercard Inc | 0.2 | ||
| Eaton Corp Ltd | 0.2 | ||
| Palo Alto Networks Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| McKesson Corp | 0.1 | ||
| GS Acquisition Holdings Corp | 0.1 | ||
| ServiceNow Inc | 0.1 | ||
| Equinix Inc | 0.1 | ||
| Cadence Design Systems Inc | 0.1 | ||
| Intuitive Surgical Inc | 0.1 | ||
| Intel Corp | 0.1 | ||
| International Business Machines Corp | 0.1 | ||
| O Reilly Automotive Inc | 0.1 | ||
| Spotify Technology Sa | 0.1 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | TCW Leveraged Income Trust II LP | 2012-03-30 | 0.9 M | |
| SA | TCW Leveraged Income Trust LP | 2012-03-30 | 1.1 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,748 | 2.4 |
| (b) Individuals (high net worth individuals) | 15 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 12 | 29.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 6.1 |
| (g) Pension and profit sharing plans | 40 | 0.5 |
| (h) Charitable organizations | 48 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.0 |
| (m) Corporations or other businesses not listed above | 71 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 4,982 | 38.8 |
| By Discretionary | ||
| Discretionary | 4,982 | 38.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4,982 | 38.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.8 | |
| United States Persons | 35.0 | |
| Total | 4,982 | 38.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000850401] | |
| 3 | [0000850401] | |
| 4 | [0000850401] | |
| SC 13D | [0000850401] | |
| SC 13G | [0000850401] | |
| 13F-NT | [0001145263] | |
| 3 | [0001145263] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $18.1B |
| Clients | 8,937 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
School Specialty Inc SCOO
Warrant to Purchase Common Stock · derivative
|
2020-05-29 | Other | 10,666,288 | $0.00 | |
|
School Specialty Inc SCOO
Warrant to Purchase Common Stock · derivative
|
2020-05-29 | Other | 567,346 | $0.00 |
| Related Firms | State | AUM |
|---|---|---|
|
TCW Asset Management Company LLC
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|
TCW Investment Management Company LLC
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Sepulveda Management LLC
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TCW Special Situations LLC
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CA |
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