|
⚲
|
| Keyboard |
| Trinity Capital Management LLC
✚
|
|
|---|---|
| CRD # | 143097 |
| SEC # | 801-67581 |
| CIK # | 0000099771, 0001786108 |
| AUM | 556.8 M (2026-04-15) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 805-963-0500 |
| Address | 607 de La Vista Ave Santa Barbara, CA 93103 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 204 | 49.8 |
| (b) Individuals (high net worth individuals) | 172 | 381.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 6 | 7.5 |
| (h) Charitable organizations | 8 | 116.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 1.5 |
| (n) Other | 0 | 0.0 |
| Total | 954 | 556.8 |
| By Discretionary | ||
| Discretionary | 933 | 556.3 |
| Non-Discretionary | 21 | 0.5 |
| Total | 954 | 556.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 556.8 | |
| Total | 954 | 556.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000099771] | |
| 10-Q | [0000099771] | |
| 3 | [0000099771] | |
| 4 | [0000099771] | |
| 5 | [0000099771] | |
| 8-K | [0000099771] | |
| D | [0000099771] | |
| SC 13D | [0000099771] | |
| SC 13G | [0000099771] | |
| 10-K | [0001786108] | |
| 10-Q | [0001786108] | |
| 3 | [0001786108] | |
| 4 | [0001786108] | |
| 5 | [0001786108] | |
| 8-K | [0001786108] | |
| D | [0001786108] | |
| SC 13G | [0001786108] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Stanton Sarah | |
| Trinity Capital Inc | |
| Harder Gerald | |
| Kundich Ronald | |
| Brown Kyle Steven | |
| Testa Michael | |
| Brown Steve Louis | |
| Zacharia Michael | |
| Lockridge Irma | |
| Estes Ronald E | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-16 | Buy | 800 | $14.16 | 11,328 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-16 | Buy | 3,532.32 | $14.16 | 50,018 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Grant | 104,022 | ||
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Tax withheld | 6,370 | $14.42 | 91,855 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Tax withheld | 31,101 | $14.42 | 448,476 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Grant | 256,588 | ||
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Tax withheld | 4,799 | $14.42 | 69,202 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Grant | 52,011 | ||
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Tax withheld | 10,928 | $14.42 | 157,582 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Grant | 55,478 | ||
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Tax withheld | 16,187 | $14.42 | 233,417 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Tax withheld | 6,826 | $14.42 | 98,431 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-13 | Grant | 45,076 | ||
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-12 | Buy | 27,109 | $14.75 | 399,858 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-11 | Buy | 500 | $14.75 | 7,375 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-09 | Buy | 518 | $14.82 | 7,677 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-09 | Buy | 1,585 | $14.82 | 23,490 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-09 | Buy | 105 | $14.80 | 1,554 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-03 | Buy | 200 | $14.73 | 2,946 |
|
Trinity Capital Inc TRIN
Common Stock
|
2026-03-02 | Buy | 3,333 | $14.90 | 49,662 |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Beck Capital Management LLC
✚
|
TX | 562.4 M |
|
Dumont & Blake Investment Advisors LLC
✚
|
NJ | 562.3 M |
|
John A Wolfe & Associates Inc
✚
|
MI | 560.7 M |
|
M Kraus & Company
✚
|
VT | 559.3 M |
|
Narus Financial Partners LLC
✚
|
UT | 559.0 M |
|
Wealth Science Advisors LLC
✚
|
GA | 558.7 M |
|
Life Line Wealth Management LLC
✚
|
CA | 557.6 M |
|
Asset Planning Inc
✚
|
CA | 553.5 M |
|
Nexus One Financial Advisors LLC
✚
|
TX | 552.0 M |
|
The Planning Project LLC
✚
|
TX | 551.4 M |