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| Happy Holidays!! thanks for using AUM13F!! |
| UBS OConnor LLC
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| CRD # | 108754 |
| SEC # | 801-57469 |
| CIK # | 0001132716 |
| AUM | |
| Employees | 72 (81% Investors, 11% Brokers) |
| Phone | 312-525-6000 |
| Address | One North Wacker Drive, Floor 31 Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| AMR Corp | 0.1 | ||
| Nvidia Corp | 0.0 | ||
| Mattel Inc /DE/ | 0.0 | ||
| Crocs Inc | 0.0 | ||
| Southern Co | 0.0 | ||
| Occidental Petroleum Corp /DE/ | 0.0 | ||
| Centerpoint Energy Inc | 0.0 | ||
| MercadoLibre Inc | 0.0 | ||
| Duke Energy Corp | 0.0 | ||
| Coreweave Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Ninteen77 China Long/Short Alpha Strategies Master Limited | 2023-08-11 | 50.0 | |
| HF | Nineteen77 Environmental Focus Fund Cayman Master Limited | [2020-08-28] | 46.2 | 189.7 |
| HF | OC 535 Offshore Fund SPC - Segregated Portfolio 5 | [2018-08-29] | 199.6 | 379.8 |
| HF | Nineteen77 Global Multi Strategy Alpha IV Limited | 2016-03-30 | 69.5 | |
| HF | Nineteen77 Global Multi Strategy Alpha Levered Master Limited | [2016-03-30] | 5.3 | 9.9 |
| HF | O'Connor Asia Pacific Equities Long/Short Master Limited | 2013-11-26 | 11.4 | |
| HF | CL Long/Short Select Master Limited | [2013-02-27] | 63.0 | 383.1 |
| HF | Nineteen77 US Equities Long/Short Select Master Limited | [2013-02-27] | 24.5 | 113.4 |
| HF | O'Connor Sustainability Long/Short Equity Master Limited | [2012-11-08] | 50.0 | 51.8 |
| HF | O'Connor Market Opportunities SPC for the Account of Global Equity Markets Segregated Portfolio | [2012-08-21] | 26.7 | 8.8 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 41 | 14.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 42 | 14.9 |
| By Discretionary | ||
| Discretionary | 42 | 14.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 42 | 14.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 10.2 | |
| United States Persons | 4.7 | |
| Total | 42 | 14.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Kevin Williams | 128 | |||
| Darren Stainrod | 140 | |||
| Philip Dickie | 106 | |||
| Cassandra Powell | 97 | |||
| Jennifer Thomson | 69 | |||
| William Walmsley | 118 | |||
| William Ferri | 37 | |||
| Phillip Dickie | 17 | |||
| John Fraser | 40 | |||
| Richard Saltzman | 38 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001132716] | |
| 3 | [0001132716] | |
| SC 13D | [0001132716] | |
| SC 13G | [0001132716] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | |
| O'Connor EQUUS |
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|---|---|---|
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NJ | 808.8 |
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UBS Realty Investors LLC
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CT | 2.5 |
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NY | 0.0 |
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UBS Hedge Fund Solutions LLC
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CT | 0.0 |
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UBS OConnor LLC
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IL | 0.0 |
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UBS Asset Management Americas Inc
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IL | 0.0 |
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UBS Swiss Financial Advisers AG
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V8 | 0.0 |
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UBS Farmland Investors LLC
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CT | 0.0 |