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| Happy Holidays!! thanks for using AUM13F!! |
| UBS OConnor LLC
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| CRD # | 108754 |
| SEC # | 801-57469 |
| CIK # | 0001132716 |
| AUM | |
| Employees | 72 (81% Investors, 11% Brokers) |
| Phone | 312-525-6000 |
| Address | One North Wacker Drive, Floor 31 Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| AMR Corp | 0.1 | ||
| Nvidia Corp | 0.0 | ||
| Mattel Inc /DE/ | 0.0 | ||
| Crocs Inc | 0.0 | ||
| Southern Co | 0.0 | ||
| Occidental Petroleum Corp /DE/ | 0.0 | ||
| Centerpoint Energy Inc | 0.0 | ||
| MercadoLibre Inc | 0.0 | ||
| Duke Energy Corp | 0.0 | ||
| Coreweave Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 41 | 14.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 42 | 14.9 |
| By Discretionary | ||
| Discretionary | 42 | 14.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 42 | 14.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 10.2 | |
| United States Persons | 4.7 | |
| Total | 42 | 14.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Kevin Williams | 128 | |||
| Darren Stainrod | 140 | |||
| Philip Dickie | 106 | |||
| Cassandra Powell | 97 | |||
| Jennifer Thomson | 69 | |||
| William Walmsley | 118 | |||
| William Ferri | 37 | |||
| Phillip Dickie | 17 | |||
| John Fraser | 40 | |||
| Richard Saltzman | 38 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001132716] | |
| 3 | [0001132716] | |
| SC 13D | [0001132716] | |
| SC 13G | [0001132716] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | |
| O'Connor EQUUS |
| Related Firms | State | AUM ($B) |
|---|---|---|
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UBS Financial Services Inc
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NJ | 808.8 |
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UBS Realty Investors LLC
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CT | 2.5 |
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UBS Fund Advisor LLC
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NY | 0.0 |
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UBS Hedge Fund Solutions LLC
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CT | 0.0 |
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UBS OConnor LLC
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IL | 0.0 |
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UBS Asset Management Americas Inc
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IL | 0.0 |
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UBS Swiss Financial Advisers AG
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V8 | 0.0 |
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UBS Farmland Investors LLC
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CT | 0.0 |