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| Happy Holidays!! thanks for using AUM13F!! |
| Waverly Advisors LLC
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| CRD # | 115332 |
| SEC # | 801-60741 |
| CIK # | 0001568787 |
| AUM | $16.1 B (2025-07-16) |
| Employees | 281 (54% Investors, 0% Brokers) |
| Phone | 205-871-3334 |
| Address | 600 University Park Place Birmingham, AL 35209 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001568787 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Microsoft Corp | 0.2 | ||
| Nvidia Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| Procter & Gamble Co | 0.1 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Waverly Growth Fund I LP | [2022-10-18] | 48.5 | 25.7 |
| Other | Waverly Income Fund LP | [2022-10-18] | 22.4 | 46.6 |
| Other | HS Select I LLC | [2020-03-26] | 26.0 | 4.0 |
| Other | BT Select Fund I LP | [2019-05-20] | 11.3 | 5.4 |
| Other | Waverly Opportunity Fund II LP | [2018-03-28] | 43.8 | 47.5 |
| Other | Waverly Opportunity Fund LP | [2016-03-03] | 63.6 | 70.9 |
| HF | Haines Opportunity Portfolio II LLC Class A | 2012-03-29 | 0.2 | |
| HF | Haines Opportunity Portfolio II LLC Class B | 2012-03-29 | 0.1 | |
| RE | HFA Ltd | 2012-03-29 | 0.8 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,707 | 2.7 |
| (b) Individuals (high net worth individuals) | 2,978 | 11.1 |
| (c) Banking or thrift institutions | 2 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.2 |
| (g) Pension and profit sharing plans | 254 | 1.4 |
| (h) Charitable organizations | 45 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 90 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 26,740 | 16.1 |
| By Discretionary | ||
| Discretionary | 25,646 | 15.7 |
| Non-Discretionary | 1,094 | 0.5 |
| Total | 26,740 | 16.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 16.1 | |
| Total | 26,740 | 16.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Scott Craig | 9 | ||
| BT Funds Group LLC | 4 | ||
| Clay McDaniel | 3 | ||
| BT Wealth Management LLC | 3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001568787] |
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|---|---|---|
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NY | 17.3 |
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Ancora Advisors LLC
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OH | 4.5 |
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TX | 4.5 |
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Proficio Capital Partners LLC
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MA | 4.0 |
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Altes Capital LLC
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NY | 3.1 |
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Cantor Fitzgerald Investment Advisors LP
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NY | 2.4 |
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Wellesley Asset Management Inc
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NH | 2.1 |
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Howard Financial Services Ltd
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TX | 1.4 |
|
Financial Management Professionals Inc
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TX | 1.1 |