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| Zacks Investment Management Inc
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| CRD # | 110897 |
| SEC # | 801-40592 |
| CIK # | 0001760588, 0001086483 |
| AUM | 14.59 B (2026-05-29) |
| Employees | 132 (8% Investors, 40% Brokers) |
| Phone | 312-265-9266 |
| Address | 101 N Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.5 | ||
| Apple Inc | 0.4 | ||
| Alphabet Inc | 0.4 | ||
| Microsoft Corp | 0.4 | ||
| Caterpillar Inc | 0.3 | ||
| J P Morgan Chase & Co | 0.3 | ||
| Wal Mart Stores Inc | 0.3 | ||
| Broadcom Inc | 0.2 | ||
| Facebook Inc | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Zacks Limited Partnership | 2018-05-29 | 4.5 M | |
| HF | Zacks Panther Fund LP | [2015-05-29] | 6.5 M | |
| Filed 2015-03-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $750,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Zacks Limited Partnership | 2012-03-30 | 5.1 M | |
| HF | Zacks Long Short | 2012-03-30 | 0.8 M | |
| HF | Zacks Market Neutral Limited Partnership 2008 | [2012-03-30] | 189.3 M | 4.9 M |
| Filed 2011-11-09 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Zacks Strategies II | 2012-03-30 | 7.5 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,051 | 1.0 |
| (b) Individuals (high net worth individuals) | 1,293 | 3.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 8 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 111 | 0.2 |
| (h) Charitable organizations | 2 | 0.0 |
| (i) State or municipal government entities | 2 | 0.0 |
| (j) Other investment advisers | 179 | 2.4 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 79 | 0.1 |
| (n) Other | 14 | 6.5 |
| Total | 12,368 | 14.6 |
| By Discretionary | ||
| Discretionary | 12,368 | 14.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12,368 | 14.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 14.6 | |
| Total | 12,368 | 14.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mitchel Zacks | Executive Officer | 2 | 2 | |
| Benjamin Zacks | Executive Officer | 2 | 2 | |
| Leonard Zacks | Executive Officer | 1 | 1 | |
| Zacks Investment Research Inc | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001086483] | |
| SC 13G | [0001760588] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Truist Financial Corp | Zacks Trust | [2026-04-20] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.9B |
| Clients | 25 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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|---|---|---|
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